The New York Window (NYW) allows customers to effect both over-the-window and NSCC & ESS transactions. Customers can effect deliveries using inventory from their custody vault.
The following diagram represents the New York Window business flow.
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DTC follows-up with the agent the following day, and each day thereafter....
Yes, DTC images all certificates it receives for deposit. Par...
The only service that will require a signed agreement prior to participat...
There is no regulatory policy for auditing the vault. The vault is ...
DTC’s Custody Service enables participants to outsource the safekeeping a...
Restricted deposits and their transfer instructions are hand-delivered or s...
E-mail us at spr@dtcc.com and we will be glad to provide you with this info...
Please send us an e-mail at proxyannouncements@dtcc.com outlining the CUSIP...
It is incumbent upon the agent to request access to your CUSIP via their ow...
Please check the Status of your subscription, if it is listed as Active the...
Prior to having a security made eligible for DTC services, an issuer must a...
Only Coordinator’s can authorize third party agents, Operators cannot. If...
For an underwritten offering, a DTC participant submits a request to make a...
This Webcast provides a high-level overview of Entitlements and Allocations...
The way in which investors hold securities determines what happens when the...
Issuers or their agents may provide certain information or notice to DTC fo...
Please see our SPR Registration User Guide for step-by-step instructions....