PTS Document Repository

The following library constitutes the PTS (Participant Terminal Systems) library. Click a link in the left column to download a PTS Function guide relevant to Asset Services.

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DTC Loss Allocation Overview - Part 1

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DTC Loss Allocation Overview - Part 2

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Corporate Trust Services - Securities Processing for FAST Agents

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ISO 20022 Messaging Subscription Options for Corporate Actions

This document provides ISO 20022 Messaging Subscription Options for Corporate Actions.
October 01, 2024

Asset Services: DRSRT1/2/3 (6.14) Direct Registration System Output

This funtion allows Participants to view Agent responses to DRS Profile Request instructions transmitted to DTC.
August 28, 2024

U.S. Tax Tab on Corporate Actions Web

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Message Inventory and MX/ISO 20022 Equivalencies Quick Tip

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Asset Services: DWAC (20.20): Deposit and Withdrawal AT Custodian MQ Output

This function provides Participants with MQ Series messages regarding the disposition of their Deposit Withdrawal-at-Custodian (DWAC) instructions. These DWAC instructions were either confirmed or rejected by the Transfer Agent (TA).
July 30, 2024

Asset Services: OSOLPR (9.02): Security Position Listings

This function provides users with DTC Security Position Listings information in two forms: Regular Subscription and Specials.
July 10, 2024

Asset Services: BDSI

The Branch Deposit Inquiry (BDSI) function allows you to inquire about the status of your branch deposits.
June 11, 2024

Underwriting Frequently Asked Questions

Download this resource for answers to frequently asked questions about: Closing (New) Issues Chills Denomination Changes Eligibility IPO Tracking ILOR MMI's UW SOURCE and more.
April 15, 2024

CA Web Help

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Securities Processing Agent Help

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Asset Services: RTPOUT (9.10) Interactive Reorganization Tenders Processing (DTC to Agents)

This function allows Participants and Issuing Agents to receive confirmation messages and Back End Rejects for Tender Voluntary Offering instructions, Protects and Cover Protect instructions sent to DTC.
February 08, 2024

Asset Services: Voluntary Offering Instructions/Agent's Tender Offers Recap Report (ATO) - Function User's Guide

This user guide gives information about DTC’s Voluntary Offering (ATO) function.
February 08, 2024

Asset Services: Reorganization Deposits Entitlement

This document describes DTC's Reorganization Deposits Mandatory Entitlements function.
February 08, 2024

Asset Services: RDCERT (9.15): Partial Redemption Information Records

This document describes the Partial Redemption Information Records functions.
February 08, 2024

Asset Services: IVP1/5 (16.04): Investors Voluntary Redemption and Sales System Version 1.0

This function allows participants to send Investors Voluntary Redemption and Sale instructions to DTC.
February 08, 2024

Asset Services: Electronic Call Notification User Guide (ECN1 and ECN5)

This document describes the Electronic Call Notification functionality (ECN1 and ECN5).
February 08, 2024

Asset Services: Change in Mode of Payment (OCMOPA )

This document describes the OCMOPA function used for transmission of DTC's Change In Mode of Payment.
February 08, 2024

Asset Services: Elective Dividend Service (DTFEDS) Function User’s Guide 

This document describes the "Elective Dividend System Notices" (DTFEDS) function. This function enables all DTC Participants to access information concerning elective dividend notices via FTP or NDM in a machine readable format.
February 08, 2024

Asset Services: DTFCA (9.08): Conversion Announcement System

This document gives information about the Conversion Announcement System (DTFCA).
February 08, 2024

LIBOR Replacement Index File

View the LIBOR Replacement Index File Specification; AutoRoute Production 05213676; PSE 05983676 Type: AutoRoute Output
April 06, 2023

UW SOURCE 871(m) Attestation Quick Tip Guide

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