Fund/SERV®

Fund/SERV® is the U.S. industry standard for processing and settling mutual fund, bank collective fund and other pooled investment product transactions between fund companies and distributors.

 

Fund/SERV® is a central processing system for the entry, confirmation and settlement of mutual fund orders, automating the trade processing lifecycle. The Fund/SERV system also facilitates the registration process for orders submitted into the system.

In this section, you will find all the resources you need to make the most out of using Fund/SERV. Use the resources tab to see the entire library of Fund/SERV resources. Listed below, you will find the most frequently accessed resources.

 

Note: This video will open in a new window tab. Close the tab to return to this window.

 fs overview workflow video

 

Fund/SERV® Record Layouts

Fund/SERV has two sets of record layouts:

Fixed length records: One or more physical records constitute a logical record. Each physical record has a fixed length of 80 bytes.
Variable length records: One physical record is equivalent to one logical record. Each record can vary in length.

Fund/SERV Fixed Length Record Layouts Part 1

August 30, 2023

Fund/SERV Fixed Length Record Layouts Part 2

September 01, 2023

Fund/SERV Fixed Length Record Layouts Part 3

September 01, 2023

Fund/SERV Variable Length Record Layouts Part 1

September 07, 2023

Fund/SERV Variable Length Record Layouts Part 2

September 07, 2023

Fund/SERV Variable Length Record Layouts Part 3

September 08, 2023

Autoroute 02112198 - Networking Security Master File Weekly

New February 16, 2024

Autoroute 02110335 - Fund/SERV Security Master Weekly Record Layout

New February 16, 2024

Autoroute 02110802 - Fund/SERV Security Master Daily Record Layout

New February 16, 2024

AutoRoute 02132518 - Settlement file for Mutual Funds

New February 13, 2024

 

Fund/SERV® Technical Guides

The Fund/SERV Technical Guides provide a detailed view of the Fund/SERV service and its processing requirements. It will give you a better understanding of the following topics:

  • Functionality of the systems
  • Communication requirements
  • Processing capabilities of the services
  • Each Participant's role within the services
  • Data submission formats
  • Related forms
  • Reject codes

Fund/SERV Technical Guide Chapter 1

September 28, 2023

Fund/SERV Technical Guide Chapter 2

August 18, 2023

Fund/SERV Technical Guide Chapter 3

June 30, 2021

Fund/SERV Technical Guide Chapter 4

July 20, 2022

Fund/SERV Technical Guide Chapter 5

June 28, 2022

Fund/SERV Technical Guide Chapter 6

January 17, 2024

Fund/SERV Technical Guide Chapter 7

July 21, 2022

Fund/SERV Technical Guide Chapter 8

January 17, 2024

Filter resources:
Order Resources by

Autoroute 02110802 - Fund/SERV Security Master Daily Record Layout

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Asset Type Indicator Codes

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Autoroute 02110335 - Fund/SERV Security Master Weekly Record Layout

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

ACATS Fund/SERV Guide

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

View the Cash Adjustment Report

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Fund/SERV Technical Guide Chapter 8

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Fund/SERV Technical Guide Chapter 6

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Short Term Redemption Fee Processing Best Practices

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Fund/SERV Technical Guide Chapter 1

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Fund/SERV Reject Codes

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Fund/SERV Variable Length Record Layouts Part 3

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Fund/SERV Variable Length Record Layouts Part 2

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Fund/SERV Variable Length Record Layouts Part 1

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Fund/SERV Fixed Length Record Layouts Part 3

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Fund/SERV Fixed Length Record Layouts Part 2

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Fund/SERV Fixed Length Record Layouts Part 1

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Fund Firm (PTF) Transfer Capability Best Practices

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Fund/SERV Technical Guide Chapter 2

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Fund / Firm Transfer Capability Contact List

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

ToRA Contact List

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

DCC&S Contact List

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Defined Contribution Clearance & Settlement (DCC&S): Best Practices

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Fund/SERV® Program and Systematic Investment Identifier Best Practices

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

ACATS-Fund/SERV Overview

The purpose of this video is to provide an overview of the ACATS-Fund/SERV process.
January 10, 2023
back to top