DTC-eligible securities are generally good for all services provided by DTC. However, the FRB must approve securities pledged to FRBs under the subheading Pledging Purposes. You should contact the appropriate FRB to determine whether the securities pledged are accepted and to inquire about particular instructions for indicating the purpose of the pledge.
DTC's Director of Compliance will notify you that the Honest Broker procedu...
Once the Honest Broker procedure has been made available to the pledgor, as...
Pledgor Eligibility: All DTC bank Participants that are members of the Fede...
The FRB may not permit the pledging of certain securities that might be DT...
After an option contract has expired, the option writer may rollover or co...
The Options Clearing Corporation Disbursement (OCCD) function has been deve...
You can deposit securities at DTC between 8:30 a.m. and 1:00 p.m. eastern t...
You can remove securities from the pledgor's account by using the Demand of...
Pledgees should be aware that pledge returns of valued pledges from OCC con...
At the end of the processing day, if you have delivered pledged securities ...
The Collateral Loan Program allows you to pledge securities from your gener...
You can deposit U. S. government securities at DTC to be pledged by book-en...
Via the Honest Broker function, you must specify which CUSIP numbers affect...
Under this program, a Participant may use securities pledged at The Deposi...
Shared control accounts are available as an alternative to “agreement to ...
In the event that a valued pledge from an OCC control account recycles to t...
If you elect to participate in the Honest Broker processing, you must notif...
A pledgor may request that DTC perform as an honest broker for the pledgor'...
Honest Broker is a procedure to facilitate the liquidation of security posi...
A Participant writing an option on any options exchange may fully collater...
OCC automatically releases securities deposited with it to cover margin req...