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UTC Overview

The Universal Trade Capture (UTC) service is a trade capture reporting process that validates and reports equity transaction submitted to NSCC by an exchange or Qualified Special Representatives (QSRs) that is an NSCC Member. The service enables a single validation and reporting engine for NSCC’s four legacy trade capture systems (Correspondent Clearing, Over-the-Counter, New York Stock Exchange, and Regional Interface Operation). UTC increases NSCC throughput and reduces storage costs, which increases efficiencies and accommodates future growth in trading volume.

The UTC service provides a standardized input record from all marketplaces to eliminate the need for firms to run their own internal conversion programs or outsource the function to third parties – reducing the cost and complexity of the post-trade process. UTC provides Members with real-time contract output in one unified format. Members may elect to receive contract data in a Financial Information eXchange (FIX), Message Queue (MQ), or another unified output file.

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Universal Trade Capture (UTC) Portal User Guide

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Trading Relationship Management User Guide

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Universal Trade Capture (UTC) User Guide

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UTC Intraday MRO Trade Capture Data File: AutoRoute Prod 02081673 / PSE 02981673

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UTC Input Test Case Scenarios

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UTC Common Trade FIX Output Format

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UTC Common Trade FIX Input Format

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NSCC Equity Trade Capture Fee Descriptions

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UTC End of Day from Markets by Sending Entity

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UTC Gap Fill Request Message for FIX over MQ and FIX Submissions

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UTC End of Day Good Night Messages to Participants by Market

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UTC End of Day Confirmation to Markets

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UTC Automated Broker Suspension Notice Information

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NSCC Print Image Reporting

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When-Issued Totals MRO to Participants and Markets

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When-Issued Peeled Securities MRO to Participants

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UTC Broker Suspension Message

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UTC End of Day Final Good Night Message to Participants

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Test Plan Certification for UTC Input

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