The New York Window (NYW) allows customers to effect both over-the-window and NSCC & ESS transactions. Customers can effect deliveries using inventory from their custody vault.
The following diagram represents the New York Window business flow.
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Yes, DTC images all certificates it receives for deposit. Par...
DTC’s Custody Service enables participants to outsource the safekeeping a...
Restricted deposits and their transfer instructions are hand-delivered or s...
The only service that will require a signed agreement prior to participat...
There is no regulatory policy for auditing the vault. The vault is ...
DTC follows-up with the agent the following day, and each day thereafter....
Generally, entitlements and allocations messages are sent Monday through Fr...
DTC's Issuer Services provide an array of central communication and informa...
E-mail us at spr@dtcc.com and we will be glad to provide you with this info...
DTC is made aware of dividend or interest payment information related to a ...
Each Asset Services topic provides performance-based instruction for a spec...
The way in which investors hold securities determines what happens when the...
DTC's Security Position Reports (SPR) provide issuers, trustees and author...
Please send an e-mail to proxy@dtcc.com that includes your Company and Acco...