DTC-eligible securities are generally good for all services provided by DTC. However, the FRB must approve securities pledged to FRBs under the subheading Pledging Purposes. You should contact the appropriate FRB to determine whether the securities pledged are accepted and to inquire about particular instructions for indicating the purpose of the pledge.
Once the Honest Broker procedure has been made available to the pledgor, as...
Under this program, a Participant may use securities pledged at The Deposi...
The Options Clearing Corporation Disbursement (OCCD) function has been deve...
You can deposit U. S. government securities at DTC to be pledged by book-en...
A Participant writing an option on any options exchange may fully collater...
OCC automatically releases securities deposited with it to cover margin req...
If you elect to participate in the Honest Broker processing, you must notif...
In the event that a valued pledge from an OCC control account recycles to t...
You can deposit securities at DTC between 8:30 a.m. and 1:00 p.m. eastern t...
As the pledgor, DTC's Director of Compliance will notify you that the Hones...
At the end of the processing day, if you have delivered pledged securities ...
Pledgors can monitor all pledges, releases (Participant and non-participant...
Any securities you pledge to the FRB through the Collateral Loan Program ar...
A pledgor may request that DTC perform as an honest broker for the pledgor'...
DTC's Director of Compliance will notify you that the Honest Broker procedu...
Pledgees should be aware that pledge returns of valued pledges from OCC con...
The Collateral Loan Program allows you to pledge securities from your gener...
The FRB may not permit the pledging of certain securities that might be DT...
Pledgor Eligibility: All DTC bank Participants that are members of the Fede...
Repo accounts enable Participants to distinguish repurchase transactions or...
You can remove securities from the pledgor's account by using the Demand of...
Via the Honest Broker function, you must specify which CUSIP numbers affect...