Schedules

The Standardized Data Reprting (SDR) Codes page provides you with the current codes for SDR.  You can download the documents for i…

The Underlying Firm Symbol (UFS) provides a standard method of identifying intermediaries involved in providing service to a …

The Fund/SERV® Codes page provides you with the latest codes for Fund/SERV®. You can download the document for immediate use as well as cr…

A matrix level is the level of control on a sub-account provided to a Firm or Fund using Networking.

 The Mutual Fund Profile Service (MFPSII) includes the following databases: The Security Issue Database, a central data source of com…

DTC’s Legal Notice System (LENS) service offers access to a comprehensive online library of notices concerning DTC-eligible secu…