Settlement

Welcome! In this section of the DTCC Learning Center you will find the resources you need to maximize your use of DTCC’s Settlement offerings. To find the content you need, either use the Search field or select a product below to access user guides, file specifications, video tutorials, and more.

Remember to log in to see the most available content.

 

Click on the boxes below to learn about the transaction types and activities that make up the settlement process.

 

The Inventory Management System provides you with the ability to manage when and in what order deliveries from your inventory should be attempted. IMS is a service offered to you as a deliverer. Inventory is the number of shares you have available to meet your deliveries.
VIEW SECTION
Clients may submit their transactions to DTC via ISO 15022 Messaging and Batch Files. Batch files utilize a CCF (Computer to Computer File Transmission, a proprietary format) and MQ Series.  For more information contact This email address is being protected from spambots. You need JavaScript enabled to view it..
VIEW SECTION
The Settlement Web is DTC's primary Settlement user interface. Clients have the ability to view their settlement activity as well as to submit transactions to DTC for end of day money settlement.
VIEW SECTION
SMART/Track provides a centralized communications hub for the transmission of various message types between clients.
VIEW SECTION

Settlement Web - Inputting a Pledge and Requesting a Pledge Release Webcast

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

An Overview of Stock Loans and Repurchase (REPO) Agreements

In this business process overview course you will be introduced to DTC's stock loan and REPO processing and income tracking.

Authorizing, Exempting, and Canceling a Transaction

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Collateral Loans: Map Pledgee Functions to Settlement Web

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

DTC Loss Allocation Overview - Part 1

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

DTC Loss Allocation Overview - Part 2

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

DTC Security Eligibility (MMI vs. Underwriting): A Quick Reference for IPAs

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

DTC Settlement Progress Payment (SPP)

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

DTC Settlement: Concepts of Risk Management Webcast Part 1

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

DTC Settlement: Concepts of Risk Management Webcast Part 2

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

DTC Settlement: End-of-Day Settlement Final Figures Webcast

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

DTC Settlement: Overview Webcast

Overview of DTC Settlement Processing which will list the requirement, how transactions are recorded and how Settlement occurs at DTC.
Modified February 08, 2021
back to top