Settlement

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Quick Tips: Settlement Progress Payment (SPP) Returns

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Settlement ISO 20022 Message Flows UAT

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ISO 20022 Message Specification Deliver Order UAT

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Settlement Transformation Roadmap

View the Settlement Transformation Roadmap.
New May 21, 2025

Equities Clearing & Settlement Transformation: Functional Change Document

View the Functional Change document to see upcoming Settlement transformation changes.
March 31, 2025

Settlement: LOF1/5 PEX Letters of Free Funds

Participants can utilize this function (5.18) to transmit Letters of Free Funds instructions to DTC
March 31, 2025

Settlement: OCC 1/5 Options Clearing Corp./Collateral Loan Services Function User’s Guide

Participants can use this function (5.20) to transmit OCC Release instructions to DTC.
March 31, 2025

Settlement Web Help

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ISO Messaging Test Facility User Guide

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Settlement: Pledge Release Function (CF2PLR) via CCF-II Function User’s Guide

Users may utilize CF2PLR (5.06) to transmit Pledge/Release transactions to DTC. Pledge/Release services included in the CF2PLR function are pledges, release requests, and release returns.
March 18, 2025

Changes in PAMM and PORS

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Settlement: ANE1/5 Institutional Delivery System Authorization and Exception System

The ANE 1/5 function (3.08) provides Authorization/Exception processing of affirmed DTC eligible trades on S–1, in addition to Authorization/Exception processing on the morning of settlement(s) date and trade-for-trade authorization through S+21
February 18, 2025

DTC Security Eligibility (MMI vs. Underwriting): A Quick Reference for IPAs

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Overview of Stock Loans and Repo Agreements

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Clearing Fund Management - DTC Help

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Authorizing, Exempting, and Canceling a Transaction

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Setting Up a Security Profile

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Setting Up a Drop Profile

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Releasing a Transaction

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Clearing Fund Management - DTC Modernization Demo

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Clearing Fund Management - DTC Demo

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Project Ion MVP User Guide

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SMART/Track for Buy-Ins User Guide

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SMARTTrack CNS Buy-Ins Quick Reference

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