The New York Window (NYW) allows customers to effect both over-the-window and NSCC & ESS transactions. Customers can effect deliveries using inventory from their custody vault.
The following diagram represents the New York Window business flow.
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Learn how to:
DTC follows-up with the agent the following day, and each day thereafter....
There is no regulatory policy for auditing the vault. The vault is ...
Restricted deposits and their transfer instructions are hand-delivered or s...
The only service that will require a signed agreement prior to participat...
Yes, DTC images all certificates it receives for deposit. Par...
DTC’s Custody Service enables participants to outsource the safekeeping a...
Prior to having a security made eligible for DTC services, an issuer must a...
DTC is made aware of dividend or interest payment information related to a ...
Have an existing registered coordinator send us an e-mail at spr@dtcc.com r...
DTC is able to provide position information on a security at the DTC partic...
For a video and simulation of the instruction process, please see the Nervo...
Please send us an e-mail to spr@dtcc.com and we will generate your electron...
Please send an e-mail to proxy@dtcc.com that includes your Company and Acco...
DTC's Security Position Reports (SPR) provide issuers, trustees and author...
It is incumbent upon the agent to request access to your CUSIP via their ow...
Please see our SPR Registration User Guide for step-by-step instructions....