The New York Window (NYW) allows customers to effect both over-the-window and NSCC & ESS transactions. Customers can effect deliveries using inventory from their custody vault.
The following diagram represents the New York Window business flow.
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The only service that will require a signed agreement prior to participat...
Restricted deposits and their transfer instructions are hand-delivered or s...
Yes, DTC images all certificates it receives for deposit. Par...
DTC’s Custody Service enables participants to outsource the safekeeping a...
There is no regulatory policy for auditing the vault. The vault is ...
DTC follows-up with the agent the following day, and each day thereafter....
E-mail us at spr@dtcc.com and we will be glad to provide you with this info...
Please send us an e-mail at proxyannouncements@dtcc.com outlining the CUSIP...
Issuers or their agents may provide certain information or notice to DTC fo...
LENS provides a means for agents, issuers and courts to make legal notices ...
For an underwritten offering, a DTC participant submits a request to make a...
{loadmodule mod_dtcc_vertical_tabs,Content Menu - Asset Services - Membersh...
DTC's Security Position Reports (SPR) provide issuers, trustees and author...
For a video and simulation of the instruction process, please see the Nervo...