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  • GSD Enhancements - 2018

    The FICC Government Securities Division (GSD) has implemented a number of enhancements as of June 25, 2018 to benefit Members. GSD invites you to view a few short videos created to acquaint you with the enhancements, why we’ve implemented them and how they will benefit you now and in the future. Look for additional videos in this series, coming soon! 1. The GSD Clearing Fund Calculation...
  • ALERT ASSIsT Program

    Standard ALERT clients have direct access to the ALERT platform, through which they manage, maintain and communicate their SSIs with the rest of the ALERT community. To free up valuable time and resources, buy-side clients can use the ALERT ASSIsT* program to leverage the DTCC to maintain their instructions within the ALERT platform, helping to streamline internal...
  • TARGET2-Securities Investor CSD Model

    TARGET2-Securities is a platform that centralizes the delivery-versus-payment settlement in central bank funds across all European securities markets. Intended to integrate and harmonize the fragmented securities settlement infrastructure in Europe into a single market infrastructure solution, T2S enables one Central Securities Depository (CSD) to be the CSD for any other T2S market...
  • ALERT: Flexibility to select any T2S depository as the SSI Method

    Traditionally, a depository could only be added under the ALERT Country Code if the selected depository is in the same country. ALERT now allows all T2S depositories to be added under each T2S country.
  • PSET Matching

    Place of Settlement (PSET) Matching provides CTM investment managers with the ability to compare the PSET BIC provided by their sell-side counterparty withy their own PSET BIC for each of their allocations. Where the BIC doesn't match, the allocation will be flagged with a status of mismatched (MISM) providing users with the opportunity to intervene and fix the matching issue before...
  • T2S Compatible National and Central Securities Depositories

    To facilitate the matching of PSET BICs across different T2S markets, the PSET matching rules have been extended to allow the matching of BICs across any of the following T2S PSET BICs: Market  PSET Name PSET BIC Austria OeKB CSD GmbH OCSDATWWXXX Belgium  Euroclear Belgium (ex CIK)  CIKBBEBBXXX  Belgium  The Banque Nationale de...
  • CBIC Subscription for CTM Users

    Buy-side CTM users can now switch on the CBIC subscription for their organization. If this is enabled, CTM will automatically copy the PSET BIC value to the PSAF field. We strongly recommend that users of the CTM Settlement Notification functionality do this. This functionality will also be available to sell-side clients at a later date. If, once matching takes place, CTM identifies that the...
  • What Steps To Take Next

    To summarize, in order to leverage all of the latest updates you should: 1. Set up SSIs based on any changes a Global Custodian may advise 2. Add PSET as an EXCT matching field (for Trade Detail matching) within your CTM matching profile(s) 3. Switch on the CBIC subscription for your CTM organization
  • How do I sign up for the ALERT ASSIsT Program?

    Please complete the registration form at www.dtcc.com/data-services/alert-assist-registration. Once submitted, a representative from the DTCC will contact you regarding the next steps. If you have questions or would like to discuss this before completing the registration form, please contact ALERTAssist@dtcc.com and a member of our regional sales team will get back to you. To complete...
  • What is an 'Acronym'?

    Each entity that uses the ALERT platform is identified by an acronym. The acronym is used for both the storage of SSIs and account information (for both buy-side and sell-side) and for the permissioning of access (for the sell-side).
  • What is an 'Access Code'?

    The Access Code is the identifier assigned to an account by the investment manager. It has a maximum length of 12 characters and can contain digits 0-9 and uppercase alphabetic characters A-Z.
  • If I register today, how quickly can I be live on ALERT?

    We will complete our compliance checks and set up an acronym within 48 hours, meaning that we're ready to start loading data from this point. The length of time to load your data will depend on the number of accounts you have, if you want to leverage the existing SSIs of a custodian or prime broker and the timeliness in the communication of data and the provision of responses to DTCC queries....
  • If I use a custodian or a prime broker who is not a source provider, can I still use the ASSIsT Program?

    Yes. In this case we will load the data of the custodian or prime broker into ALERT and maintain it on your behalf.
  • Which custodians use GC Direct?

    BBH JP Morgan BNY  SSB HSBC Sumitomo
  • What are the steps if I want to link my accounts to the SSIs of a GC?

    In order to leverage the SSIs of a GC ALERT client, a bilateral agreement needs to be in place between the GC and you, as the ALERT ASSIsT client. You will need to contact your GC client service representative and request the authorization letter from the GC which will authorize the GC to update SSIs on your behalf. This letter will then need to be forwarded to the GC representative and they...
  • Which prime brokers leverage the DTCC to maintain their SSI info?

    BOAMLBP - Bank of America Merrill Lynch  GSPB - Goldman Sachs International CITIBP - Citigroup Global Markets Limited JPMPB - JP Morgan Clearing Corporation CSPB - Credit Suisse Securities (USA) LLC MSIPB - Morgan Stanley & Co International PLC DBIPB - Deustche Bank AG UBSPB - UBS AG London Branch   If you use one of the above prime brokers, then...
  • What are the steps if I want to link my accounts to a prime broker?

    In order to leverage the SSIs of a prime broker, you will need to contact us and provide the name of the prime broker and your client service representative. You will also need to provide the fund names that will be linked to each prime broker and specify if your funds trade in segregated markets. We will then reach out to our prime broker contacts to determine if they recognize the funds and...
  • Once I'm live on ALERT, do I still need to send my instructions via email to my brokers?

    No. Once your instructions are in ALERT and live (i.e. your brokers have been permissioned) you should direct your brokers to view your information in ALERT, quoting your acronym. If your brokers are unable to see your information in ALERT, please obtain the acronym of your broker and send this to ALERTAssist@dtcc.com and request that they are permissioned access.
  • Can I register for ASSIsT and then move to standard ALERT to leverage PSET matching in the CTM system?

    Yes. You can implement ALERT using a staggered approach, firstly onboarding through ASSIsT and then at a later stage we can move you to a standard ALERT contract.
  • What is the cost difference between ALERT ASSIsT and a standard ALERT contract?

    ALERT ASSIsT is a free service for buy-side clients. A standard ALERT contract includes a monthly base-fee. For more information, please contact ALERTAssist@dtcc.com and a member of our regional sales team will get back to you.
  • What is the turnaround time for ongoing maintenance of data?

    Any changes to SSI or account information and requests to permission broker access should be communicated to ALERTAssist@dtcc.com. These changes will be actioned by the DTCC within 24 hours of receipt.
  • Product Administrator Role

    The Product Administrator plays an important role in administering your organization’s access rights and profiles for ITP products, liaising between your organization and the DTCC. Their responsibilities include: Managing users Managing other product administrators Updating product profiles Monitoring existing requests Your organization should have two Product Administrators per ITP...
  • How to Manage Product Administrators

    1. From the ServiceCentral home page, go to Manage My Services - Manage Product Administrators 2. As a Product Administrator, you can make changes to other Product Administrators for the same ITP product(s) including modifying their details or removing their Product Administrator access 3. If you select Remove you can remove their Product Administrator access for a single product or across...
  • How to Add and Edit Users

    1. Click Manage My Services - View & Change Users 2. From the dropdown list, select the appropriate ITP product for which you want to manage users. A list of existing users appears with the following available options: Restore – allows you to restore a user’s ServiceCentral security questions which is useful when a user can’t remember their password or their security...
  • HKMA & JFSA

  • Codes

  • Reject Codes

  • Schedules

  • Agreement Forms

  • Contact Lists

  • Matrix Levels

     A matrix level is the level of control on a sub-account provided to a Firm or Fund using Networking. The matrix level chosen by a Firm determines the activity allowed between a shareholder and a Fund. Each matrix level: Provides Firms with the flexibility to select options consistent with their business philosophy Identifies the: Reporting responsibilities of the Firm and...
  • Standardized Data Reporting

  • Underlying Firm Symbols

  • Money Market Fund

    Amendments to the rules governing money market funds, adopted by the Securities and Exchange Commission (SEC) in July 2014, impose significant structural changes on the money market fund industry. According to the SEC, the rules are designed to address money market funds' susceptibility to heavy redemptions in times of stress, improve their ability to manage and mitigate potential...
  • Fund/SERV®

    Top Top Fund/SERV®, NSCC's central processing system for mutual fund transactions, enables mutual fund distributors and firms to enter, confirm, settle and register purchase, exchange and redemption orders in an efficient and automated environment. The service standardizes mutual fund policies, reduces operating costs, and speeds transaction...
  • Networking

    Top Top The DTCC Networking system is a centralized and standardized data communications system for the exchange of customer account-level activity. Networking is the industry standard product for exchanging mutual fund customer account maintenance and reporting. The Networking system allows non-trade-related client information to appear identically on the records of: Firms and...
  • Omni/SERV®

    A 529 plan is a tax-advantaged savings plan designed to encourage saving for future college costs. 529 plans, legally known as “qualified tuition plans,” are sponsored by states, state agencies, or educational institutions and are authorized by Section 529 of the Internal Revenue Code. Investment options often include stock mutual funds, bond mutual funds, and money market funds,...
  • Mutual Fund Profile Service I

    Top Top Mutual Fund Profile Service I  (MFPS I)1 Price & Rate service was developed and implemented in 1996 to provide Funds with an automated solution for providing intermediaries with prices in the form of net asset values (NAVs) and distribution rates (for daily and periodic dividends and capital gains).2 The Daily Price & Rate File provides:Funds have the...
  • DTCC Payment aXis®

      Top   Top The DTCC Payment aXis® service provides an automated method for the transmission and settlement of various commission and fee types between funds and firms. The DTCC Payment aXis® Commission and Fee Settlement service provides an automated process for the distribution of commission and fee payments.  The use of DTCC Payment...
  • Mutual Fund Profile Service II

    Top Top The purpose of this Web guide is to provide NSCC members, which includes but is not limited to, mutual funds, insurance companies, brokerage firms, dealers and trading partners participating in the mutual fund services, with the information necessary to utilize the features and functionality of the Mutual Fund Profile Service (MFPS) II system.   Click Mutual...
  • OASYS Trade Match Demonstration

    The below demonstration provides an insight into the OASYS Trade Match work flow and an overview of the different applications used to provide this solution. Please select Full Screen to optimize your view.  
  • OASYS™ Trade Match

    The OASYS Trade Match solution matches the allocation input supplied by institutions to allocated level trade input supplied by broker/dealers. If institution allocation input and broker/dealer trade input matches prior to noon on T+2 for DTC-eligible securities, and the institution is the designated affirming party, the TradeSuite ID service: Produces a Matched-Affirmed...
  • OASYS Trade Match SMA Workflow

    Watch the following video to understand the workflow for Separately Managed Accounts (SMA) within OASYS Trade Match.    
  • Record Layouts

    Access record layout files for all Mutual Fund Services products here. These record layouts are also available in their corresponding product sections. Top Top Top Top Top Top
  • Broker Lift Out Service

    The Broker Lift Out service complements the ALERT ASSIsT service by providing broker/dealers with the opportunity to have a single route for all SSI changes, using the ALERT Direct interface. When a broker/dealer subscribes to this service, DTCC maintains the broker/dealer's clients' SSIs within the ALERT platform. DTCC reuses the existing ALERT Direct interface connection to route SSI...
  • MFS Products

  • Omnibus Processing

     
  • ACATS-Fund/SERV Overview

    The purpose of this video is to provide an overview of the ACATS-Fund/SERV process.
  • Membership (Mutual Fund Service)

  • NSCC US Fund Member Onboarding

    The Membership Learning Center is designed to provide you with a good understanding of what you need to do to become a Member, and give you the supplementary information that will help you complete the onboarding process in the most efficient way possible. The videos included here give you an overview of what will be covered in the Mutual Fund Services Membership section.  

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FX Future Templates

Cross-jurisdiction. OTC Core only. FX only. ZIP of PDF and XLS docs. Guide and components for the cr ...
In Future Templates Downloads: 2595

Product Release Information: Release 4

Describes new columns in the UI. ...
In Product Release Information Downloads: 38

MTU End of Day Report Guide

This document describes the MTU End of Day Report. It contains definitions and explanations of the d ...
In Messaging and Reporting Essentials Downloads: 77

EMIR RTS 2.0 Production Release Notes

This spreadsheet contains the current release notes for EMIR RTS 2.0. Current as of 27-Nov-2018. ...
In EMIR Release Notes Downloads: 6184

Service Overview

Provides a high-level overview of the DTCC Exception Manager service, including business and technic ...
In Business Guides Downloads: 261

Out-of-Region Disaster Recovery Guide

The purpose of this document is to provide guidance to DTC, FICC, and NSCC clients for reconciling t ...
In Disaster Recovery Downloads: 36

GTR MAS/ASIC Re-Arch Release Notes

Version 2.11. This spreadsheet contains the post go live schedule for MAS/ASIC.  ...
In MAS/ASIC Release Notes Downloads: 1290

Settlement Web User Guide

This guide covers the functionality and step by step procedures for working in the Settlement Web. ...
In Settlement Web Downloads: 193

ALERT Settlement Instructions and Validation Rules

Details the extensive rules validation for settlement instruction data intended for the ALERT databa ...
In ALERT® Market/Business Rules Downloads: 7989

ALERT Common Reference Data

Provides tables of values for certain fields used in the ALERT platform's Web and Direct interfaces ...
In ALERT® Product Guide Downloads: 6712

ALERT Market Updates - November 2018

This document describes the market updates available on the ALERT platform in November, 2018. ...
In ALERT Product Release Information Downloads: 2246

ALERT Usage Guidelines

Lists responsibilities, standards, and guidelines for all users of the ALERT platform. ...
In ALERT® Product Guide Downloads: 4785

DDR Onboarding Pack

USA (CFTC) only. OTC Core only. Cross-asset. ZIP of XLS and Word docs. User agreements and other onb ...
In USA / Canada (DDR) Downloads: 1166

GMEI Utility Bulk Registration and Renewal User's Guide for Templates v 5.5

This document describes how to register and renew entities for LEIs in bulk using the GMEI utility. ...
In GMEI Utility Downloads: 2312

GTR New Starter Kit

This guide is for GTR clients that want a better understanding of the GTR reporting workflow and how ...
In Troubleshooting Downloads: 575

EOD CSV Report Sample

This a sample of the End of Day (EOD) report transmitted to users via FTP.  The report is s ...
In EOD Sample Files Downloads: 41

Product Release Information: Release 4

Describes new and updated functionality for debt and equity asset class clients. ...
In 2018 Downloads: 399

Settlement Location: Best Practices and Recommendations

Recommends how to use the CTM service to reduce settlement exceptions based on settlement location. ...
In Market-Specific Downloads: 6832

Data Dictionary

Dictionary of all debt and equity elements in the direct XML interface and of all fields in MTI for ...
In Data Reference Downloads: 4116

Error Code Data Reference

Contains a cumulative listing of client-facing error codes including synchronous, asynchronous, noti ...
In Data Reference Downloads: 4869

Functional Change Document: Brexit

Version 1.1. This document explains the functional changes taking place for clients reporting under ...
In Brexit Downloads: 247

ITR Reconciliation Troubleshooting

This job aid is intended for clients reporting under EMIR. It provides guidance on how to troublesho ...
In ITR Reconciliation Downloads: 21

MAS/ASIC Re-Arch: Commodities Inbound CSV and FpML samples

GTR/ Version 1.3. Both FpML & CSV samples for the commodities asset class. MAS/ASIC submissi ...
In MAS/ASIC Inbound CSV and FpML Samples Downloads: 616

DTCC CA Transformation Monthly Industry Call - November 2018 Presentation

Includes Project Timeline and Schedule, Key Milestones 2018-2019, ISO 20022 Message Availability, Re ...
In Industry Calls Downloads: 13

DDR Onboarding Pack ASSET MANAGERS

USA (CFTC) only. OTC Core only. Cross-asset. ZIP of XLS and Word docs. User agreements and other for ...
In USA / Canada (DDR) Downloads: 362

FX Supported Templates

Applies to CFTC, Canada, and JFSA only. OTC Core only. FX only. Contains templates for the creation ...
In FX Downloads: 10091

OTC Core EMIR Message Specifications v1.3.7

This is Version 1.3.7 (Amended) of the zip file for the OTC Core EMIR Message Specifications&nbs ...
In EMIR Future Templates Downloads: 1091

CFTC/Canada Re-Arch: Functional Change Document (NOA)

Version 1.0. The purpose of this document is to detail any specific jurisdictional requirements for ...
In CFTC/Canada Re-Arch: Functional Change Document Downloads: 0

DDRL EMIR Onboarding Pack

EU (ESMA) only. OTC Core and EU Lite. Cross-asset. ZIP of PDF, XLS and Word docs (Version 1 ...
In Europe (DDRL) Downloads: 2023

DDRL EMIR Onboarding Pack ASSET MANAGERS

EU (ESMA) only. OTC Core and EU Lite. Cross-asset. ZIP of PDF, XLS and Word docs (Version 1 ...
In Europe (DDRL) Downloads: 1153

Common Reference Data

Contains a cumulative listing of the allowed field values in the CTM service. ...
In Data Reference Downloads: 8294

ALERT Foreign Exchange Settlement Instructions

ALERT platform Market/Business Rules for Foreign Exchange (FX) settlement. ...
In ALERT® Market/Business Rules Downloads: 5361

MTU Product Release Information: Release 11

This document describes enhancements in Release 11 of DTCC-Euroclear Global Collateral Ltd.’s ...
In Support Tools and Product Updates Downloads: 3

Data Services Client Support

This document describes how to get support for DTCC Data Services products. ...
In DTCC Data Services Downloads: 611

EU Lite Message Specifications v1_3_7

Version 1.3.7 (Amended) of the Zip file containing the EU LITE message template set to go live on 11 ...
In EMIR Future Templates Downloads: 1655

OTC Harmonized EMIR Message Specifications v1_2_7

This is Version 1.2.7 (Amended)  of the zip file for the OTC Harmonized EMIR Message Specif ...
In EMIR Future Templates Downloads: 819

EMIR Collateral Message Specifications v1_2_6

Version 1.2.6. This zip file contains the GTR EMIR Collateral message template and user guide set to ...
In EMIR Future Templates Downloads: 1066

EU Lite Message Specifications

Version 1.3.7 (ammended) of the Zip file containing the EU LITE message template. Provides instructi ...
In Europe (ESMA) Downloads: 11606

DDRJ Onboarding Pack

Japan (JFSA) only. OTC Core only. Credit, Equity, FX and Rates. ZIP of PDF, XLS and Word docs. User ...
In Japan (DDRJ) Downloads: 189

OTC Core EMIR Message Specifications

Version 1.3.7 (ammended) of the Zip file containing the OTC Core EMIR Message Specification template ...
In Europe (ESMA) Downloads: 10720

EMIR Collateral Message Specifications

Version 1.2.6 (ammended). This zip file contains the GTR EMIR Collateral message template and user g ...
In Europe (ESMA) Downloads: 5460

OTC Harmonized EMIR Message Specifications

This is Version 1.2.7 (ammended) of the zip file for the OTC Harmonized EMIR Message Specifications. ...
In Europe (ESMA) Downloads: 10280

ALERT Key Auto Select (AKAS) Implementation Guide

Describes how to use the optional ALERT Key Auto Select (AKAS) functionality for the CTM service. ...
In Cross-Product (ITP) Downloads: 65

DDRL HKMA Onboarding Pack

DDRL HKMA.User agreements and other onboarding forms, documents and guidance. Version 8.  ...
In Hong Kong (DDRL) Downloads: 355

DDRL HKMA Onboarding Pack (ASSET MANAGERS)

DDRL HKMA.  User agreements and other onboarding forms, documents and guidance for Asset Ma ...
In Hong Kong (DDRL) Downloads: 164

DDRL FinfraG Onboarding Pack

 This zip file contains the full FIMA/FinfraG onboarding document set which includes the DD ...
In FMIA/FinfraG Downloads: 58

DDRL FinfraG Onboarding Pack for Asset Managers

This document conatins the full onboarding documentation set for Asset Managers including the&nb ...
In FMIA/FinfraG Downloads: 41

DDRS Onboarding pack

DDRS User agreements and other onboarding forms, documents and guidance. Version 8.  ...
In Singapore / Australia (DDRS) Downloads: 554

DDRS Onboarding Pack ASSET MANAGERS

DDRS User agreements and other forms for use with onboarding asset managers. Version 9 ...
In Singapore / Australia (DDRS) Downloads: 412

MAS/ASIC Re-Arch: FX Inbound CSV and FpML samples

GTR/ Version 1.3. Both FpML & CSV samples for the FX asset class. MAS/ASIC submissions only. ...
In MAS/ASIC Inbound CSV and FpML Samples Downloads: 929

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Image Course Name Category Enroll
NSCC Envelope Settlement 101
NSCC's Envelope Settlement Service enables participants to settle transactions for securities that are not depository eligible. These services are available through DTC’s Settlement Web application. In this course, you will be introduced to the basics of the service as well as procedural information regarding the processing of physical deliveries.
Settlement Services
GSD - GCF Repo® Service Membership
The objective of this curriculum is to provide new user-level training related to the FICC GSD GCF Repo® Service.
Government Securities Division (GSD)
Reorganization Service 304: Positional Removal Service
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the Positional Removal Service.
Corporate Actions
Reorganization Service 305: RTOP Service
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the RTOP Service.
Corporate Actions
Withdrawals Service 201: Preparing to Make a Withdrawal-by-Transfer
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of the necessary steps prior to making a Withdrawal-by-Transfer.
Dividend and Income Processing
DTC Settlement 101: Introduction to Settlement
This course will provide an overview of the role of DTC in the settlement process, describe the main aspects of risk management at DTC, and key characteristics of DTC settlement systems.
Settlement Services
Global Trade Repository: User Foundation Training for EMIR-RTS 2/EU Lite
This course focuses on how to submit trades to ESMA (to comply with ‘EMIR RTS 2.0’) using .csv submissions via the EU Lite template. (2 hours)
Global Trade Repository
GSD - DVP Membership
The objective of this curriculum is to provide new user-level training related to the FICC GSD DVP Service.
Government Securities Division (GSD)
Global Trade Repository: OTC Core Training - (CFTC, Canada, and JFSA Only)
This course focuses on how to submit trades to CFTC, Canada, and JFSA (to comply with the 'Dodd Frank Act' (CFTC); the 'Canadian Securities Act' (Canada); and the ‘Financial Instruments & Exchange Act’ (JFSA)) using .csv submissions via the OTC Core template. (3 hours)
Global Trade Repository
Withdrawals Service 101: Introduction to DTC Withdrawals Service
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of the importance, benefits, and operations of DTC's Withdrawals Service.
Dividend and Income Processing
Reorganization Service 204: Rights Subscriptions
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to rights subscriptions.
Corporate Actions
ALERT® for Broker Dealers - Securities
The ALERT® for Broker/Dealers Training Curriculum will get you started using the ALERT® for Brokers application, or provide you with a refresher of the basics.
ALERT®
CTM Confirm Archive - New User Training
The CTM Confirm Archive - New User Training course will provide you with an overview of the Confirm Archive service, as well as demonstrating how to retrieve and download your CTM archived trades.
CTM™
ALERT® for Broker Dealers – FX and Cash
The ALERT® for Broker/Dealers – FX and Cash will get you started using the ALERT® for Brokers application, or provide you with a refresher of the basics.
ALERT®
Corporate Actions (CA) Web Data Services - New User Training
The Corporate Action (CA) Web - New User Training course will provide you with an overview of CA Web service, as well as demonstrating how to search and view corporate action events.
Corporate Actions (CA) Web Data Service
Global Trade Repository: User Foundation Training for HKMA Phase 2
This course focuses on how to submit trades to HKMA (to comply with the ' Securities & Futures Ordinance' (HKMA)) using .csv submissions via the OTC Core template. (1 hour)
Global Trade Repository
Global Trade Repository (2B): CSV Message Submission Training for MAS Re-Architecture
DTCC Learning’s Global Trade Repository (GTR) CSV Message Submission program is designed for individuals at firms that are responsible for creating, maintaining, and troubleshooting their .csv upload file to GTR. It is not intended for firms that upload via FpML. (20 minutes)
Global Trade Repository
Global Trade Repository (2A): CSV Message Submission Training for ASIC Re-Architecture
DTCC Learning’s Global Trade Repository (GTR) CSV Message Submission program is designed for individuals at firms that are responsible for creating, maintaining, and troubleshooting their .csv upload file to GTR. It is not intended for firms that upload via FpML. (25 minutes)
Global Trade Repository
Global Trade Repository (3): Collateral CSV Message Submission Training for ASIC Re-Architecture

DTCC Learning’s Global Trade Repository (GTR) Collateral CSV Message Submission program is designed for individuals at firms that are responsible for creating, maintaining, and troubleshooting their .csv upload file to GTR. It is not intended for firms that upload via FpML. (10 minutes) ASIC ONLY

Global Trade Repository
Reorganization Service 205: Put Options
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to put options.
Corporate Actions
Deposits Service 201: Making, Rejecting and Tracking Deposits
This course will demonstrate how to enter regular, mandatory reorganization, and legal deposits into the DAM system, research and troubleshoot rejected deposits, identify which securities are DTC eligible, track regular, mandatory reorganization, and legal deposits using PTS.
Dividend and Income Processing
Custody Service 101: Introduction to Custody
This course will provide an overview of the DTC's Custody Service, traditional custody deposit process, full and partial custody withdrawal processes, custody reorganization deposit process, and process custody activities.
Custody
Reorganization Service 301: Mandatory Reorganization Deposits
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to mandatory reorganization deposits.
Corporate Actions
Reorganization Service 103: Unit Investment Trust Services
DTC’s Reorganization receives and distributes information to participants about reorganization activities, and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service (PBS). In this course you will be introduced to the Reorganization services and Unit Investment Trust Services.
Corporate Actions
Reorganization Service 101: Fundamentals
DTCC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTCC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services and products that DTCC offers to its participants.
Corporate Actions
Reorganization Service 102: Mandatory Reorganizations
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to mandatory reorganizations.
Corporate Actions
Reorganization Service 201: Voluntary Reorganizations
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to voluntary reorganizations.
Corporate Actions
Reorganization Service 202: Tender Offers
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to tender offers.
Corporate Actions
Reorganization Service 203: Conversions
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to conversions.
Corporate Actions
Reorganization Service 206: Warrants
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to warrants.
Corporate Actions
Deposits Service 301: Case Study
This course will provide an overview of Restricted Deposits Service, how to Enter, update, view and delete restricted deposits, overview of Branch Deposit Service, how to view previously entered brand deposits. The course will also focus on benefits and features of the DWAC program, enter and cancel DWAC deposits and how to request copies of deposits documents.
Dividend and Income Processing
Stock Loans and REPOs 103: Tracking and Adjustments
DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will learn how DTC handles income tracking within the context of stock loans and REPOs, how to make ad-hoc adjustments, and how to track stock loan and REPO deliveries.
Settlement Services
Withdrawals Service 203: Urgent Withdrawals of Physical Securities
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of the processing of urgent withdrawals for physical securities.
Dividend and Income Processing
Withdrawals Service 303: Using Direct Mail Services
DTC's Withdrawals Service facilitates the transfer of book-entry and physical securities that are depository-eligible. This course gives you a thorough understanding of DTC's Direct Mail Services.
Dividend and Income Processing
Reorganization Service 208: CNS Reorganizations
NSCC processes reorganizations via its Continuous Net Settlement (CNS) system. These services are available through the Participant Terminal System (PTS) and the Participant Browser Services (PBS). In this course, you will learn how NSCC handles reorganizations using CNS, and be presented with detailed information regarding the reports and functions used to process reorganizations.
Corporate Actions
Deposits Service 101: Basic Concepts
This course will provide an overview of DTC's Deposits Service.
Dividend and Income Processing
Reorganization Service 207: Inquiries
DTC’s Reorganization receives and distributes information to participants about reorganization activities, and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS). In this course you will be introduced to the Reorganization products, including the PTS inquiry and update functions which DTC offers to it’s participants
Corporate Actions
Reorganization Service 306: Risk Analysis Service
DTC’s Reorganization Service receives and distributes information to participants about reorganization activities and processes instructions on their behalf. These services are available through DTC’s Participant Terminal System (PTS) and Participant Browser Service PBS). In this course, you will be introduced to the Reorganization services pertaining to the Risk Analysis Service.
Corporate Actions
Stock Loans and REPOs 101: Introduction to Stock Loans and REPOs
DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will be introduced to the basics of processing stock loans and REPOs via DTC.
Settlement Services
Stock Loans and REPOs 102: Processing Stock Loans and REPOs
DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will learn how to accurately process stock loans and REPOs through DTC systems
Settlement Services
Global Trade Repository (1): New User Foundation Training for MAS/ASIC Re-Architecture
DTCC Learning’s Global Trade Repository (GTR) New User Foundation and Certification program is designed to provide registrants with an in-depth knowledge of the GTR and how it facilitates MAS and ASIC regulatory reporting of derivatives transactions. (1 hour) *This course is a prerequisite to all other courses in this program.*
Global Trade Repository

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