The New York Window (NYW) allows customers to effect both over-the-window and NSCC & ESS transactions. Customers can effect deliveries using inventory from their custody vault.
The following diagram represents the New York Window business flow.
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Yes, DTC images all certificates it receives for deposit. Par...
Restricted deposits and their transfer instructions are hand-delivered or s...
There is no regulatory policy for auditing the vault. The vault is ...
DTC follows-up with the agent the following day, and each day thereafter....
DTC’s Custody Service enables participants to outsource the safekeeping a...
The only service that will require a signed agreement prior to participat...
E-mail us at spr@dtcc.com and we will be glad to provide you with this info...
Issuers or their agents may provide certain information or notice to DTC fo...
For an underwritten offering, a DTC participant submits a request to make a...
DTC may at times place temporary or permanent restrictions on certain trans...
This Webcast provides a high-level overview of Entitlements and Allocations...
Please send an e-mail to proxy@dtcc.com that includes your Company and Acco...
DTC is made aware of dividend or interest payment information related to a ...