GTR CFTC/Canada/SEC (NoA): Connectivity Forms and Documentation

You must establish connectivity between your systems and DTCC's Repository and Derivative Services to enable data submissions.

Connectivity Starter Pack for sFTP: This pack contains resources to request a new sFTP connection into DTCC. It intended for new clients or existing clients who need a new connection. This pack contains:
- A fact sheet with an overview of the service offering.
- A checklist outlining expected DTCC and client activities to complete the setup.
- A connectivity form for clients to provide information related to the setup.
- Two support guides that provide more details related to DTCC's sFTR service.
- A header/trailer file to help build the submission file.
GTR MQ Connectivity Client Pack: The pack provides new or existing clients with the required documentation to create a new MQ connection into DTCC or amend existing setups for the GTR Services. Included in this pack are:
- a factsheet that provides an overview of the service offering.
- a checklist listing the activities expected by both the client and DTCC to complete the setup.
- a Connectivity form for the client to provide information relating to the setup.
- MQ connectivity support guide that provides more details into DTCC's MQ service.
- DTCC TLS Certificates for MQ connections.
DTCC Connectivity: DTCC External Approved Certificate Authorities Spring 2024: This document provides the list of DTCC approved external (PKI) certificate authorities. Information includes vendor’s name, along with their respective approved external root and associated issuing certificate authorities.
DTCC Connectivity: TDM Migration Form: You must complete this for to have DTCC process a TDM migration request.
SMART Connectivity Fee Guide: This guide presents information on pass-through charges related to Securely Managed and Reliable Technology (SMART), which is operated by a subsidiary of The Depository Trust & Clearing Corporation (DTCC).
GTR sFTP Connectivity Data Request Form Video: This video explains how to populate the sFTP Connectivity Request form.

DTCC Connectivity: DTCC External Approved Certificate Authorities Spring 2024 (237 KB): This document provides the list of DTCC approved external (PKI) certificate authorities. Information includes vendor’s name, along with their respective approved external root and associated issuing certificate authorities.
GTR Canada Rewrite Connectivity Request Form v1.1 should be completed by clients with existing SFTP/NDM connections, and require configuration updates for Canada Collateral submissions and/or Collateral related response files and reports.