The New York Window (NYW) allows customers to effect both over-the-window and NSCC & ESS transactions. Customers can effect deliveries using inventory from their custody vault.
The following diagram represents the New York Window business flow.
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DTC’s Custody Service enables participants to outsource the safekeeping a...
There is no regulatory policy for auditing the vault. The vault is ...
Restricted deposits and their transfer instructions are hand-delivered or s...
DTC follows-up with the agent the following day, and each day thereafter....
Yes, DTC images all certificates it receives for deposit. Par...
The only service that will require a signed agreement prior to participat...
Please check the Status of your subscription, if it is listed as Active the...
E-mail us at spr@dtcc.com and we will be glad to provide you with this info...
Fractions resulting from stock distributions are either dropped, rounded up...
A corporate action is an event that produces a corporate restructuring, and...
DTC is able to provide position information on a security at the DTC partic...
It is incumbent upon the agent to request access to your CUSIP via their ow...
Only Coordinator’s can authorize third party agents, Operators cannot. If...
Issuers or their agents may provide certain information or notice to DTC fo...
Each Asset Services topic provides performance-based instruction for a spec...