Asset Services - CA

This function provides clients with DTC security eligibility, formal or legal issue descriptions, agent information and Corporate Action and Distribution event data. The file delivery consists of end-of-day activity or master files segmented by six DTC product types, specifically Equities, Corporate Fixed Income, Municipals, Government, Mortgage/Asset Backed, and Money Market Instruments. The descriptive and activity files are segmented by DTC Product types compiled from the DTC sub-issue types.

This function allows clients to transmit Dividend Automatic Receipting data to DTC.

This function provides the DTC Collateralized Mortgage Obligations Adjustment Settlement Statement report.

This function allows clients to receive DTC Change in Mode of Payment information.

This function provides CMO rates and factors information which is sent to DTC by CMO banks and saved in DTC’s Announcement system.

This function allows the IPA to request their MMI Dividend Obligations. This file is based on (CSHDAL) file currently available to participants.

This function provides the Participant CUSIP Swing informational records from DTC.

This function provides DTC Proxy Tab/Participant Security Position listings which can be used to verify your closing balance by account versus your end of day position at DTC.

This document describes the Electronic Call Notification functionality (ECN1 and ECN5).

This function allows participants to send Investors Voluntary Redemption and Sale instructions to DTC.

This function provides users with DTC Security Position Listings information in two forms: Regular Subscription and Specials.

This document describes the Partial Redemption Information Records functions.

This function allows Participants to submit Put Bond Voluntary Offering instructions to DTC.

This function allows Participants to submit Tender Voluntary Offering instructions, Protects, Cover Protect, and Withdrawal instructions to DTC.