Securities Processing - CA

This function allows Participants to pick up Bulk-EOD Customer Account Update reply files containing a Summary record for every valid customer account swing input by a Participant.

Deposit/Withdrawal by Custodian (DWAC) allows users to send requests to Fast Automated Security Transfer (FAST) agents or other DTC custodians to deposit or withdraw securities into or out of a user's DTC account. Includes MT524 - Intra-Position Instructions and MT548 Settlement Status and Processing Advice.

This function provides Participants with the Next Day Custody Certificate Batch Inquiry file containing Detail Certificate / Registration records.

This function provides Participants with detail Certificate/Registration records for each inquiry input by the Participant that day.

This function provides Participants with certificate activity for the day for the certificates that DTC is, or was, holding in custody.

This function provides Participants with a Custody Certificate Detail Position record which Participants may want to retrieve at end-of-day for reconciliation with their internal systems and DTC’s Custody position.

This function provides Participants with the Custody Certificate and Document Detail Position file containing a certificate file and document file for active physical and missing documents.

This function allows Participants to send a file containing void document transaction records: for example, a Void Document will mark the document as voided on the DTC Custody database.

This function allows Participants to submit a Custody CUSIP Certificate/Registration Inquire and get back the information the same day.

This function allows Participants to receive Participant Account Closing Balance information.

The function allows a Participant’s branch offices to send deposit items directly to DTC for processing.

This function allows Participants to inform DTC about Branch Deposits packages which are to arrive the following day and includes envelop and courier information.

This function allows Participants to deposit securities into the BDS free or Custody box locations.

This function sends Participants branch deposit information for a specific day. An EOD file allows Participants to update their systems accordingly.

This function is sent to the Participant in response to BDS1/5 and allows for BDS/CUS non-messaging discrepancies/errors.

This function enables a Participant’s branch offices to send deposit items directly to DTC for processing. It also gives Participants the ability to request information about their Branch Deposit packages received at DTC each day.

This function provides Participants with end of day Securities Information Center (SIC) results of the certificates processed during the day.

This function allows Participants to receive Withdrawal by Transfer Detail Balance information.

This function allows Participants to input deposit instructions.

This function allows Participants to send Direct Mail agent Return transactions to DTC.