• Quality Control Reports

    TradeSuite ID provides agents, brokers, and institutions with monthly online quality control reports to allow them to compare performance against that of the industry. Sample reports enable users to see how to access useful information online. For more information, access the Quality Control Reports.    
  • Liquidity Coverage Ratio Data Service

    The DTCC Liquidity Coverage Ratio (LCR) Data Services webcast  provides an overview of the calculation of commercial paper (CP) market exposure that helps market participants determine optimal capital obligations. LCR delivers transparency to firms and provides visibility to CP outstanding, CP maturity dates and the ability to manage cash coverage for CP obligations.
  • Corporate Actions Web Data Service

    CORPORATE ACTIONS A corporate action is any event that brings material change to a company and affects its stakeholders. This includes shareholders, both common and preferred, as well as bondholders. These events are generally approved by the company's board of directors; shareholders are permitted to vote on some events as well. DTC’s Corporate Actions Messaging provides...
  • Corporate Actions ISO 20022 Messaging Data Service

    WHAT IS ISO 20022? ISO 20022 is a standard for developing financial services messages which provides the financial industry with a common language to capture business transactions and associated message flows. ISO 20022 includes both securities and payments messages within its scope, and is founded on modern data modeling techniques and business process analysis. BENEFITS OF ISO...
  • Legal Notice System Data Service

    DTCC’s Legal Notice System Data Service (LENS) provides a comprehensive, searchable library, updated daily, of legal notices concerning DTC-eligible securities that are published and furnished by third-party agents, courts and security issuers.  
  • Corporate Actions Data Model - Multiple Events

    In the first generation DTC model, some complex events are defined using multiple "envelopes" and "function codes." The new model is able to define a single event with multiple options and payouts to account for the complexity of the event. In situations where the event is split into multiple events to facilitate processing, the events will be linked by reference. Where the market itself...
  • Corporate Actions Data Model - Event Identification

    The ISO 20022 data model includes a number of identifiers for an event. The Corporate Action Event Identification must be populated by any institution (data providers or account servicers) that sends announcement notifications. This identifier is then referenced in any further communication (replacement announcements, or subsequent processing) for that event by that institution. In...
  • Corporate Actions Data Model - Event Types

    DTCC’s first generation system makes announcements using proprietary Function and Activity Codes that relate to event types.  DTC also has specific function codes for issue types. For example, Partial Call is announced under FC 74 for a corporate bond and FC 76 for a municipal bond. The reengineering initiative introduces the ISO aligned corporate action event types which replace...
  • CSD (DTCC) and Market (Issuer) Data

    ISO market practice views information based upon the sender of the message (usually an Asset Servicer); therefore, two types of the message have been created to support the needs of the different roles DTCC plays. DTCC will issue announcements for corporate actions in two product types: CSD Data: The event data is being issued by DTCC in its role as a Central Securities Depository...
  • CSD (DTCC) and Market (Issuer) Data - Key Data Elements

    There are 7 key data elements that may take different values based on the variant selected by the participant. Each data element is provided in the message in both CSD and Market product. The following table lists the data elements and defines for each product whether the element can be found in the core message or in the extension. Click image to enlarge In most cases, the same options...
  • CSD (DTCC) and Market (Issuer) Data - Data Element Ownership

    The primary creators of corporate action content are the issuer/agent, depository and the stock exchange. DTCC’s data model, and to some extent ISO, accommodates the different owners of the information either explicitly or implicitly. While the ‘ownership’ of specific data elements is mostly straightforward, there are some concepts that DTCC will differentiate, as DTC data...
  • Message Structure

    The DTCC corporate actions data model is aligned with ISO. There are, however, differences in the representation. This section will explain the relationship between the two models using a corporate actions announcement as an example. The DTCC Corporate Action Model has several "levels" (noted in the diagram below in blue rectangular boxes e.g. Event, Certificate, Option, etc.). The levels are...
  • Network Protocols for ISO 20022 Message Transport

    The reengineered platform employs ISO 20022 messaging and a browser-based Graphical User Interface (GUI). Messages will be transported via either the DTCC SMART or the SWIFT network, with the following protocols: SMART (DTCC Proprietary Network) MQ NDM FTP SWIFT InterAct Store and Forward FileAct SMART Participants considering the SMART network should contact their...
  • Announcement Subscription Options

    Message subscriptions are available to enable participants to control the flow of data to them. Subscription options exist for three main event groups – Distributions, Reorganizations, and Redemptions. Announcements are broken down into eight specific event groups for which subscriptions can be separately specified. The event groups are: Distributions Factors Municipals...
  • Deposit/Withdrawal at Custodian (DWAC) Agreement

     Deposit/Withdrawal at Custodian (DWAC) Agreement DWAC is a system used by DTC clients to send electronic requests to FAST transfer agents, requesting that they either deposit or withdraw securities from the DTC FAST balance account. Transfer agents use the system to approve or reject the transaction. In this agreement, the FAST transfer agent agrees to DTC’s terms of use of the DWAC...
  • Regulatory Compliance

    DataPro | Regulatory Compliance data services deliver a number of configurable data solutions designed to help firms access information they need to comply with a number of global regulatory initiatives including Basel III and Office of the Comptroller of the Currency (OCC) 5% rules.    
  • ETF Portfolio Data Service

      Inside Your ETFs - an overview of the DTCC ETF Portfolio Composition File and ETF Historical data products.
  • ISO 20022 Messaging for Redemptions

    Click a Redemptions Messaging item on the left menu to view articles for that topic.   Message Specifications Corporate Actions Distributions and Redemptions Entitlements and Allocations Data Dictionary SR 2016  ISO 20022 Message Specifications for Entitlements and Allocations SR 2016 (message schemas) Subscription Options for ISO 20022 Redemptions Entitlements and Allocations...
  • Repurchase Agreements (Repos)

    The following documents review the place of Omgeo CTM in the trade life cycle, matching with counterparty information, and the benefits of Omgeo CTM. They also provide details about the technical infrastructure, including the variety of available interfaces and supported methods of connectivity. Access to the repo documents requires registration. Click Login or Register in the top...
  • Using The Dashboard

    The Dashboard displays alerts for relationships that you or your counterparty have created and require attention, or that you have saved, but not yet submitted. These can be trading relationships in "Pending Approval,” "Pending Delete Approval,” or "Saved" status. The Dashboard also displays alerts for spreadsheet upload errors. The Dashboard displays information in three sections:•...
  • GTR Contact Information

      GTR Sales Europe/UK/Middle East: GTR-EMEA@dtcc.com +44-20-7650-1545 Asia-Pacific: GTR-APAC@dtcc.com Japan: +81-3-6721-8876 Singapore: +65-6407-1224 Canada, North America and South America: GTR-Americas@dtcc.com +1-212-855-2430   GTR Support Europe/UK/Asia-Pacific:  +44-20-7136-6328 GTR Onboarding: Option 3, then 1, then 1...
  • The TBA CUSIP

    The TBA CUSIP was created in order to have a generic identifier for TBA trades submitted to FICC.**** All trades submitted to MBSD, even SPTs and Options, have to map back to and include the TBA CUSIP as one of the trade fields. The TBA CUSIP was designed to indicate product, agency, coupon, maturity and settlement month. The following is an example of a Single-Family FNMA 6% coupon with...
  • MMI Finality Through Optimization

    DTCC, through its depository, The Depository Trust Company (DTC), plans to enhance its current settlement model to eliminate risks associated with intraday reversals of transactions in DTC’s MMI system that are the result of issuer failure. The proposed MMI settlement model will require changes to DTC’s “refusal to pay” procedures and to current market practices by investors, issuers,...
  • MMI Finality

      Click to view the full list of proprietary formats and ISO 15022 messages that are impacted by the MMI Finality Through Optimization initiative.    
  • MMI Finality

      Click to view the full list of proprietary formats and ISO 15022 messages that are impacted by the MMI Finality Through Optimization initiative.    
  • Affirmation

    DTC may accept eligible affirmed institutional transactions (“Affirmed Transactions”) from a utility that provides a matching service1   (“Matching Utility”).  The Matching Utility must be (i) a clearing agency registered pursuant to Section 17A of the Securities Exchange Act of 1934, as amended (the “Act”), (ii) an entity that has obtained an exemption from such...
  • GCF Reporting, Training and RTTM® User Guides

    We encourage you to check out the GCF reporting, training and RTTM® user gudes listed below. These documents provide verbal representations of the GCF RTTM Web application,  training materials explaining FOS calculations, trade matching, etc.... and details on GCF reports generated for participantsThese documents can be downloaded and printed for later reference. Please select...
  • Canada Public Price Dissemination Dashboard

  • DDR Billing

    CFTC Substantiation Report Overview
  • UAT Defects and Issues List

    There is no currently active Defects and Issues list.
  • T+2 Testing Counterparty Request

    DTCC has received several requests to assist Members in finding test partners for T+2 industry testing. DTCC has established a T+2 Testing Counterparty Request Form (located at the bottom of this page) to collect basic information from firms that are seeking test counterparties and/or offering to act as test counterparties. Members that are looking for testing partner(s) and need access to...
  • T+2 Key Notifications

    DTCC has published the list of Corporate Action test events, for T+2 Testing Cycle 1 (February 13, 2017 – February 24, 2017). As part of each T+2 testing cycle, DTCC will establish Corporate Action test events in the PSE U environment utilizing T+2 test CUSIPs for Corporate Action testing. DTCC will announce the list of Corporate Action test events, with their respective CUSIPs, no later...
  • T+2 Industry Meeting

    T+2 Industry Testing Working Group - Bi-Weekly Calls  (Second Wednesday of each T+2 test cycle) Date  Time  February 22, 2017  10:00 am - 11:00 am ET March 8, 2017   10:00 am - 11:00 am ET  March 22, 2017   10:00 am - 11:00 am ET  April 5, 2017  10:00 am - 11:00 am ET  April 19,...
  • OASYS F5 SSLVPN Device Upgrade for Users of OASYS 7.0 and Above

    1. BIG IP Edge Client can be installed on your machine using either of the below 2 options. Please work with your desktop administrator to ensure you have administrator (admin) rights prior to following either of these options: Option 1 - Web Download a. Open a new web browser and enter the URL https://vpn.omgeo.net using Internet Explorer 11 b. Follow the IE 11 settings...
  • Money Market Instrument (MMI) Processing

    MMIs are subject to, and are processed in accordance with, Rule 9(A), Rule 9(B), Rule 9(C) of DTC and the Procedures set forth in this Settlement Service Guide. MMI Funding Acknowledgment by the IPA Subject to DTC risk controls, DTC processes maturing Presentments for delivery versus payment to the applicable IPA with respect to an Acronym in the Rules and these Procedures only after an...
  • OASYS F5 SSLVPN Device Upgrade for Users of OASYS 6.4 on Windows 7

    1. BIG IP Edge Client can be installed on your machine using either of the below 2 options. Please work with your desktop administrator to ensure you have administrator (admin) rights prior to following either of these options: Option 1 - Web Download a. Open a new web browser and enter the URL https://vpn.omgeo.net/my.policy using Internet Explorer 11 b. Follow the IE 11...
  • Support with Your OASYS F5 SSLVPN Device Upgrade

    If you experience any technical difficulties with your OASYS Workstation F5 Upgrade or if you have any additional questions, please contact our Client Contact Center at www.omgeo.com/ServiceCentral. Our support engineers are available to answer your call 24 hours a day, 6 days a week.
  • Liquidity

    DataPro | Liquidity data services deliver a consolidated source of cross-asset class and anonymized transaction data that enables fast and efficient access to settled transaction pricing data. The services can increase market transparency and understanding of liquidity for some of the more complex securities.
  • Security Reference

    DataPro | Security Reference data services deliver descriptive data elements for more than 4 million DTC-eligible securities and 1,800 U.S.-listed ETFs. The services enable fast and consolidated data access to increase operational efficiency and decision support.
  • Announcement

    DataPro | Announcement data services deliver an authoritative and consolidated source of corporate action, legal notice and new issuance announcements and alerts for DTC-eligible securities. The services provide timely access to documentation as well as descriptive detail behind key corporate activity. Corporate Actions ISO 20022 Messaging Data Service Corporate Actions Web Data...
  • Risk

    DataPro | Risk data services deliver anonymized and aggregated data perspectives designed to help firms monitor risk exposure across several views including time, sub asset class and in comparison to the overall market. The services provide access to highly contextualized views of the market to enhance performance tracking.
  • Market & Benchmarks Analytics

    DataPro | Market & Benchmark Analytics data services deliver firm-specific transaction data and market aggregates across asset classes to provide fast access to timely industry performance benchmarks. The services can increase transparency and enable actionable insights.
  • Post-Trade Critical Markets Report

    DTCC’s Post-Trade Critical Markets Report provides firm-specific and market-aggregate data on transaction activity in critical markets as defined in the Interagency Paper on Sound Practices to Strengthen the Resilience of the U.S. Financial System.   To learn about this DTCC DataPro offering, please visit:  Post-Trade Critical Markets Report page on dtccdata.com
  • Security Master File Data Service

    DTCC’s Security Master File Data Service provides the most up to date, comprehensive, centralized and reliable source of DTCC eligible securities' information to the market..   To learn about this DTCC DataPro offering, please visit:  Security Master File Data Service page on dtccdata.com
  • Structured Finance Data Service

    DTCC's Structured Finance Data Service provides a single, streamlined feed of anonymized structured-finance transactions data to enhance user analysis of this complex market. To learn about this DTCC DataPro offering, please visit:  Structured Finance Data Service page on dtccdata.com
  • Commercial Paper (CP) and Institutional Certificates of Deposit (CD) Data Service

    DTCC’s Commercial Paper (CP) and Institutional Certificates of Deposit (CD) Data Service provides a single, daily feed of anonymized CP and CD secondary settlement transactions data–excluding primary IPA to dealer–to enhance analysis of this enormous market. To learn about this DTCC DataPro offering, please visit:  Commercial Paper (CP) and Institutional Certificates of...
  • Government Securities Data Service

    DTCC’s Government Securities Data Service aggregates and enriches transaction data for U.S. government securities trades that are matched, netted and settled through DTCC’s Fixed Income Clearing Corporation’s (FICC) Government Securities Division. To learn about this DTCC DataPro offering, please visit:  Government Securities Data Service page on dtccdata.com
  • New Issue Information Dissemination Data Service

    DTCC’s New Issue Information Dissemination Data Service (NIIDS) is an automated system designed to improve the trade reporting and price transparency of transactions for new issues of municipal securities through near-real-time dissemination. To learn about this DTCC DataPro offering, please visit:  New Issue Information Dissemination Data Service page on dtccdata.com
  • Equity Data Service

    DTCC’s Equity Data Service facilitates performance analysis of U.S. equity trading, by providing a daily, multi-perspective data feed for activity that clears through DTCC’s National Securities Clearing Corporation (NSCC) subsidiary. To learn about this DTCC DataPro offering, please visit:  Equity Data Service page on dtccdata.com
  • TradeHub F5 SSLVPN Device Upgrade

    DTCC is committed to provide secure and efficient access to TradeHub users. Since F5 Fire Pass is out of support we've upgraded the F5 SSL VPN device to BIG IP Edge to improve security when connecting to our service. As a result TradeHub users will need to take appropriate actions before the deadline to avoid disruption and loss of connection to TradeHub in Production. Client Action TradeHub...

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2013 Product Release Information Binder

Describes enhancements and defect fixes for all releases in 2013. ...
In 2010-2015—Archive of bound documents for each available year Downloads: 244

Product Release Information (6.1)

Describes the OASYS 6.1 release. ...
In Both 6 Downloads: 175

FIX 4.4 Interface Message Specification: Investment Managers (Legacy)

Describes the legacy, query-response FIX 4.4 interface for investment managers using Omgeo CTM. ...
In Financial Information eXchange (FIX) Downloads: 169

2015 Product Release Information Binder

Describes enhancements and defect fixes for all releases in 2015. ...
In 2010-2015—Archive of bound documents for each available year Downloads: 248

Product Release Information: Release 1

Describes new and updated functionality for debt and equity asset class clients. ...
In 2016 Downloads: 162

Rates Supported Templates

Cross-jurisdiction.OTC Core only. Rates only. Contains templates for the creation of Interest Rates ...
In Rates Downloads: 2718

Product Release Information: Release 2

Describes enhancements and defect fixes for debt and equity asset class clients. ...
In 2016 Downloads: 222

Credit Supported Templates

Cross-jurisdiction.OTC Core only. Credit only. Contains templates for the creation of Credi ...
In Credit Downloads: 2123

Code of Practice for Confirming Electronic Trades (6.1)

Guidelines for a defined set of performance standards. ...
In Both 6 Downloads: 161

Product Overview

Describes the features and functionality of Omgeo CTM. ...
In Data Reference Downloads: 228

Omgeo CTM Confirm Archive Reference

Describes the procedures for broker/dealers and institutions/investment managers who use the SMART/S ...
In Confirm Archive Service Downloads: 295

Product Release Information - 2016Q2RC3

Describes the enhancements in this version of Omgeo Connect version 2016Q2RC3. ...
In 2016 Downloads: 136

Omgeo ALERT® Broker/Dealer Direct Client Interface Programmer’s Guide

This document describes the steps for creating a broker/dealer direct client interface to the Omgeo ...
In Omgeo ALERT® Broker/Dealer Direct Downloads: 172

Version 5.0 Product Release Information

Describes the support for exchange traded derivatives provided in version 5.0 of Omgeo Connect. ...
In Version 5 Downloads: 161

Version 5.10 Product Release Information

Describes the enhancements in version 5.10 of Omgeo Connect. ...
In Version 5 Downloads: 172

Message Specification Appendix—Omgeo OASYS-TradeMatch Version 4.0

Explains the interaction of Omgeo Connect with Omgeo OASYS-TradeMatch. ...
In Message Specification Appendices Downloads: 167

User Guide Version 4.0

Describes how Omgeo Connect manages trades. Also describes features and options that you can customi ...
In Ancillary Downloads: 165

Trade Blotter Reference: Repurchase Agreements (Repos)

Topics for investment managers and broker/dealers to view, export, print, and manage repo trades. ...
In Repurchase Agreements (Repos) Downloads: 9

Asset Class Overview: Repurchase Agreements (Repos)

High-level overview of Omgeo CTM for repo trades, including information about central matching, exam ...
In Repurchase Agreements (Repos) Downloads: 24

Omgeo inSITE: User Guide for Omgeo CTM Trades

Describes how broker/dealers can use Omgeo inSITE to upload disclosure documents, and set up enrichm ...
In Confirm Disclosure--Omgeo inSITE Downloads: 202

Margin Transit Utility Super Access Coordinator Guide

Use this guide to add and manage users in the MTU as a Super Access Coordinator. ...
In Onboarding Guides Downloads: 21

Omgeo Common Message Infrastructure: MQ Administrator's Guide

Describes the process for developing an MQ transport layer to the common message infrastructure. ...
In Cross-Product Content Downloads: 243

FX Future Templates

Cross-jurisdiction. OTC Core only. FX only. ZIP of PDF and XLS docs. Guide and components for the cr ...
In Future Templates Downloads: 724

Omgeo inSITE: Viewer Guide for Omgeo CTM Trades

Describes how investment managers and other trading parties can view disclosures using Omgeo inSITE ...
In Confirm Disclosure--Omgeo inSITE Downloads: 197

Credit Future Templates

Cross-jurisdiction. OTC Core only. Credit only. ZIP of PDF and XLS docs. Guide and components for th ...
In Future Templates Downloads: 506

2010 Product Release Information Binder

Describes enhancements and defect fixes for all releases in 2010. ...
In 2010-2015—Archive of bound documents for each available year Downloads: 219

.NET Framework Connectivity Guide

Describes the application programming interface for the .NET framework. ...
In .NET Framework Downloads: 176

XML Message Specification: Repurchase Agreements (Repos)

Comprehensive reference for submitting and managing repo trade messages using the direct XML interfa ...
In Direct XML Downloads: 6

2012 Product Release Information Binder

Describes enhancements and defect fixes for all releases in 2012. ...
In 2010-2015—Archive of bound documents for each available year Downloads: 217

Version 3.3 Product Release Information

Describes enhancements and fixed defects in version 3.3 of Omgeo Connect. ...
In Version 3 Downloads: 157

Message Specification: Appendix—Omgeo Central Trade Manager Version 4.0

Explains the interaction of Omgeo Connect with Omgeo Central Trade Manager. ...
In Message Specification Appendices Downloads: 161

Version 4.4 Product Release Information

Describes the enhancements in version 4.4 of Omgeo Connect. ...
In Version 4 Downloads: 152

Version 5.2 Product Release Information

Describes the enhancements in version 5.2 of Omgeo Connect. ...
In Version 5 Downloads: 148

Reference: Trade Statuses

Provides an overview of the status-managed workflow within Omgeo Connect. ...
In Ancillary Downloads: 164

Certificates of Deposit and Commercial Paper Securities: FAQs

Answers the questions that clients most commonly ask about how to process certificates of deposit (C ...
In FAQs Downloads: 233

Rates Future Template

Cross-jurisdiction. OTC Core only. Rates only. ZIP of XLS docs. Guide and components for the creatio ...
In Future Templates Downloads: 844

Version 5.3 Product Release Information

Describes the enhancements in version 5.3 of Omgeo Connect. ...
In Version 5 Downloads: 152

Message Specification Appendix—Settlements Management Version 4.0

Explains Omgeo Connect messages and how they function in the Settlements Management module. ...
In Message Specification Appendices Downloads: 161

System Requirements—Workstation (6.4)

Describes the certified software and hardware for the OASYS 6.4 workstation. ...
In Both 6 Downloads: 160

Installing and Configuring Two Java Runtime Environments

Describes how to install and configure two JREs for trade blotter clients. ...
In Installation and Configuration Downloads: 175

MTI Specification: Repurchase Agreements (Repos)

Comprehensive reference for submitting and managing repo trade messages using MTI. ...
In Repurchase Agreements (Repos) Downloads: 12

2014 Product Release Information Binder

Describes enhancements and defect fixes for all releases in 2014. ...
In 2010-2015—Archive of bound documents for each available year Downloads: 261

2011 Product Release Information Binder

Describes enhancements and defect fixes for all releases in 2011. ...
In 2010-2015—Archive of bound documents for each available year Downloads: 274

Trade Blotter Reference: Settlement Notification

Describes how to manage manage settlement notifications in the trade blotter at pre-MAGR and MAGR st ...
In Trade Blotter Downloads: 213

Version 4.1 Product Release Information

Describes the enhancements in version 4.1 of Omgeo Connect. ...
In Version 4 Downloads: 147

System Requirements—Workstation (6.1)

Describes the certified software and hardware for the OASYS 6.1 workstation. ...
In Both 6 Downloads: 160

Integration Guide (6.1)

Describes how to integrate OASYS with your in-house trading system. ...
In Direct 6 Downloads: 197

FX Supported Templates

Cross-jurisdiction.OTC Core only. FX only. Contains templates for the creation of FX CSV & F ...
In FX Downloads: 3023

Product Release Information: Release (6.3)

Describes the contents of the OASYS 6.3 release. ...
In Both 6 Downloads: 172

Forward Mark Calculation for DVP Repos

This document explains how to calculate Forward Mark on a DVP Repo trade. ...
In Funds-Only Settlement Downloads: 0

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