DTCC Exception Manager

The DTCC Exception Manager service is a venue to publish, manage, and communicate on exceptions throughout the trade lifecycle process. This exception and workflow management service supports all securities transactions globally.

The DTCC Exception Manager service centralizes and standardizes exception processing to enable faster resolution and deliver a significant reduction in the number of exceptions.

In this area of the Learning Center, you can find documentation that provides an introduction to the DTCC Exception Manager service (see Service Overview), more technical documentation about the data submission process (see Exception Data Processing: Reference and Message Specification), as well as short videos covering the functionality available in the DTCC Exception Manager User Interface.

Access to all learning resources requires registration. Click Login or Register in the top right area of this screen and provide a business email to begin the process.




  • Exception Data Processing: Reference and Message Specification

    Provides inbound exception data message formats, channels, and responses to the messages. ...
    In Technical Downloads: 106

  • Service Overview

    Provides a high-level overview of the DTCC Exception Manager service, including business and technic ...
    In Business Guides Downloads: 130

  • System Requirements

    Describes the system requirements for the DTCC Exception Manager service. ...
    In Technical Downloads: 115


Watch this short how-to video to learn what methods are available to you to communicate with your counterparties...

Category: DTCC Exception Manager
Views: 44

Watch this short how-to video to learn how to: - assign and group exceptions - update the resolution status - track...

Category: DTCC Exception Manager
Views: 16

Watch this short how-to video to learn how to apply filters across both your Dashboard and Worklist views in the DTCC...

Category: DTCC Exception Manager
Views: 13

Watch this short how-to video to learn how to navigate the DTCC Exception Manager User Interface.

Category: DTCC Exception Manager
Views: 14

Learn about the DTCC Exception Manager service and the functionality available to users via the User Interface to view...

Category: DTCC Exception Manager
Views: 37