UW SOURCE

Welcome! In this section of the DTCC Learning Center, you can locate the resources that you need to maximize your use of DTCC’s UW SOURCE. Use Quick Links, the UW SOURCE Resources tab (utilize filters to help narrow returned results), and Search to learn more.

Related Content

  • UW SOURCE Video Resources
    Learn about Corporate Debt, Corporate Equity Sub-Issues, Enhancements and Municipal Bond functionality in UW SOURCE. Login required to view.

The Securities Origination, Underwriting, and Reliable Corporate action Environment (UW SOURCE) online platform gives you access to Underwriting functions. UW SOURCE streamlines the underwriting process to generate further efficiencies, reduce costs, and provide greater flexibility. UW SOURCE improves the underwriting processing in the following functional areas: Underwriting Offering Activity Processing, Eligibility Processing (including Quality Assurance Processing), and Security Eligibility Determination.

UW SOURCE allows you to transmit key data elements electronically through the following submission options:

  • Access the templates onscreen and populate the required data manually.
  • Access the system and upload an Excel spreadsheet template.
  • Use a computer to compute autofeed transmission.

Through UW SOURCE, you can monitor an issue's progress throughout the underwriting process and track the approval, processing, packaging, and closing status. There is no cost to register for UW SOURCE; however, you must be DTC participants or correspondents.

UW SOURCE Resources

View the UW SOURCE-specific training documentation, including Underwriting Services content that is provided for context. Login to view the UW SOURCE content and learn more.

FAQ

Download the Underwriting FAQs resource for answers to frequently asked questions about:

  • Closing (New) Issues
  • Chills
  • Custody
  • Denomination Changes
  • Eligibility
  • IPO Tracking
  • ILOR
  • MMI's
  • UW SOURCE

Quick Tips

Underwriters should view the UW SOURCE 871(M) Attestation Quick Tip to learn about how to make the necessary 871(m) attestations when submitting an issue for DTC eligibility in the UW SOURCE system.

UW SOURCE User Guide - Part 1 - 5

View each document to learn about the UW SOURCE:

Continue learning more about Underwriting...

The following content is available through the www.dtcc.com site.

Performing Searches

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Adding an Offering with a Municipal Insured Sub Issue Type

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Creating a Draft Offering Activity for a Corporate Debt Sub Issue Type

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Reviewing Enhancements to the Security Grid

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Reviewing Enhancements to the Issue Grid in UW Source

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Reviewing Enhancements to the Offering Activity List and Offering List screens in UW Source

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Copying a Security

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Adding an Offering with a Municipal Insured Sub Issue Type when an Underlying Security Does Not Exist on UW Source

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Copying an Issue

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Submitting an Offering to DTC

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Modifying a Security and Adding the Interest Feature in UW Source

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Adding an Offering with a Unit Investment Trust (UIT) Sub Issue Type

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