Single-sided regulatory reporting of OTC trade data is mandatory for all three regulatory agencies in the North America jurisdiction (CFTC, Canada, and SEC).
GTR Service Help
Open the CFTC/Canada/SEC service help for end-to-end resources, including:
- Onboarding describes prerequisite setup actions needed to successfully submit trade data into the Trade Repository, including Explicit Permissioning, UAT Testing, and how users are granted access to the service by their Super Access Coordinators (SAC).
- Connectivity describes how to connect to GTR to submit messages and receive reports.
- Production and Testing Environments describes the Production environment, as well as the UAT environment and the Global Industry Tools Simulator component for testing submissions.
- Data Submission outlines about how to create a trade submission message to report OTC trade data., including, choosing a template, submitting a trade, and the key/mandatory fields to populate.
- Message Validation and Troubleshooting describes the validation stages and explains how to manage any Exceptions your submissions generate (NACKs).
- Release Documentation includes documentation on multiple phases of releases,including the 2025 Release Roadmap.
- Reports outlines how to access GTR-generated reports and how to report, including the Intraday Allege Report Specification.
- Portal provides instructions on use of functional components of the GTR NoA Portal to search your trade data and download GTR End of Day Reports.