Fund/SERV®

Fund/SERV® is the U.S. industry standard for processing and settling mutual fund, bank collective fund and other pooled investment product transactions between fund companies and distributors.

 

Fund/SERV® is a central processing system for the entry, confirmation and settlement of mutual fund orders, automating the trade processing lifecycle. The Fund/SERV system also facilitates the registration process for orders submitted into the system.

In this section, you will find all the resources you need to make the most out of using Fund/SERV. Use the resources tab to see the entire library of Fund/SERV resources. Listed below, you will find the most frequently accessed resources.

 

Fund/SERV® Record Layouts

Fund/SERV has two sets of record layouts:

Fixed length records: One or more physical records constitute a logical record. Each physical record has a fixed length of 80 bytes.
Variable length records: One physical record is equivalent to one logical record. Each record can vary in length.

Fund/SERV Fixed Length Record Layouts Part 1

Fund/SERV Fixed Length Record Layouts Part 2

Fund/SERV Fixed Length Record Layouts Part 3

Fund/SERV Variable Length Record Layouts Part 1

New 05 January 2022

Fund/SERV Variable Length Record Layouts Part 2

New 05 January 2022

Fund/SERV Variable Length Record Layouts Part 3

New 05 January 2022

Autoroute 02112198 - Mutual Funds Security Master File

Autoroute 02110335 - Fund/SERV Security Master Weekly Record Layout

Autoroute 02110802 - Fund/SERV Security Master Daily Record Layout

AutoRoute 02132518 - Settlement file for Mutual Funds

 

Fund/SERV® Technical Guides

The Fund/SERV Technical Manual provides a detailed view of the Fund/SERV® service and its processing requirements. It will give you a better understanding of:

  • The functionality of the systems
  • The communication requirements
  • The processing capabilities of the services
  • Each Participants role within the services
  • Data submission formats
  • Related Forms
  • Reject Codes

Fund/SERV Technical Guide Chapter 1

Fund/SERV Technical Guide Chapter 2

New 04 January 2022

Fund/SERV Technical Guide Chapter 3

Fund/SERV Technical Guide Chapter 4

Fund/SERV Technical Guide Chapter 5

Fund/SERV Technical Guide Chapter 6

Fund/SERV Technical Guide Chapter 7

Fund/SERV Technical Guide Chapter 8


 

529 Account Processing Best Practices

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

An Overview of the NSCC Fund/SERV System

This video give you a high level overview of the Fund/SERV® system.  
Modified December 18, 2020

Asset Type Indicator Codes

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Autoroute 02110335 - Fund/SERV Security Master Weekly Record Layout

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Autoroute 02110802 - Fund/SERV Security Master Daily Record Layout

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Autoroute 02112198 - Mutual Funds Security Master File

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

AutoRoute 02132518 - Settlement file for Mutual Funds

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Fund / Firm Transfer Capability Contact List

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Fund Firm (PTF) Transfer Capability Best Practices

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Fund Firm Transfer Agreement example

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Fund Initiated Liquidations Best Practices

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.

Fund/SERV Fixed Length Record Layouts Part 1

Lorem ipsum dolor sit amet, consectetur adipiscing elit. Nullam sit amet mauris ac purus imperdiet accumsan id sed nisi. Donec ut pulvinar arcu.
back to top