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GTR CFTC/ Canada/ SEC

You are reporting derivatives trade data to CFTC / Canada / SEC.

 

 

 

CFTC/Canada/SEC Trade Reporting

Single-sided regulatory reporting of your OTC trade data is mandatory for all three regulatory agencies in the North America jurisdiction (CFTC, Canada, and SEC). 

GTR Service Help

Open the CFTC/Canada/SEC service help for end-to-end resources, including: 

  • Explicit Permissioning and User Access provides information about the prerequiste setup actions needed to successfully submit your trade data into the Trade Repository. The information available includes topics such as Explicit Permissioning, UAT Testing, and how users are granted access to the service by their Super Access Coordinators (SAC).
  • Connectivity describes how to connect to GTR in order to submit messages and recieve reports.
  • Production and Testing Enviornments describes the Production envrionment, as well as the UAT envrionment and the Global Industry Tools Simulator component for testing submissions.  It details Best Practices and Submission Limits for each enviornment or tool.
  • Data Submission explains essential concepts about how to create a trade submission message to report your OTC trade data. The information available includes topics such as choosing a template, submitting a trade, and the key/mandatory fields you need to populate.
  • Message Validation and Troubleshooting describes the validation stages and explains how to manage any Exceptions your submissions generate (NACKs).
  • Reports & Reconciliation covers the fundamentals of Portfolio Reconciliation. The information available includes topics such as how to access GTR-generated reports and how to report descriptions.
  • Portal provides instructions on use of functional components of the GTR NoA Portal to search your trade data and download your GTR End of Day Reports. 
  • Billing provides and overview and processes related to billing for Global Trade Repository ("GTR") services and Trade Repositories.

GTR CFTC/Canada/SEC: Working Group Library 2023

January 18, 2024

CFTC/Canada/SEC: Most Current Working Group Update

Modified February 06, 2024

GTR CFTC/Canada/SEC: Rewrite Phase 2 Message Specification

Modified February 06, 2024

GTR CFTC/Canada/SEC: GTR North America Rewrite Phase 2 Message Specification – Summary of Updates

September 29, 2023

GTR CFTC/Canada/SEC: North America Rewrite Release Notes

August 24, 2023

GTR CFTC/Canada/SEC: North America Rewrite Phase 2 Functional Change Document

November 03, 2023

GTR CFTC/Canada/SEC Rewrite Phase 2 Participant Report

July 27, 2023

GTR CFTC/Canada/SEC: CFTC Clearing Exemption

June 23, 2023

GTR CFTC/Canada/SEC: North America ReWrite Phase 2 Participant Report Summary

August 11, 2023

GTR CFTC/Canada/SEC: North America Rewrite Phase 2 Working Group Updates - General Overview

September 29, 2023

GTR CFTC/Canada/SEC: North America Rewrite Working Group Updates for UPI Use cases

July 14, 2023

GTR CFTC/Canada/SEC: NoA Rewrite Phase 2 Submission Samples (CSV,XML, FpML)

Modified February 06, 2024

GTR CFTC/Canada/SEC: Rewrite Phase 2 - XML XSD 1-18

November 03, 2023

GTR CFTC/Canada/SEC: Phase 2 Rewrite PPD – General Overview

August 11, 2023

GTR CFTC/Canada/SEC: North America Rewrite Phase 2 Message Response

Modified February 16, 2024

GTR CFTC/Canada/SEC: Rewrite Phase 2 Working Group Updates Sep 20, 2023 for IR Fixed

September 22, 2023

GTR CFTC/Canada/SEC Rewrite Phase 2: Release Notes

January 17, 2024

GTR CFTC/Canada/SEC Rewrite Phase 2 PPD Transformation & Time Delay

October 13, 2023

GTR CFTC/Canada/SEC: Rewite Phase 2 UAT Oct 26 Implementation Runbook

October 20, 2023

GTR CFTC/Canada/SEC: PPD User Guide

November 09, 2023

GTR CFTC/Canada/SEC: Rewrite Phase 2 UAT Nov 21 Implementation Runbook

November 17, 2023

GTR CFTC/Canada/SEC: Rewrite Phase 2 PROD Runbook

January 11, 2024
 

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GTR CFTC/Canada/SEC: North America Rewrite Phase 2 Message Response

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GTR CFTC/Canada/SEC: NoA Rewrite Phase 2 Submission Samples (CSV,XML, FpML)

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GTR CFTC/Canada/SEC: Rewrite Phase 2 Message Specification

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CFTC/Canada/SEC: Most Current Working Group Update

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GTR CFTC/Canada/SEC Service Help

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GTR CFTC/Canada/SEC: Working Group Library 2023

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GTR CFTC/Canada/SEC Rewrite Phase 2: Release Notes

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GTR CFTC/Canada/SEC: Rewrite Phase 2 PROD Runbook

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GTR NoA OTC Specifications Overview

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GTR CFTC/Canada/SEC: Rewrite Phase 2 UAT Nov 21 Implementation Runbook

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GTR CFTC/Canada/SEC: PPD User Guide

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GTR CFTC/Canada/SEC: North America Rewrite Error Codes

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GTR CFTC/Canada/SEC: North America Rewrite Phase 2 Functional Change Document

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GTR CFTC/Canada/SEC: Rewrite Phase 2 - XML XSD 1-18

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GTR CFTC/Canada/SEC: Rewite Phase 2 UAT Oct 26 Implementation Runbook

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GTR CFTC/Canada/SEC Rewrite Phase 2 PPD Transformation & Time Delay

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GTR CFTC/Canada/SEC: GTR North America Rewrite Phase 2 Message Specification – Summary of Updates

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GTR CFTC/Canada/SEC: North America Rewrite Phase 2 Working Group Updates - General Overview

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GTR NoA FpML Submissions Best Practice

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GTR CFTC/Canada/SEC: Rewrite Phase 2 Working Group Updates Sep 20, 2023 for IR Fixed

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GTR CFTC/Canada/SEC: North America Rewrite Release Notes

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GTR CFTC/Canada/SEC: North America ReWrite Phase 2 Participant Report Summary

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GTR CFTC/Canada/SEC: Phase 2 Rewrite PPD – General Overview

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GTR North America Regulatory Re-Write Phase 2 General Overview

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