Asset Services

Welcome! The Asset Services section of the DTCC Learning Center is where you will find the resources you need to maximize your use of DTCC’s Asset Services offerings. Use Infographics like the one below, Quick Links, Recommended Resources, the Resources tab, and Search to make your learning journey a rewarding one. Remember to login to see all available content.

The Asset Services Learning Center is dedicated to helping you get the most from DTCC's Underwriting Services, Securities Processing solutions (such as Custody) and other Asset Services such as Corporate Actions Processing, Global Tax Services and Issuer Services. You'll also find Agent Services resources to assist FAST Agents in the Asset Services Learning Center.

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Hover over products and services in the image below to learn more.

The Resources tabs in the Asset Services section of this Learning Center provide access to all learning resources (documents, videos, etc.) available for a service and its sub-products. For a view pre-filtered to show learning resources specific to a product, view the Resources tab for that product.

DTC Loss Allocation Overview

DTC Loss Allocation Overview - Part 1 DTC Loss Allocation Overview - Part 2
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Click the image above to view Part 1 Click the image above to watch Part 2
Learn about DTC's Loss Allocation practices and how they would be applied in the event of (hypothetical) single-or-multiple-Participant default or Non-Default Loss events by watching Parts 1 and 2 of the DTC Loss Allocation Overview eLearning, also available via the Resources tab at the top of this page.

 

Underwriting is the entry point for depository and book-entry transfer services at The Depository Trust Company (DTC). UW Source is the system that gives you access to Underwriting functions. The Underwriting Central (UWC) application integrates data validation, electronic vaulting, and e-signatures to create a better experience for brokers and issuers. It improves upon UW Source with a more streamlined user interface, fewer operational touch-points, improved data quality, and added transparency into the DTC eligibility life cycle.
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Through its suite of Securities Processing services The Depository Trust Company (DTC) provides its participant firms a range of safekeeping and processing services for various types of securities. Securities Processing services deliver efficient and cost-effective solutions for deposits, withdrawals, electronic direct registration and custody.
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The Corporate Actions Processing section contains learning resources about the Depository Trust Company's (DTC) wide array of services for processing corporate action events for approximately 1.3 million active DTC-eligible securities. These services include announcing details of upcoming events and providing participants with information about their entitlements, accepting and acting on their instructions, and collecting, allocating, and reporting payments across various corporate action event types, including distributions, redemptions, and reorganizations. Click the View Section link below to learn more about these event types as well as ClaimConnect, CA Web and ISO 20022 Messaging.
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DTC's Issuer Services provide an array of central communication and information resources for depository-eligible securities that facilitate outreach by issuers to shareholders. Through its efficient, cost-effective and risk-mitigating offerings, Issuer Services help achieve timely and accurate communication among interested parties with respect to securities held and serviced at DTC.
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Global Tax Services offers a variety of services for both domestic and international clients including services to provide tax relief on non-U.S. securities, withholding tax services on U.S.-sourced income paid to non-U.S. institutions and a tax reporting data service. Tax Service offerings include DTC TaxRelief, U.S. Tax Withholding Service, Domestic Tax Reporting Service (DTax), DTCC’s 305(c) Tax Event Announcements, and DTCC’s 871(m) Tax Event Announcements. Be sure you are logged in to your Learning Center user account to view all of the available information in the Global Tax Services section.
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The Agent Services section of this Learning Center facilitates communication with the agent community by providing information and reference documentation that is necessary to interact with The Depository Trust Company (DTC). It offers resources for FAST Agents, assumes you have familiarized yourself with the relevant information available on DTCC.com and are either ready to apply for FAST Agent membership or are already a FAST Agent and are seeking resources to assist you in that function. In the latter case, be sure to check out the Featured Content links to the right. Be sure you are logged in to your Learning Center user account to view all of the available information in the Agent Services section.
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Securities Processing Agent Help

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Asset Services: Voluntary Offering Instructions/Agent's Tender Offers Recap Report (ATO) - Function User's Guide

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Asset Services: Interactive Reorganization Tenders - Processing via CCF, CCF-II and MDH Function User’s Guide

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Asset Services: Interactive Reorg Tenders Processing (RTPOUT) via CCF, CCF-II and MDH: Output Messaging Guide

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Asset Services: Reorganization Deposits Entitlement

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Asset Services: Partial Redemption Information Records (RDCERT)

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Asset Services: Redemption Automated Receipts (RARS) Function User Guide

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Asset Services: Investors Voluntary Redemption and Sales Rollover Transactions

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Asset Services: Investors Voluntary Redemption and Sales System Version

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Asset Services: Investors Voluntary Redemption and Sales System (IVR)

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Asset Services: Investors Voluntary Redemption and Sales Rollover Transactions (IVORS)

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Asset Services: Paying Agent Money Market Instruction

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Asset Services: Electronic Call Notification User Guide (ECN1 and ECN5)

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Asset Services: Dividend Prebalancing Payment Details (PBL1 and PBL5)

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Asset Services: Security Position Listings (OSOLPR)

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Asset Services: Change in Mode of Payment (OCMOPA )

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Asset Services: Elective Dividend Service (DTFEDS) Function User’s Guide 

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Asset Services: Conversion Announcement System (DTFCA)

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CA Web Help

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Securities Processing Participant Help

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LIBOR Replacement Index File

View the LIBOR Replacement Index File Specification; AutoRoute Production 05213676; PSE 05983676 Type: AutoRoute Output
April 06, 2023

UW SOURCE 871(m) Attestation Quick Tip Guide

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Getting Started FAST Quick Reference

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1446(F) Excess Of Cumulative Net Income Tax Event Announcement User Guide

The 1446(F) Excess Of Cumulative Net Income Tax Event Announcement User Guide includes FAQs about 1446(F) ECNI Tax Event Announcements, explains how to search for them via CA Web and review their Event Level information.
December 12, 2022
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