Settlement

Welcome! In this section of the DTCC Learning Center you will find the resources you need to maximize your use of DTCC’s Settlement offerings. To find the content you need, either use the Search field or select a product below to access user guides, file specifications, video tutorials, and more.

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Click on the boxes below to learn about the transaction types and activities that make up the settlement process.

 

The Inventory Management System provides you with the ability to manage when and in what order deliveries from your inventory should be attempted. IMS is a service offered to you as a deliverer. Inventory is the number of shares you have available to meet your deliveries.
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The Settlement Web is DTC's primary Settlement user interface. Clients have the ability to view their settlement activity as well as to submit transactions to DTC for end of day money settlement.
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SMART/Track provides a centralized communications hub for the transmission of various message types between clients.
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The Clearing Fund Management system is used to manage your DTC Participant Funds deposit accounts in real-time.
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Access technical specification documents outlining the data format required in order to send and receive data.

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Settlement Fundamentals: DTC Settlement Transactions and Systems

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Settlement Fundamentals: an Overview of DTC Settlement Processes & Managing Collateral in Your Account

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Changes in PAMM and PORS

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Overview of Stock Loans and Repo Agreements

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Clearing Fund Management - DTC Help

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Settlement Web Help

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Authorizing, Exempting, and Canceling a Transaction

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Setting Up a Security Profile

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Setting Up a Drop Profile

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Releasing a Transaction

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DTC Security Eligibility (MMI vs. Underwriting): A Quick Reference for IPAs

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Clearing Fund Management - DTC Modernization Demo

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Clearing Fund Management - DTC Demo

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Project Ion MVP User Guide

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SMART/Track for Buy-Ins User Guide

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SMARTTrack CNS Buy-Ins Quick Reference

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DTC Settlement: Overview Webcast

Overview of DTC Settlement Processing which will list the requirement, how transactions are recorded and how Settlement occurs at DTC.
February 08, 2021

Money Market Instrument (MMI) Issuances and Maturities

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Settlement: Settlement Participant Activity (DTFPART) Function User’s Guide

DTFPART (document 5.11) enables you to receive Participant account return transaction information at various times of the business day.
February 04, 2020

Settlement: Collateral Loan Closing Balances (COLOAN) via CCF-II User’s Guide

The COLOAN function (16.6) provides DTC Pledgee Banks daily access to the Collateral Loan Closing Balances.
February 03, 2020

Settlement: Customer Level Detail File (IPOCLD) Function User’s Guide

IPOCLD (15.01) allows DTC Participants to receive customer-level detail information for Participants' retail customers, Participants' institutional customers for which they are custodians, and Participants' own institutional customers that hold custody at another Participant. The file is generated once daily via DTF, and is in machine-readable format.
February 03, 2020

Settlement: Payment Orders (CF2POC) via CCF-II Function User’s Guide

CCF-II users may utilize the CF2POC function (5.04) in order to transmit Payment Orders (POs), such as Security Payment Orders (SPOs) and Premium Payment Orders (PPOs) to DTC.
February 03, 2020

Settlement: Deliver Orders (DAYDOS/CF2NDO) via CCF-II User’s Guide

CF2 users may use the DAYDOS function (5.02) to transmit day cycle Delivery Order transactions to DTC starting at 3:00 a.m. and continuing throughout the business day, based on the cutoff time schedule. With the CF2NDO function, transactions are batched and transmitted to DTC between 3:00 a.m. and 8:00 p.m. and do not affect the Participant’s account until the next business day.
February 03, 2020

Settlement: Deliver Orders (DOI1/5) Function User’s Guide

This function (5.24) allows one Participant to transfer a specified quantity of a security to another Participant via FTP, NDM, or MQ.
February 03, 2020
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