The New York Window (NYW) allows customers to effect both over-the-window and NSCC & ESS transactions. Customers can effect deliveries using inventory from their custody vault.
The following diagram represents the New York Window business flow.
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Learn how to:
DTC’s Custody Service enables participants to outsource the safekeeping a...
There is no regulatory policy for auditing the vault. The vault is ...
Restricted deposits and their transfer instructions are hand-delivered or s...
Yes, DTC images all certificates it receives for deposit. Par...
DTC follows-up with the agent the following day, and each day thereafter....
The only service that will require a signed agreement prior to participat...
DTC may at times place temporary or permanent restrictions on certain trans...
DTC is made aware of dividend or interest payment information related to a ...
The Omnibus Proxy is generated on the morning after record date, if you are...
The way in which investors hold securities determines what happens when the...
While there is no requirement that any security be held at DTC to trade, ma...
For a video and simulation of the instruction process, please see the Nervo...
E-mail us at [email protected] and we will be glad to provide you with this info...
Please see our SPR Registration User Guide for step-by-step instructions....
DTC's Security Position Reports (SPR) provide issuers, trustees and author...