Underwriting

01ELISC_2024.pdf

This function provides users with information for corporate securities that are eligible for DTC transactions.

Published on 31 December 2019 Modified on 07 April 2025 By Ernesto Pabon In Underwriting - CA 731 downloads

02ELISCA-Updated Changes_2024.pdf

This function sends users daily changes to the Eligible Corporate Security file at DTC.

Published on 31 December 2019 Modified on 07 April 2025 By Ernesto Pabon In Underwriting - CA 522 downloads

03ELISM_2024.pdf

This function provides information about municipal securities that are eligible for DTC transactions.

Published on 31 December 2019 Modified on 24 April 2025 By Ernesto Pabon In Underwriting - CA 497 downloads

04ELISMA_2023.pdf

This function sends users changes to the Eligible Municipal Security file at DTC.

Published on 31 December 2019 Modified on 24 April 2025 By Ernesto Pabon In Underwriting - CA 540 downloads

01IPOCLD.pdf

This function sends Participants customer-level detail information such as Participants’ retail and institutional customers.

Published on 31 December 2019 Modified on 24 April 2024 By Ernesto Pabon In Underwriting - CA 83 downloads

07UNOTCE_2024.pdf

This function sends users various Underwriting and Legal Notice information.

Published on 31 December 2019 Modified on 12 February 2025 By Ernesto Pabon In Underwriting - CA 571 downloads

Underwriting - CA