Mutual Fund Services

Welcome! In this section of the DTCC Learning Center you will find the resources you need to maximize your use of DTCC's Mutual Fund Services offerings. To find the content you need either use the Search field or select a product below to access user guides, record layouts , video tutorials, FAQs, and more.

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Mutual Fund Services (MF) delivers a broad range of innovative transactional and information services to automate, standardize and centralize processes to create efficiencies and reduce cost and risk for the mutual fund marketplace. MF solutions drive business relationships between asset managers and their distributors, linking a vast network including fund companies, investment managers, broker/dealers, banks, trusts, and other financial services firms that offer fund investments to the market.

Listed below are the products for Mutual Fund Services. Click into each product link below to explore more...

 

Fund/SERV®

Fund/SERV® is the U.S. industry standard for processing and settling mutual fund, bank collective fund and other pooled investment product transactions between fund companies and distributors.  
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DTCC Payment aXis ®

DTCC Payment aXis® automates and streamlines the processing of commissions and various mutual fund fee types, including the transmission and settlement of invoices for broker controlled and retirement plan accounts.
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MF Info Xchange

DTCC’s MF Info Xchange facilitates and centralizes the delivery and receipt of time-critical mutual fund, bank collective fund and other pooled investment product notifications to reduce risk throughout the communication process.
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MFPS I

Mutual Fund Profile Service I Daily Price and Rate File (MFPS I) provides fund companies with an automated solution for delivering prices and daily distribution rates to their intermediaries.
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MFPS II

Mutual Fund Profile Service II (MFPS II) is a multi-dimensional repository of three databases that allows funds, broker/dealers and other distribution firms to automate and streamline the exchange of accurate and timely information on securities, participants and distributions.
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Networking

Networking, offered by DTCC’s Wealth Management Services (WMS), is the industry standard for mutual fund account reconciliation and dividend processing.
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Omni/SERV®

Omni/SERV® provides a streamlined communication platform for the transmission of Activity and Position files for fund accounts held in Omnibus, enabling participating trading partners to share sub-account information.
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MFPS II Profile Security - Specification Report User Guide

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ACATS-Fund/SERV Overview

The purpose of this video is to provide an overview of the ACATS-Fund/SERV process.
Modified January 10, 2023

UFS Request and Maintenance Form

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Fund / Firm Transfer Capability Contact List

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ToRA Contact List

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Trust Processing Contact List

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Mutual Fund Service By Fund - Public

Mutual Fund Service fund client list.
New January 06, 2023

Mutual Fund Service By Firm - Public

Mutual Fund Service firm client list.
New January 06, 2023

Mutual Fund Services by Firm

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Mutual Fund Services by Fund

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DCC&S Contact List

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Underlying Firm Symbol (UFS) List

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