Settlement

Welcome! In this section of the DTCC Learning Center you will find the resources you need to maximize your use of DTCC’s Settlement offerings. To find the content you need, either use the Search field or select a product below to access user guides, file specifications, video tutorials, and more.

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Click on the boxes below to learn about the transaction types and activities that make up the settlement process.

 

DTC Loss Allocation

Log in to view the two-part DTC Loss Allocation Overview video series to obtain a better understanding of DTC's Loss Allocation practices and how they would be applied in the event of (hypothetical) single-or-multiple-participant default or non-default loss events.

Part 1

DTC Loss Allocation Overview - Part 1 explains DTC's loss allocation practices at a high-level, as they apply to both a defaulting participant and NDL events. We discuss:

  • Participant Defaul Loss Allocation (Waterfall)
  • Declared Non-Default Loss Allocation (Waterfall)
  • Pro Rata Loss Allocation Calculation Process
  • 10 Business Day Event Period
  • Loss Allocation Rounds and Loss Allocation Caps
  • Participant Termination Process

Click to view the 10 minute DTC Loss Allocation Overview - Part 1 video.

Part 2

Continue your journey with DTC Loss Allocation Overview - Part 2  where you explore how DTC's loss allocation practices are applied in the case of (hypothetical) single-and-multi-Participant default and Non-Default Loss events. In Part 2, we review hypothetical examples for:

  • Pro Rata Loss Allocation Calculation
  • 10 Business Day Event Period
  • Loss Allocation Rounds and Loss Allocation Caps
  • Participant Termination Process

Click to view the 12 minute DTC Loss Allocation Overview - Part 2 video.


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Subcategories

The Settlement Web is DTC's primary Settlement user interface. Clients have the ability to view their settlement activity as well as to submit transactions to DTC for end of day money settlement.
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Manage when and in what order deliveries from your inventory are attempted by using the Inventory Management System, a service offered to deliverers. Inventory is the number of shares you have available to meet your deliveries.
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View Settlement technical specification documents outlining the data format required to send and receive data.
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SMART/Track provides a centralized communications hub for the transmission of various message types between clients.
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DTCC is undertaking a multi-year effort to transform its systems into a more advanced, modular platform.
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