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Click on the boxes below to learn about the transaction types and activities that make up the settlement process.
Inventory Management System
The Inventory Management System provides you with the ability to manage when and in what order deliveries from your inventory should be attempted. IMS is a service offered to you as a deliverer. Inventory is the number of shares you have available to meet your deliveries.
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Settlement Web
The Settlement Web is DTC's primary Settlement user interface. Clients have the ability to view their settlement activity as well as to submit transactions to DTC for end of day money settlement.
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SMARTTrack Services
SMART/Track provides a centralized communications hub for the transmission of various message types between clients.
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Clearing Fund Management - DTC
The Clearing Fund Management system is used to manage your DTC Participant Funds deposit accounts in real-time.
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Settlement: CCF Document Repository
Access technical specification documents outlining the data format required in order to send and receive data.
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Settlement Fundamentals: DTC Settlement Transactions and Systems
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Settlement Fundamentals: an Overview of DTC Settlement Processes & Managing Collateral in Your Account
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Settlement: LOF1/5 PEX Letters of Free Funds
Participants can utilize this function (5.18) to transmit Letters of Free Funds instructions to DTC
Settlement: OCC 1/5 Options Clearing Corp./Collateral Loan Services Function User’s Guide
Participants can use this function (5.20) to transmit OCC Release instructions to DTC.
Settlement Web Help
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ISO Messaging Test Facility User Guide
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Settlement: Pledge Release Function (CF2PLR) via CCF-II Function User’s Guide
Users may utilize CF2PLR (5.06) to transmit Pledge/Release transactions to DTC. Pledge/Release services included in the CF2PLR function are pledges, release requests, and release returns.
Changes in PAMM and PORS
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Settlement: ANE1/5 Institutional Delivery System Authorization and Exception System
The ANE 1/5 function (3.08) provides Authorization/Exception processing of affirmed DTC eligible trades on S–1, in addition to Authorization/Exception processing on the morning of settlement(s) date and trade-for-trade authorization through S+21
DTC Security Eligibility (MMI vs. Underwriting): A Quick Reference for IPAs
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Overview of Stock Loans and Repo Agreements
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Clearing Fund Management - DTC Help
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Authorizing, Exempting, and Canceling a Transaction
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Setting Up a Security Profile
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Setting Up a Drop Profile
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Releasing a Transaction
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Clearing Fund Management - DTC Modernization Demo
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Clearing Fund Management - DTC Demo
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Project Ion MVP User Guide
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SMART/Track for Buy-Ins User Guide
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SMARTTrack CNS Buy-Ins Quick Reference
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DTC Settlement: Overview Webcast
Overview of DTC Settlement Processing which will list the requirement, how transactions are recorded and how Settlement occurs at DTC.
Money Market Instrument (MMI) Issuances and Maturities
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Settlement: Settlement Participant Activity (DTFPART) Function User’s Guide
DTFPART (document 5.11) enables you to receive Participant account return transaction information at various times of the business day.