The New York Window (NYW) allows customers to effect both over-the-window and NSCC & ESS transactions. Customers can effect deliveries using inventory from their custody vault.
The following diagram represents the New York Window business flow.
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DTC’s Custody Service enables participants to outsource the safekeeping a...
Restricted deposits and their transfer instructions are hand-delivered or s...
DTC follows-up with the agent the following day, and each day thereafter....
Yes, DTC images all certificates it receives for deposit. Par...
The only service that will require a signed agreement prior to participat...
There is no regulatory policy for auditing the vault. The vault is ...
Please check the Status of your subscription, if it is listed as Active the...
For a video and simulation of the instruction process, please see the Nervo...
DTC may at times place temporary or permanent restrictions on certain trans...
It is incumbent upon the agent to request access to your CUSIP via their ow...
This Webcast provides a high-level overview of Entitlements and Allocations...
Please send us an e-mail to spr@dtcc.com and we will generate your electron...
Issuers or their agents may provide certain information or notice to DTC fo...
Each Asset Services topic provides performance-based instruction for a spec...
LENS provides a means for agents, issuers and courts to make legal notices ...