This website sets cookies on your device. By continuing to use our site, you consent to our use of cookies in accordance with our Privacy Policy.
Menu Learning Center
  • Accessing TRM

    • Universal Trade Capture (UTC)
    0.00 ( 0 votes )
  • System Alerts

    • Equities Clearing
    • Universal Trade Capture (UTC)
    0.00 ( 0 votes )
  • Effective Dates

    • Equities Clearing
    • Universal Trade Capture (UTC)
    0.00 ( 0 votes )
  • Searching And Downloading Trading Relationships

    • Universal Trade Capture (UTC)
    0.00 ( 0 votes )
  • Spreadsheet Upload Overview

    • Universal Trade Capture (UTC)
    0.00 ( 0 votes )
  • Preparing Spreadsheets For Upload

    • Universal Trade Capture (UTC)
    0.00 ( 0 votes )
  • Example Spreadsheets

    • Universal Trade Capture (UTC)
    0.00 ( 0 votes )
  • Uploading Spreadsheets

    0.00 ( 0 votes )
    From the main menu, click Upload Tools. The Upload Trading Relationship Tools page appears. Click Browse. Locate and select your spreadsheet. Click Submit. The system validates your spreadsheet and either accepts it or rejects it. The results appear at the bottom of the page. For accepted spreadsheets, the system displays a link to your spreadsheet, and displays a status of "Completed". For...
  • Displaying Uploaded Spreadsheets

    • Universal Trade Capture (UTC)
    0.00 ( 0 votes )
  • Reviewing & Correcting Upload Errors

    • Universal Trade Capture (UTC)
    0.00 ( 0 votes )
  • Updating Contact Information

    • Universal Trade Capture (UTC)
    0.00 ( 0 votes )
  • Search For Contacts

    • Universal Trade Capture (UTC)
    0.00 ( 0 votes )
  • Affiliates Menu

    • Universal Trade Capture (UTC)
    0.00 ( 0 votes )
  • Approving or Rejecting to Delete Active Relationship Requests

    • Universal Trade Capture (UTC)
    0.00 ( 0 votes )
  • Retracting Pending Relationship Requests

    0.00 ( 0 votes )
    You have the ability to retract trading relationship requests that your firm submitted and which are pending with other system users. To retract a pending relationship request: Login to the Trading Relationship Management system. Select the appropriate participant ID. Click Go . Click the hyperlink under the “Trading Relationships Pending with Others” section. When the detailed page opens,...
  • Approving Pending Relationships

    • Universal Trade Capture (UTC)
    0.00 ( 0 votes )
  • Updating Trading Relationships

    • Universal Trade Capture (UTC)
    0.00 ( 0 votes )
  • UTC Testing

    • Equities Clearing
    • Universal Trade Capture (UTC)
    0.00 ( 0 votes )
  • NSCC Equity Trade Capture Fee Descriptions

    0.00 ( 0 votes )
    Note : For the most up-to-date NSCC fee schedule, see Electronic Document Library - Fee Guides . Into the Net Value (Fee ID 2482) Into the net value is a fee of $0.47 per million dollars of processed value, calculated as the gross cleared value prior to netting. Into the Net Value is the value of transactions for which a broker is buyer or seller. Before passing the amounts to billing UTC...
  • Universal Trade Capture (UTC)

    0.00 ( 0 votes )
    About Universal Trade Capture (UTC) The Universal Trade Capture (UTC) initiative has consolidated and modernized the trade capture reporting process. In doing so, UTC created a single validation and reporting engine for NSCC’s four legacy trade capture systems (Correspondent Clearing, Over-the-Counter, New York Stock Exchange, and Regional Interface Operation). This engine increases NSCC...

Load more results

No Results Found. For best results please ensure you are logged in.

pdf
0.00 ( 0 votes )

Universal Trade Capture (UTC) Specifications Document

No Results Found. For best results please ensure you are logged in.

No Results Found. For best results please ensure you are logged in.