Buy/sell transactions of U.S. Government Securities can be netted for next day or forward settlement with up to 365 days extended settlement. Same-day settling buy/sell transactions must be submitted to GSD for comparison, but such transactions are not cleared through GSD.

Trade comparison of buy/sell transactions occurs through bilateral comparison, except for auction purchases which are submitted directly to GSD by the Federal Reserve Bank of New York (or a regional Federal Reserve Bank) on a locked-in basis.

Bilateral comparison requires that the two trade counterparties submit trades to GSD, in which certain mandatory details either match or fall within predefined parameters, to affect a match. Bilateral is the primary comparison type for dealer-to-dealer trades. Submission of buy/sell transactions can be submitted via interactive messaging or through the GSD RTTM® Web Front End (WFE) .

GSD deems a trade compared at the point when it makes available to the Netting Members on both sides of the transaction a Report indicating that the trade data has been compared.

 

Take a look at the DVP Buy/Sell Flow Chart below. 

DVP Flow

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Steps in the process are:

  1. GSD Members submit trades via RTTM® WFE or through interactive messaging.
  2. RTTM collects and matches the trade data. Then, through the netting process, GSD establishes a single net long or short position per Member per CUSIP. 
  3. Once net positions are generated, settlement obligations are communicated to the Members.
  4. Members will communicate receive and delivery instructions to their settling banks.
  5. All deliver and receive obligations are settled through the GSD against full payment. 
  6. Finally, notice of settlement is communicated back to GSD and the Members. 
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