The New York Window (NYW) allows customers to effect both over-the-window and NSCC & ESS transactions. Customers can effect deliveries using inventory from their custody vault.
The following diagram represents the New York Window business flow.
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DTC follows-up with the agent the following day, and each day thereafter....
There is no regulatory policy for auditing the vault. The vault is ...
The only service that will require a signed agreement prior to participat...
Yes, DTC images all certificates it receives for deposit. Par...
Restricted deposits and their transfer instructions are hand-delivered or s...
DTC’s Custody Service enables participants to outsource the safekeeping a...
Issuers or their agents may provide certain information or notice to DTC fo...
Webcast Description: The Security Position Reports (SPR) Service Overv...
DTC is made aware of dividend or interest payment information related to a ...
Please see our SPR Registration User Guide for step-by-step instructions....
Have an existing registered coordinator e-mail us at spr@dtcc.com requestin...
This Webcast provides a high-level overview of Entitlements and Allocations...
Prior to having a security made eligible for DTC services, an issuer must a...
{loadmodule mod_dtcc_vertical_tabs,Content Menu - Asset Services - Membersh...
For a video and simulation of the instruction process, please see the Nervo...
Please send an e-mail to proxy@dtcc.com that includes your Company and Acco...
Issuers can learn more about DTC and its role as a central securities depos...