The New York Window (NYW) allows customers to effect both over-the-window and NSCC & ESS transactions. Customers can effect deliveries using inventory from their custody vault.
The following diagram represents the New York Window business flow.
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Learn how to:
DTC’s Custody Service enables participants to outsource the safekeeping a...
Restricted deposits and their transfer instructions are hand-delivered or s...
There is no regulatory policy for auditing the vault. The vault is ...
The only service that will require a signed agreement prior to participat...
Yes, DTC images all certificates it receives for deposit. Par...
DTC follows-up with the agent the following day, and each day thereafter....
For an underwritten offering, a DTC participant submits a request to make a...
Prior to having a security made eligible for DTC services, an issuer must a...
Have an existing registered coordinator e-mail us at spr@dtcc.com requestin...
Only Coordinator’s can authorize third party agents, Operators cannot. If...
Please see our SPR Registration User Guide for step-by-step instructions....
This Webcast provides a high-level overview of Entitlements and Allocations...
DTC's Issuer Services provide an array of central communication and informa...
DTC may at times place temporary or permanent restrictions on certain trans...