PTS Document Repository

The following library constitutes the PTS (Participant Terminal Systems) library. Click a link in the left column to download a PTS Function guide relevant to Asset Services.

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Information on PTS Migration and Upcoming Transition Plans

As part of our ongoing efforts to modernize our technologies and provide the best client experience, DTCC will sunset access to its legacy Participant Terminal Services (PTS), also known as TN3270 Terminal, in Q3 of 2025. Services available in PTS can be accessed through the DTCC Mainframe Portal or MyDTCC, as the point of entries to DTCC services.
Modified June 13, 2025

Asset Services: BMA1/5 (8.25): DTC Agent Files

This function allows Dividend and Redemption Paying Agents to send revised rates, late call and revised call information to DTC.
Modified May 29, 2025

Issuer Agent Portal - Submitting Transfer Agent 17Ad-16 Notices

Learn how to submit Transfer Agent 17Ad-16 Notices to the Issuer Agent Portal.
May 20, 2025

92-Day Exemption Qualified Notice General Information Announcement User Guide

 The 92-Day Exemption Qualified Notice Announcement User Guide includes FAQs about 92-Day Exemption Qualified Notice Announcements, explains how to search for them via CA Web and review their Event Level information.    
May 20, 2025

Issuer Agent Portal - Submitting Legal and Tax Notices

Learn how to submit Legal and Tax Notices to the Issuer Agent Portal.
May 20, 2025

1446(F) Excess Of Cumulative Net Income Tax Event Announcement User Guide

The 1446(F) Excess Of Cumulative Net Income Tax Event Announcement User Guide includes FAQs about 1446(F) ECNI Tax Event Announcements, explains how to search for them via CA Web and review their Event Level information.
May 15, 2025

PBS Custody User Guide

DTC's Custody Service allows you to outsource all or part of your physical securities inventory for safekeeping. Use this guide to learn how to use the PBS Custody system to make deposits, withdrawals,  transfers, change customer account numbers, enter document information for a security, and perform New York Window settlement. 
May 07, 2025

Asset Services: REDCAL (9.24) Redemption Call Processing

This function allows Agent banks to communicate Redemption Call notices to DTC.
April 10, 2025

AnnounceDirect Help

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Security Position Reports (SPR) Online Help

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ClaimConnect (TM) User Guide

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SPR Registration User Guide

The primary purpose of this user guide is to familiarize clients with Security Position Reports registration. This guide is not intended to serve as a legal document. No statement in this guide should be construed as a legally binding rule or regulation, or as creating an obligation on the part of DTCC or any of its subsidiaries. In addition, any time schedules or time requirements set forth herein are subject to change without notice.Topics include: Registration for New Company / New User, set up payment via EPY, add a CUSIP to SPR, technology information.
March 21, 2025

Underwriting Central (UWC) Help

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ClaimConnect™ On-Boarding Guide

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ClaimConnect™ Settlement Quick Help

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Underwriting Central (UWC) Quick Guide (MMI)

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Securities Processing Participant Help

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Securities Processing Application - Agent Help

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SPA Securities Processing Application - Participant Help

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ISO 20022 Messaging for Distributions Instructions

Presents general ISO 20022 messaging information as well as information about specific messages, timing, scenarios by event type, message triggers, and event type correspondences.
December 19, 2024

ClaimConnect™ Demo

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ClaimConnect (TM) Batch Upload Quick Reference Guide

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ISO 20022 Messaging for Reorganizations Instructions

Presents general ISO 20022 messaging information as well as information about specific messages, timing, scenarios by event type, message triggers, and event type correspondences.
November 13, 2024

DTC Loss Allocation Overview - Part 1

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