Log in to view information about how to access and use the Universal Trade Capture (UTC) service, which is the primary vehicle for markets and clearing firms to submit transactions to NSCC for clearance processing.

Universal Trade Capture (UTC) User Guide

Get started with the Universal Trade Capture (UTC) system. View the UTC submission timing, market codes, and submission notes along with validation rules and reporting guidelines.
October 05, 2020

Universal Trade Capture (UTC) Portal User Guide

To supplement the real-time interface, NSCC offers correspondent clearing transaction entry that you can use for exception processing that you cannot process through standard methods. Learn how to use the features for universal trade capture processing.
January 02, 2020

Trading Relationship Management User Guide

View the features available through the Trade Relationship Management web-based application that allows eligible NSCC members to manage their Qualified Special Representative (QSR) and Correspondent Clearing relationships.
October 26, 2022

NSCC Print Image Reporting

View the print image report that includes trade data from individual legacy post trade applications. 
June 06, 2022

UTC Automated Broker Suspension Notice Information

Learn more about the notification messages NSCC generates when an NSCC broker is suspended from clearing (ceases to act). Messages are written in FIX format and sent through the Message Queue (MQ) or FIX protocol. NSCC has made the messages available, on a subscription basis, to all exchanges, other submitting entities and members. There are no additional charges to firms that subscribe to this message.
June 06, 2022

NSCC Equity Trade Capture Fee Descriptions

June 27, 2023

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