Log in to learn about the ETF processing.
Notes:
- Access client business requirements and related input and output format files for the upcoming ETF T0 and T+1 Settlement Cycle releases at ETF Release.
- ETF enhancements to support fixed income assets for Corporate, Municipal, and UIT (CMU) deployed to production on April 26, 2021.
- ETF PCF enhancements for multiple baskets deployed to production on July 27, 2020.
Client Business Requirements: Phase 2 — Clearing Enhancements to Support Fixed Income Assets for Corporate, Municipal, and UIT (CMU)
View the client business requirements for the ETF Phase 2 initiative. NSCC introduces enhancements in Phase 2 to enable clearance of Fixed Income ETFs with Corporate and Municipal Bond components.
October 28, 2021
ETF Message Codes
View the ETF message codes, types, and descriptions, including enhancements for Phase 2 to enable clearance of Fixed Income ETFs with Corporate and Municipal Bond components.
October 28, 2021
Exchange Traded Fund (ETF) Web User Guide
Learn more about how as ETF agents and authorized participants (APs), you can use the Exchange Traded Fund Web portal to:
Subscribe or unsubscribe to all available ETF portfolios using the ETF Portfolio Subscription Inquiry page.
View and download the portfolio details after subscribing to an ETF portfolio.
Access real time portfolio composition information that is pulled from Security Master database.
Request historical portfolio details. Information about this feature will be provided in a later version.
Customize alert notifications.
April 23, 2021
ETF Frequently Asked Questions (FAQs)
Review answers to general file format questions, transmission options, and key definitions for ETF Domestic Portfolio data files, including custom portfolios.
February 20, 2020
Trading Relationship Management User Guide
October 26, 2022
Client Business Requirements: Phase 1 — PCF Enhancements for Processing Multiple Basket Types
Learn more about the portfolio composition file (PCF) enhancements implemented for processing multiple basket types. View the DATATRAK Production 11301/Test 41301, AutoRoute Production 02261256/Test 02981256, and AutoRoute Production 02262335/Test 02982335 record layouts, features for multiple basket types, sample user interface screen shots, and message codes.
July 01, 2020
Exchange Traded Funds (ETF) Near Real-Time Create/Redeem Enhancements and Controls: Customer Business Requirements
View the customer business requirements for the Exchange Trade Funds (EFT) near real-time create/redeem enhancements and controls. It includes record layouts and sample reports.
July 16, 2019
ETF CUSIP and Symbol Upload Template
Use this template to upload CUSIPs or symbols when requesting ETF Historical Portfolio information.
January 24, 2020