DTC's Security Position Reports provide issuers, trustees and authorized third-party agents with valuable information on the position holdings of DTC participants in the issuer’s security as of a specified time period.
Login to your user account and review the SPR Documentation below, then use the Related Content link at right to see answers to Frequently Asked Questions (FAQs) about SPR. You should also watch the SPR-related videos available in the Security Position Reports (SPR) Resources tab.
The links below represent the current roster of SPR-specific training documentation. To download Learning Center resources you'll need to be logged into your Learning Center user account.
SPR Registration User Guide
The primary purpose of this user guide is to familiarize clients with Security Position Reports registration. This guide is not intended to serve as a legal document. No statement in this guide should be construed as a legally binding rule or regulation, or as creating an obligation on the part of DTCC or any of its subsidiaries. In addition, any time schedules or time requirements set forth herein are subject to change without notice. Topics include:
- Registration for New Company / New User,
- set up payment via EPY,
- add a CUSIP to SPR,
- technology information.
Electronic Omnibus Proxy Guide
This one-page quick reference is intended to help prepare your firm for efficient use of the Electronic Omnibus Proxy capability from DTC.