Mutual Fund Services

Welcome! In this section of the DTCC Learning Center you will find the resources you need to maximize your use of DTCC's Mutual Fund Services offerings. To find the content you need either use the Search field or select a product below to access user guides, record layouts , video tutorials, FAQs, and more.

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Mutual Fund Services (MF) delivers a broad range of innovative transactional and information services to automate, standardize and centralize processes to create efficiencies and reduce cost and risk for the mutual fund marketplace. MF solutions drive business relationships between asset managers and their distributors, linking a vast network including fund companies, investment managers, broker/dealers, banks, trusts, and other financial services firms that offer fund investments to the market.

Listed below are the products for Mutual Fund Services. Click into each product link below to explore more...

 

Fund/SERV®

Fund/SERV® is the U.S. industry standard for processing and settling mutual fund, bank collective fund and other pooled investment product transactions between fund companies and distributors.  
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DTCC Payment aXis ®

DTCC Payment aXis® automates and streamlines the processing of commissions and various mutual fund fee types, including the transmission and settlement of invoices for broker controlled and retirement plan accounts.
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MF Info Xchange

DTCC’s MF Info Xchange facilitates and centralizes the delivery and receipt of time-critical mutual fund, bank collective fund and other pooled investment product notifications to reduce risk throughout the communication process.
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MFPS I

Mutual Fund Profile Service I Daily Price and Rate File (MFPS I) provides fund companies with an automated solution for delivering prices and daily distribution rates to their intermediaries.
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MFPS II

Mutual Fund Profile Service II (MFPS II) is a multi-dimensional repository of two databases that allows funds, broker/dealers and other distribution firms to automate and streamline the exchange of accurate and timely information on securities, participants and distributions.
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Networking

Networking, offered by DTCC’s Wealth Management Services (WMS), is the industry standard for mutual fund account reconciliation and dividend processing.
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Omni/SERV®

Omni/SERV® provides a streamlined communication platform for the transmission of Activity and Position files for fund accounts held in Omnibus, enabling participating trading partners to share sub-account information.
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Asset Type Indicator Codes

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Autoroute 02110335 - Fund/SERV Security Master Weekly Record Layout

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Autoroute 02110802 - Fund/SERV Security Master Daily Record Layout

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Networking Omni/SERV (SM) Activity Reporting

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Money Market User Guide

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Communicating Negative Rate & Share Cancellation Activity for CNAV Money Market Funds: Best Practices

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Interval Funds: Repurchase Processing User Guide & Best Practices

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Mutual Fund Profile I Price and Rates Guide

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Matrix Level Guide

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ACATS Fund/SERV Guide

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Cost Basis Reporting Service (CBRS) Supplemental Guide for Mutual Funds

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View the Cash Adjustment Report

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Fund/SERV Technical Guide Chapter 6

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Fund/SERV Technical Guide Chapter 8

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Short Term Redemption Fee Processing Best Practices

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Share Aging Best Practices

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MF Info Xchange Web User Guide

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MF Info Xchange API Capabilities - Technical Guide

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MF Info Xchange Data Dictionary

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Retirement Plan Reporting Best Practices

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Underlying Firm Symbol (UFS) List

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UFS Deletions and Modifications List

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Networking Technical Guide

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Retirement Plan Reporting Record Layouts

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