Mutual Fund Services

Welcome! In this section of the DTCC Learning Center you will find the resources you need to maximize your use of DTCC's Mutual Fund Services offerings. To find the content you need either use the Search field or select a product below to access user guides, record layouts , video tutorials, FAQs, and more.

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Mutual Fund Services (MF) delivers a broad range of innovative transactional and information services to automate, standardize and centralize processes to create efficiencies and reduce cost and risk for the mutual fund marketplace. MF solutions drive business relationships between asset managers and their distributors, linking a vast network including fund companies, investment managers, broker/dealers, banks, trusts, and other financial services firms that offer fund investments to the market.

Listed below are the products for Mutual Fund Services. Click into each product link below to explore more...

 

Fund/SERV®

Fund/SERV® is the U.S. industry standard for processing and settling mutual fund, bank collective fund and other pooled investment product transactions between fund companies and distributors.  
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ACATS-Fund/SERV® is a dynamic service that automates and standardizes transfers and re-registration of assets in a client’s mutual fund account. It automates and standardizes transfers and re-registrations of the assets in a customer’s mutual fund account.
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Defined Contribution Clearance & Settlement (DCC&S) streamlines purchase, redemption, and exchange transactions in defined contribution and other retirement plans for mutual fund and insurance companies, third-party administrators (TPAs), plan trustees, plan administrators, broker/dealers and other distribution firms.
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Transfer of Retirement Assets enables mutual fund companies to transfer to other fund companies the assets and values of mutual fund shares held in fund-sponsored IRA plans.
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DTCC Payment aXis ®

DTCC Payment aXis® automates and streamlines the processing of commissions and various mutual fund fee types, including the transmission and settlement of invoices for broker controlled and retirement plan accounts.
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MF Info Xchange

DTCC’s MF Info Xchange facilitates and centralizes the delivery and receipt of time-critical mutual fund, bank collective fund and other pooled investment product notifications to reduce risk throughout the communication process.
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MFPS I

Mutual Fund Profile Service I Daily Price and Rate File (MFPS I) provides fund companies with an automated solution for delivering prices and daily distribution rates to their intermediaries.
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MFPS II

Mutual Fund Profile Service II (MFPS II) is a multi-dimensional repository of three databases that allows funds, broker/dealers and other distribution firms to automate and streamline the exchange of accurate and timely information on securities, participants and distributions.
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Networking

Networking, offered by DTCC’s Wealth Management Services (WMS), is the industry standard for mutual fund account reconciliation and dividend processing.
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Retirement Plan Reporting delivers a centralized and standardized solution for transmitting retirement plan level information among mutual fund industry participants.
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Networking for Standardized Data Reporting helps funds and insurance carriers monitor trading frequency by investors whose transactions are housed in omnibus accounts.
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Omni/SERV®

Omni/SERV® provides a streamlined communication platform for the transmission of Activity and Position files for fund accounts held in Omnibus, enabling participating trading partners to share sub-account information.
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529 Account Processing Best Practices

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529 Aggregation Best Practices

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ACATS Fund/SERV Guide

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ACATS-Fund/SERV Overview

The purpose of this video is to provide an overview of the ACATS-Fund/SERV process.  
Modified June 21, 2021

An Overview of the Networking System

In this video, we will provide you with a brief history of the Networking system, review basic functions of the Networking service and take a look at some of the key features.  
Modified December 18, 2020

An Overview of the NSCC Fund/SERV System

This video give you a high level overview of the Fund/SERV® system.  
Modified December 18, 2020

Asset Type Indicator Codes

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Autoroute 02110335 - Fund/SERV Security Master Weekly Record Layout

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Autoroute 02110802 - Fund/SERV Security Master Daily Record Layout

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Autoroute 02112198 - Mutual Funds Security Master File

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AutoRoute 02132518 - Settlement file for Mutual Funds

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B52 Networking Transfer Best Practices

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