Securities Processing - CA

This function allows Participants to transmit deposit information to DTC and to receive responses indicating any errors detected in the input transmission.

This function allows Participant to send Withdrawal-by-Transfer transactions to DTC.

This document describes the OCMOPA function used for transmission of DTC's Change In Mode of Payment.

This function allows Participants to send and receive output on COD, W/T, and/or Deposit activity.

This function allows Participants to send Custody swing information to DTC.

This function allows users to send deposits to DTC.

This function sends users a daily listing of all previously submitted deposits that have been transferred to Cede & Co on the previous business day.

This function allows users to receive DTC DMA/DMD WT Out-Transfer item information.

This function allows Transfer Agents to transmit Direct Registration System (DRS) position movement instructions pertaining to a specific Investor’s DRS position.

This function allows for a daily transmission of all new DRS requests initiated by Participants to be sent to Transfer Agents.

This funtion allows Participants to view Agent responses to DRS Profile Request instructions transmitted to DTC.

This function allows Participant to transmit DRS Profile instructions to DTC.

This document gives information about the Conversion Announcement System (DTFCA).

This function allows users to receive DTC Legal Deposits information.

This function sends users FAST Deposit Shipment Control Lists (SCL) information.

This function provides Participants with MQ Series messages regarding the disposition of their Deposit Withdrawal-at-Custodian (DWAC) instructions. These DWAC instructions were either confirmed or rejected by the Transfer Agent (TA).

This function provides Participants information about their DWAC transactions which were either confirmed or rejected by the Transfer Agent.

This function provides Participants their Transfer Agent DWAC billing information for the current business date and month.

This document describes the "Elective Dividend System Notices" (DTFEDS) function. This function enables all DTC Participants to access information concerning elective dividend notices via FTP or NDM in a machine readable format.

This function sends Participants Miss and Made Transfer Monitoring files daily.