The New York Window (NYW) allows customers to effect both over-the-window and NSCC & ESS transactions. Customers can effect deliveries using inventory from their custody vault.
The following diagram represents the New York Window business flow.
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DTC follows-up with the agent the following day, and each day thereafter....
There is no regulatory policy for auditing the vault. The vault is ...
Yes, DTC images all certificates it receives for deposit. Par...
The only service that will require a signed agreement prior to participat...
Restricted deposits and their transfer instructions are hand-delivered or s...
DTC’s Custody Service enables participants to outsource the safekeeping a...
It is incumbent upon the agent to request access to your CUSIP via their ow...
LENS provides a means for agents, issuers and courts to make legal notices ...
Please send us an e-mail at proxyannouncements@dtcc.com outlining the CUSIP...
For an underwritten offering, a DTC participant submits a request to make a...
{loadmodule mod_dtcc_vertical_tabs,Content Menu - Asset Services - Membersh...
DTC's Security Position Reports (SPR) provide issuers, trustees and author...
Please send an e-mail to proxy@dtcc.com that includes your Company and Acco...
Have an existing registered coordinator e-mail us at spr@dtcc.com requestin...
For a video and simulation of the instruction process, please see the Nervo...