The New York Window (NYW) allows customers to effect both over-the-window and NSCC & ESS transactions. Customers can effect deliveries using inventory from their custody vault.
The following diagram represents the New York Window business flow.
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The only service that will require a signed agreement prior to participat...
DTC follows-up with the agent the following day, and each day thereafter....
Yes, DTC images all certificates it receives for deposit. Par...
Restricted deposits and their transfer instructions are hand-delivered or s...
There is no regulatory policy for auditing the vault. The vault is ...
DTC’s Custody Service enables participants to outsource the safekeeping a...
Fractions resulting from stock distributions are either dropped, rounded up...
This Webcast provides a high-level overview of Entitlements and Allocations...
Please send an e-mail to proxy@dtcc.com that includes your Company and Acco...
Only Coordinator’s can authorize third party agents, Operators cannot. If...
DTC is made aware of dividend or interest payment information related to a ...
Issuers can learn more about DTC and its role as a central securities depos...
The Omnibus Proxy is generated on the morning after record date, if you are...
For an underwritten offering, a DTC participant submits a request to make a...
Have an existing registered coordinator send us an e-mail at spr@dtcc.com r...