The DTCC Exception Manager service is a venue to publish, manage, and communicate on exceptions throughout the trade lifecycle process. This exception and workflow management service supoorts all securities transactions globally.
The Exception Manager service centralizes and standardizes exception processing to enable faster resolution and deliver a significant reduction in the number of exceptions.
The below videos demonstrate how Exception Manager can be used in the day-to-day resolution of settlement exceptions, by different members of a Settlement team.
DTCC Exception Manager: User Story 1 - Manager
Learn how a manager can use the DTCC Exception Manager to monitor and assign exceptions amongst their team.
DTCC Exception Manager: User Story 2 - Team Member
Learn how a member of an equity trade support team uses DTCC Exception Manager to manage their day-to-day exceptions.
Introductory Resources
The below documents provide an overview of the Exception Manager service.
DTCC Exception Manager: Service Overview
DTCC Exception Manager: System Requirements
DTCC Exception Manager: Partial Settlement Overview
Product Release Information
The below documents describe the enhancements that have been made to Exception Manager service in the most recent releases.
DTCC Exception Manager Product Release Information: Release 2 (2021)
DTCC Exception Manager Product Release Information: Release 1 (2021)
DTCC Exception Manager: Product Release Information Exception Manager Functional Release 3 and GUI Release 2 (2020)
DTCC Exception Manager Product Release Information: Release 2 (2020)
DTCC Exception Manager Product Release Information: Settlement Exceptions Data Feed (2020)
DTCC Exception Manager in the New Integrated UI: Product Release Information 1 (2020)
DTCC Exception Manager Product Release Information: Release 1 (2020)
DTCC Exception Manager Product Release Information: Release 3 (2021)