Log in, if necessary, to view the following machine readable (MRO) and comma separated values (CSV) Consolidated Trade Summary (CTS) file formats:
| File | Production ID | Test ID |
| CTS Machine Readable Output (MRO) | 02042339 | 02982339 |
| CTS Comma Separated Values (CSV) Formatted | 02042340 | 02982340 |
This Consolidated Trade Summary (CTS) File Layouts and Descriptions document also contains the net reason codes, assigned to each record to provide transparency about the clearing process. You can also view the market codes that denote the marketplace of execution where the trade originated.
{docmanlist orderByOrder 1085}
{docmanlist orderByOrder 1918}
The Cost Basis Reporting Service (CBRS) system mitigates potential endless paper trails, extra charges, and added operational risk associated with firms manually transferring their cost basis information. The CBRS application extends its automated efficiencies and capabilities to transfer agents, issuers, mutual funds, custodian banks, and broker/dealers to support the transfer of cost basis information from one firm to another for any asset transfer.
Log in, if necessary, to view information about how to access and use the CBRS system, which helps you mitigate costs and operational risk when moving cost basis information.
{docmanlist orderByOrder 1066}
Log in, if necessary, to view the NSCC file formats and record layouts for CBRS.
View and download the CBRS input formats.
{docmanlist orderByOrder 1068}
View and download the CBRS output formats.
{docmanlist orderByOrder 1069}
Log in, if necessary, to learn about the ETF processing, including recent releases.
The NSCC ETF Product Management team, in close collaboration with key industry stakeholders, is creating a dedicated link between NSCC and the OCC. With the Options Clearing Connect initiative, NSCC processes the intake of Create and Redeem orders for ETFs and any underlying securities that are cleared by NSCC and settled by DTC. For those underlying components that are ineligible for clearance through NSCC—such as FLEX options and covered call options—NSCC would seamlessly route these to OCC for clearance and settlement through the new dedicated link. NSCC plans to launch the ETF Options Clearing Connect into
{docmanlist orderByOrder 1902}
Create/Redeem Activity Reporting will be required by all ETF Agents who submit primary market Create/Redeem order instructions to NSCC. ETF Create/Redeem Activity Reporting data enables NSCC to adequately and appropriately project its liquidity needs (for both the ETF Agent and the Authorized Participant on the orders). NSCC plans to launch the ETF Create/Redeem Activity Reporting into
{docmanlist orderByOrder 1911}
NSCC successfully launched the ETF Fund Sub Account/Standing Settlement Instruction (SSI) into Production on November 14, 2024. NSCC has taken action to receive the Fund Sub Account/SSI) from ETF Agents and distribute the details on the ETF Create and Redeem Instruction Data Output (MRO): Prod 02261254/PSE 02981254.
{docmanlist orderByOrder get_subfolders 1962}
{docmanlist orderByOrder get_subfolders 1834}
Page 4 of 7