Welcome to the Record Formats and Messages section for DTC Settlement. Here you will find technical specification documents outlining the data format required in order to send and receive data.
Once you have set up up your batch files and messages you are ready to send your transactions for DTC Settlement. Status messages will arrive as output files or messages from DTC. You may also check the status of transactions sent via file or message in the Settlement Web.
Clients may submit their transactions to DTC via ISO 15022 Messaging and Batch Files. Batch files utilize a CCF (Computer to Computer File Transmission, a proprietary format) and MQ Series format. For more information, navigate to the DTCC Client Center and select your product or service .
Below are often used record formats and messages.
Click Below to access CCF, MQ, and ISO Settlement CCF Technical Specification files.
CCF and MQ
- Pledge Release Function (CF2PLR) via CCF-II Function User’s Guide
- Payment Orders (CF2POC) via CCF-II Function User’s Guide
- Collateral Loan Closing Balances (COLOAN) via CCF-II User’s Guide
- Deliver Orders (DAYDOS/CF2NDO) via CCF-II User’s Guide
- Deliver Orders (DOI1/5) Function User’s Guide
- DOX1/5_NDO1/5 Deliver Orders/Night Deliver Orders
- DTF/SEGPART DTC Segregation Account Return Transactions
- Memo Segregation Balances (DTFMEM) Function User’s Guide
- Settlement Participant Activity (DTFPART) Function User’s Guide
- Disaster Recovery Settlement Participant Activity (5.11-DR)
- Fed Funds Settlement/Settling Bank Balances (FFSBST)
- Fed Funds Settlement/FICC GSD Settling Bank Balances (FFSFIT) Function User’s Guide
- Customer Level Detail File (IPOCLD) Function User’s Guide
- Lead Underwriter/Syndicate Member Flipping Activity File (IPOLUW/IPOSYN) via CCF-II Function User’s Guide
- Initial Public Offering Tracking System ICM Input Processing (IPA/R/T/J/L1&5) – via CCF-II Function User’s Guide
- Investors Voluntary Redemption and Sales (IVORS) Transaction Pricing (IVREPA) Function User’s Guide
- LOF1/5 PEX Letters of Free Funds
- MDH User Guide for Seg and MemoSeg (Output)
- Memo Segregation Activity (MEMOSG) Function User’s Guide
- Memo Segregation (MEMSEG) Function User’s Guide
- MN/NA Day Transfer Position (MNA1/MNA5, 16.9) ICM Input Processing via CCF-II and MDH Function User’s Guide
- Money Market Instruments Issuance Transaction Input Function User’s Guide
- MQ DO Deliver Order Output (Both Day and Night Activity)
- MQ Drop Notification Output (For Deliver Order and Pledge Activity)
- MQ MMI Proprietary Funding
- MQ MMI Acronym Status Output
- MQ Payment Order Output
- MQ PRELIM – MDH User Guide for Preliminary Settlement Statement Records, Version 2
- MQ Pledge Release Request and Pledge Return Guide
- MQ Seg and Memo Seg
- MQ RAD Output Function User’s Guide
- OCC 1/5 Options Clearing Corp./Collateral Loan Services Function User’s Guide
- DTC Participant Account Return (PARTPO) Payment Order
- PCL1 Pend Action
- PEX1/5 SMART/Track for Buy-Ins Instructions – version 2
- PLG1 and PLG5 Collateral Loans Services
- POL 1/5 Payment Orders Instructions
- RAD1 Function User’s Guide
- RLSERQ Pledge Release Request Data Transmission
- Security Segregation (SECSEG) Function User’s Guide
- Segregation/Memo Segregation/Investment ID Input File (SEG1/SEG5) Function User’s Guide
- SLRADJ Function User’s Guide
- SLRBLC Function User’s Guide
- DTF/SLRBLD Function User’s Guide
ISO
- Deposit Withdrawal at Custodian (DWAC): ISO 15022 Message Layouts
- ISO 15022 Message Layouts – MT530 Transaction Command Processing
- ISO 15022 Message Layouts – Segregation/Seg Release/Memo Segregation/Investment ID/Investment ID Release Input
- ISO 15022 Message Layouts – Pledge/Release Transactions
- ISO 15022 Message Layouts – MA/NA Position Transfer
- ISO 15022 Message Layouts – Deliver Orders Input Messages
- ISO 15022 Message Layouts – Payment Orders
- MT548 – Long Version Participant Status
- MT548 - Long Version Accounting Participant Status
- MT548 – Short Version Participant Status
- MT548 – IPA Participant Confirmation (Output to MT530 Transaction Command)
- Acronym Status Proprietary Message (Output)
Click Below to access Money Market Instruments CCF Technical Specification files.
- DMXPIM PIM Record Layout
- EODMMI End-of-Day MMI Balances for Paying Agents
- MMB1/5 Money Market Instruments - Bankers’ Acceptance Issuance Transaction
- MMF1 Money Market Instruments – Full Call Notifications
- MMIC/MMIM Money Market Instruments Issuance Transaction Input – version 1
- MMIC/MMIM Money Market Instruments Issuance Transaction Input – version 2
- MMIECM/MMIECU Money Market Instruments Eligible CUSIP Master File
- MMIEDS Paying Agent’s Report
- MMU1/5 Money Market Instruments – Bankers’ Acceptance Update Transaction
- MTNEID Medium Term Note Issuance, Cancellation, and Withdrawal Activity
- POR1/5 PORS MMI Balance Confirmation
- POR1/POR Output PORS Activity
- RFCMMI Redemption Foreign Currency