PTS Document Repository

The following library constitutes the PTS (Participant Terminal Systems) library. Click a link in the left column to download a PTS Function guide relevant to Asset Services.

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ISO 20022 Messaging for Distributions Instructions

Presents general ISO 20022 messaging information as well as information about specific messages, timing, scenarios by event type, message triggers, and event type correspondences.
Modified December 19, 2024

AnnounceDirect Help

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ClaimConnect (TM) Help

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ClaimConnect (TM) Batch Upload Quick Reference Guide

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ISO 20022 Messaging for Reorganizations Instructions

Presents general ISO 20022 messaging information as well as information about specific messages, timing, scenarios by event type, message triggers, and event type correspondences.
November 13, 2024

DTC Loss Allocation Overview - Part 1

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DTC Loss Allocation Overview - Part 2

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Issuer Agent Portal - Submitting Legal and Tax Notices

Learn how to submit Legal and Tax Notices to the Issuer Agent Portal.
November 07, 2024

Issuer Agent Portal - Submitting Transfer Agent 17Ad-16 Notices

Learn how to submit Transfer Agent 17Ad-16 Notices to the Issuer Agent Portal.
November 07, 2024

Corporate Trust Services - Securities Processing for FAST Agents

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Underwriting Central (UWC) Quick Guide (MMI)

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ISO 20022 Messaging Subscription Options for Corporate Actions

This document provides ISO 20022 Messaging Subscription Options for Corporate Actions.
October 01, 2024

Asset Services: REDCAL (9.24) Redemption Call Processing

This function allows Agent banks to communicate Redemption Call notices to DTC.
September 17, 2024

Asset Services: DRSRT1/2/3 (6.14) Direct Registration System Output

This funtion allows Participants to view Agent responses to DRS Profile Request instructions transmitted to DTC.
August 28, 2024

U.S. Tax Tab on Corporate Actions Web

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Message Inventory and MX/ISO 20022 Equivalencies Quick Tip

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Asset Services: DWAC (20.20): Deposit and Withdrawal AT Custodian MQ Output

This function provides Participants with MQ Series messages regarding the disposition of their Deposit Withdrawal-at-Custodian (DWAC) instructions. These DWAC instructions were either confirmed or rejected by the Transfer Agent (TA).
July 30, 2024

Asset Services: OSOLPR (9.02): Security Position Listings

This function provides users with DTC Security Position Listings information in two forms: Regular Subscription and Specials.
July 10, 2024

Security Position Reports (SPR) Online Help

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Asset Services: BDSI

The Branch Deposit Inquiry (BDSI) function allows you to inquire about the status of your branch deposits.
June 11, 2024

Securities Processing Participant Help

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Underwriting Frequently Asked Questions

Download this resource for answers to frequently asked questions about: Closing (New) Issues Chills Denomination Changes Eligibility IPO Tracking ILOR MMI's UW SOURCE and more.
April 15, 2024

LENS Help

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CA Web Help

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