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Settlement

Welcome! In this section of the DTCC Learning Center you will find the resources you need to maximize your use of DTCC’s Settlement offerings. To find the content you need, either use the Search field or select a product below to access user guides, file specifications, video tutorials, and more.

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Click on the boxes below to learn about the transaction types and activities that make up the settlement process.

 

Inventory Management System

The Inventory Management System provides you with the ability to manage when and in what order deliveries from your inventory should be attempted. IMS is a service offered to you as a deliverer. Inventory is the number of shares you have available to meet your deliveries.
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Featured Content

Record Formats Messages

Clients may submit their transactions to DTC via ISO 15022 Messaging and Batch Files. Batch files utilize a CCF (Computer to Computer File Transmission, a proprietary format) and MQ Series.  For more information contact This email address is being protected from spambots. You need JavaScript enabled to view it..
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Settlement Web

The Settlement Web is DTC's primary Settlement user interface. Clients have the ability to view their settlement activity as well as to submit transactions to DTC for end of day money settlement.
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SMARTTrack Services

SMART/Track provides a centralized communications hub for the transmission of various message types between clients.
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Project Ion MVP User Guide

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DTC Loss Allocation Overview - Part 1

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DTC Loss Allocation Overview - Part 2

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SMARTTrack for Buy-Ins User Guide

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SMARTTrack CNS Buy-Ins Quick Reference

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Settlement Web Help

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DTC Settlement: Overview Webcast

Overview of DTC Settlement Processing which will list the requirement, how transactions are recorded and how Settlement occurs at DTC.
February 08, 2021
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Understanding the Settlement Process

View a high-level overview of the settlement process for DTCC's subsidiaries, DTC and NSCC, through input, processing, and end-of-day settlement.
February 08, 2021
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Money Market Instrument (MMI) Issuances and Maturities

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Releasing a Transaction

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Setting Up a Drop Profile

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Authorizing, Exempting, and Canceling a Transaction

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Setting Up a Security Profile

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DTC Security Eligibility (MMI vs. Underwriting): A Quick Reference for IPAs

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PAMM Field Behavior Matrix

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ISO Messaging Test Facility

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Inventory Management System

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Night Cycle Reengineering Processing Rules

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StockLoan / REPO Reason Codes and Their Explanations

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An Overview of Stock Loans and Repurchase (REPO) Agreements

In this business process overview course you will be introduced to DTC's stock loan and REPO processing and income tracking.
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Stock Loan and REPO Agreement Transaction Processing at DTC

In this course you will learn how to submit stock loan or REPO deliver orders, view transactions, and enter a position or cash adjustment to stock loans and REPOs.
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SMART/Track for Agency Lending Disclosure

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Benefits of IMS Greater control over night cycle deliveries through various authorization capabilities Ability to re-introduce dropped t…

Buy-Ins SMART/Track for Buy-ins is a web-based system that enables automated communication and tracking of NSCC CNS and non-CNS (e.g., NYSE…
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