Upcoming Events

Course Description: Develop an understanding of the metrics, features & functionality available to assess matching performance.

Learning Objectives:

• Gain insight into the CTM operational dashboard.
• Understand how to onboard and access the new toolset.

Course Description: 

Trade Reporting Analytics is DTCC’s post-reporting solution that utilizes a growing library of insights to enable clients to analyze their own reporting behavior, uncover potential errors, and identify emerging trends. It also offers anonymized benchmarking by comparing a client’s activity against their 20 closest ranked peers by volume.

This webinar introduces clients to the Observation Threshold Dashboard within Trade Reporting Analytics (TRA), which can be used to monitor performance against ESMA thresholds.

Learning Objective:

• Leverage the Observation Threshold Dashboard to monitor performance against ESMA’s thresholds and identify potential breaches.

Course description:

This webinar equips participants with the skills to manage Account and Standard Settlement Instructions (SSI) data in compliance with Market Best Practice Guidelines. By the end of the session, participants will learn how to create and maintain accurate SSIs, grant brokers access to data, and confidently view and interpret broker settlement instructions.

Learning objectives: 

• Create and maintain your own Account and SSI data in accordance with the Market Best Practice Guidelines 
• Grant Brokers access to your data
• View and interpret Broker settlement instructions accurately

Course description:

CTM is a central matching solution that enables broker/dealers and investment managers to efficiently match and confirm trade details on trade date—enhancing transparency and reducing operational risk.

This training session provides a practical overview of how the CTM matching process works and how to effectively manage trade exceptions within the UI.  

Learning objectives:

• Identify the key criteria used for Matching
• Identify common trade exceptions and apply the appropriate resolution to reach Match Agreed status

Course description:

This webinar provides practical guidance on managing Model and Standard Settlement Instructions (SSI) data in line with Market Best Practice Guidelines. By the end of this session, participants will learn how to create and maintain accurate SSIs, as well as view and interpret Investment Manager accounts and settlement instructions effectively.

Learning objectives:

• Create and maintain your own Model and SSI data in accordance with the Market Best Practice Guidelines
• View and interpret Investment Manager Accounts and settlement instructions accurately

Course Description: 

This course provides a practical introduction to DTCC’s Mutual Fund product suite, focusing on how each solution supports key business processes across the fund lifecycle, which DTCC products fulfill specific services and how these offerings work together. The session also walks through how to navigate DTCC’s documentation resources:  where to find technical guides, record layouts, processing schedules, and other materials needed to support day-to-day operations and onboarding. Finally, the course outlines DTCC’s file-based transfer process, giving participants a high-level view of how data flows between firms and funds, including submission, validation, and response cycles. 

Learning Objectives:

• Identify which DTCC Mutual Fund product fulfills which service
• Find the appropriate documentation for your Mutual Fund product requirements
• Outline DTCC’s Mutual Fund file-based transfer process

Course Description:

An in-depth overview on Customer Registration System (CRS) is and how it helps manage access to DTCC products and services, explaining the roles of Super Access Coordinators and Access Coordinators and how user profiles, entitlements, passwords, and digital certificates are managed.

Learning Objectives:

• Distinguish the SAC roles and responsibilities from other key users of the Customer Registration System (CRS)
• Access CRS to provision and manage user profiles
• Review the CRS dashboard to view a snapshot of organizational user statistics

Course Description: Ahead of the removal of the US T+1 Scorecard, understand how to utilize the TradeSuite Operational Dashboard to assess DTC confirmation and affirmation operational performance.

Learning Objectives:

• Gain insight into the TradeSuite operational dashboard.
• Understand how to onboard and access the new toolset.

Course description:

CTM is a central matching solution that enables broker/dealers and investment managers to efficiently match and confirm trade details on trade date—enhancing transparency and reducing operational risk.

This training session focuses on the manual trade entry process within the CTM User Interface (UI).

Learning Objectives:

Course Description:

This webinar will serve as a comprehensive introduction to the DTC Settlement process, including the requirements for becoming a DTC member. It will delve into the intricacies of the daily transactional settlement process and the systems that support it and will offer valuable insights into the high-level overview of settling Participant accounts, facilitated through Settling Banks and the Federal Reserve Bank of New York. Moreover, we will cover the essential risk management measures that DTC has in place, specifically focusing on collateral, and how it plays a crucial role in managing risk for its clients and the industry. This session will be highly beneficial for anyone interested in understanding the DTC Settlement process better.

Learning Objectives:

• Analyze member requirements
• Identify essential components of DTC’s end-of-day settlement process
• Distinguish between the features of manual transactions
• Define systems supporting settlement transactions
• Recognize the characteristics of Risk Management Controls

Course Description:

This webinar will serve as an introduction to Settlement Web, a browser-based primary web user interface for settlement activity at DTCC where clients can monitor their settlement activity in real-time and oversee their transactions. During the webinar, we will walk you through the main features of Settlement Web including how to submit settlement transactions, manage security positions, and monitor risk management controls. Additionally, we will show you how to access detailed information regarding your activity, position balances, and settlement statements. This webinar offers an opportunity to familiarize yourself with the capabilities of Settlement Web and enhance your overall DTCC settlement knowledge.

Learning Objectives:

• Manage your security position balances
• Manually input transactions
• Read your participant account statement
• Monitor risk management controls

Course description:

CTM is a central matching solution that enables broker/dealers and investment managers to efficiently match and confirm trade details on trade date—enhancing transparency and reducing operational risk.

This training session focuses on the manual trade entry process within the CTM User Interface (UI).

Learning Objectives:

Course Description: 

This course provides a practical introduction to DTCC’s Mutual Fund product suite, focusing on how each solution supports key business processes across the fund lifecycle, which DTCC products fulfill specific services and how these offerings work together. The session also walks through how to navigate DTCC’s documentation resources:  where to find technical guides, record layouts, processing schedules, and other materials needed to support day-to-day operations and onboarding. Finally, the course outlines DTCC’s file-based transfer process, giving participants a high-level view of how data flows between firms and funds, including submission, validation, and response cycles. 

Learning Objectives:

• Identify which DTCC Mutual Fund product fulfills which service
• Find the appropriate documentation for your Mutual Fund product requirements
• Outline DTCC’s Mutual Fund file-based transfer process

Course description:

CTM is a central matching solution that enables broker/dealers and investment managers to efficiently match and confirm trade details on trade date—enhancing transparency and reducing operational risk.

This training session provides a practical overview of how the CTM matching process works and how to effectively manage trade exceptions within the UI.  

Learning objectives:

• Identify the key criteria used for Matching
• Identify common trade exceptions and apply the appropriate resolution to reach Match Agreed status

Course description:

This webinar equips participants with the skills to manage Account and Standard Settlement Instructions (SSI) data in compliance with Market Best Practice Guidelines. By the end of the session, participants will learn how to create and maintain accurate SSIs, grant brokers access to data, and confidently view and interpret broker settlement instructions.

Learning objectives: 

• Create and maintain your own Account and SSI data in accordance with the Market Best Practice Guidelines 
• Grant Brokers access to your data
• View and interpret Broker settlement instructions accurately

Course description:

This webinar provides practical guidance on managing Model and Standard Settlement Instructions (SSI) data in line with Market Best Practice Guidelines. By the end of this session, participants will learn how to create and maintain accurate SSIs, as well as view and interpret Investment Manager accounts and settlement instructions effectively.

Learning objectives:

• Create and maintain your own Model and SSI data in accordance with the Market Best Practice Guidelines
• View and interpret Investment Manager Accounts and settlement instructions accurately

Course Description:

An in-depth overview on Customer Registration System (CRS) is and how it helps manage access to DTCC products and services, explaining the roles of Super Access Coordinators and Access Coordinators and how user profiles, entitlements, passwords, and digital certificates are managed.

Learning Objectives:

• Distinguish the SAC roles and responsibilities from other key users of the Customer Registration System (CRS)
• Access CRS to provision and manage user profiles
• Review the CRS dashboard to view a snapshot of organizational user statistics

Course Description:

This webinar will serve as a comprehensive introduction to the DTC Settlement process, including the requirements for becoming a DTC member. It will delve into the intricacies of the daily transactional settlement process and the systems that support it and will offer valuable insights into the high-level overview of settling Participant accounts, facilitated through Settling Banks and the Federal Reserve Bank of New York. Moreover, we will cover the essential risk management measures that DTC has in place, specifically focusing on collateral, and how it plays a crucial role in managing risk for its clients and the industry. This session will be highly beneficial for anyone interested in understanding the DTC Settlement process better.

Learning Objectives:

• Analyze member requirements
• Identify essential components of DTC’s end-of-day settlement process
• Distinguish between the features of manual transactions
• Define systems supporting settlement transactions
• Recognize the characteristics of Risk Management Controls

Course Description:

This webinar will serve as an introduction to Settlement Web, a browser-based primary web user interface for settlement activity at DTCC where clients can monitor their settlement activity in real-time and oversee their transactions. During the webinar, we will walk you through the main features of Settlement Web including how to submit settlement transactions, manage security positions, and monitor risk management controls. Additionally, we will show you how to access detailed information regarding your activity, position balances, and settlement statements. This webinar offers an opportunity to familiarize yourself with the capabilities of Settlement Web and enhance your overall DTCC settlement knowledge.

Learning Objectives:

• Manage your security position balances
• Manually input transactions
• Read your participant account statement
• Monitor risk management controls

Course description:

CTM is a central matching solution that enables broker/dealers and investment managers to efficiently match and confirm trade details on trade date—enhancing transparency and reducing operational risk.

This training session provides a practical overview of how the CTM matching process works and how to effectively manage trade exceptions within the UI.  

Learning objectives:

• Identify the key criteria used for Matching
• Identify common trade exceptions and apply the appropriate resolution to reach Match Agreed status

Course Description:

In preparation for the industry-wide transition to T+1 settlement across the EU and UK, DTCC ITP will require that the Place of Settlement (PSET) field be populated on CTM trades – both your firm’s and those of your counterparties – beginning in October 2026.

This webinar will provide a focused and practical overview of what this mandate means for your organization. Participants will gain insight into the key challenges, the operational and strategic benefits of early readiness, and the essential steps needed to ensure a smooth and successful transition ahead of this milestone.

Learning Objectives: 

• Understand the rationale for making PSET mandatory in CTM and how it supports EU/UK T+1 settlement.
• Learn the key methods for enriching PSET on CTM trades.
• Recognize common FATL errors and understand how resolving them improves trade processing.
• Identify and analyze PSET enrichment failures early to avoid settlement delays.
• Preview upcoming Data Analytics tool for quick identification of trades missing a PSET.

Course description:

This webinar equips participants with the skills to manage Account and Standard Settlement Instructions (SSI) data in compliance with Market Best Practice Guidelines. By the end of the session, participants will learn how to create and maintain accurate SSIs, grant brokers access to data, and confidently view and interpret broker settlement instructions.

Learning objectives: 

• Create and maintain your own Account and SSI data in accordance with the Market Best Practice Guidelines 
• Grant Brokers access to your data
• View and interpret Broker settlement instructions accurately

Course Description: 

This course provides a practical introduction to DTCC’s Mutual Fund product suite, focusing on how each solution supports key business processes across the fund lifecycle, which DTCC products fulfill specific services and how these offerings work together. The session also walks through how to navigate DTCC’s documentation resources:  where to find technical guides, record layouts, processing schedules, and other materials needed to support day-to-day operations and onboarding. Finally, the course outlines DTCC’s file-based transfer process, giving participants a high-level view of how data flows between firms and funds, including submission, validation, and response cycles. 

Learning Objectives:

• Identify which DTCC Mutual Fund product fulfills which service
• Find the appropriate documentation for your Mutual Fund product requirements
• Outline DTCC’s Mutual Fund file-based transfer process

Course Description:

An in-depth overview on Customer Registration System (CRS) is and how it helps manage access to DTCC products and services, explaining the roles of Super Access Coordinators and Access Coordinators and how user profiles, entitlements, passwords, and digital certificates are managed.

Learning Objectives:

• Distinguish the SAC roles and responsibilities from other key users of the Customer Registration System (CRS)
• Access CRS to provision and manage user profiles
• Review the CRS dashboard to view a snapshot of organizational user statistics

Course Description:

This webinar will serve as a comprehensive introduction to the DTC Settlement process, including the requirements for becoming a DTC member. It will delve into the intricacies of the daily transactional settlement process and the systems that support it and will offer valuable insights into the high-level overview of settling Participant accounts, facilitated through Settling Banks and the Federal Reserve Bank of New York. Moreover, we will cover the essential risk management measures that DTC has in place, specifically focusing on collateral, and how it plays a crucial role in managing risk for its clients and the industry. This session will be highly beneficial for anyone interested in understanding the DTC Settlement process better.

Learning Objectives:

• Analyze member requirements
• Identify essential components of DTC’s end-of-day settlement process
• Distinguish between the features of manual transactions
• Define systems supporting settlement transactions
• Recognize the characteristics of Risk Management Controls

Course Description:

This webinar will serve as an introduction to Settlement Web, a browser-based primary web user interface for settlement activity at DTCC where clients can monitor their settlement activity in real-time and oversee their transactions. During the webinar, we will walk you through the main features of Settlement Web including how to submit settlement transactions, manage security positions, and monitor risk management controls. Additionally, we will show you how to access detailed information regarding your activity, position balances, and settlement statements. This webinar offers an opportunity to familiarize yourself with the capabilities of Settlement Web and enhance your overall DTCC settlement knowledge.

Learning Objectives:

• Manage your security position balances
• Manually input transactions
• Read your participant account statement
• Monitor risk management controls

Course description:

This webinar provides practical guidance on managing Model and Standard Settlement Instructions (SSI) data in line with Market Best Practice Guidelines. By the end of this session, participants will learn how to create and maintain accurate SSIs, as well as view and interpret Investment Manager accounts and settlement instructions effectively.

Learning objectives:

• Create and maintain your own Model and SSI data in accordance with the Market Best Practice Guidelines
• View and interpret Investment Manager Accounts and settlement instructions accurately

Course description:

CTM is a central matching solution that enables broker/dealers and investment managers to efficiently match and confirm trade details on trade date—enhancing transparency and reducing operational risk.

This training session focuses on the manual trade entry process within the CTM User Interface (UI).

Learning Objectives: