Transfer Transaction Detail Field Definitions

Field definitions are listed in the order as they appear, grouped by categories. The following table shows the field definitions available from the Transfer Information section of the Transfer Detail page.

Transfer Transaction Detail: Transfer Information Field Definitions
Field	Description
ACATS Control Number	14-digit ACATS control number. You can find this number on reports produced by the ACATS system. The ACATS control number CCYYDDDNNNNNNN format breaks down as follows: CC–Millennium and century of the transfer submission. YY–Year of the transfer submission. DDD–Julian date of the transfer submission. NNNNNNN–System-assigned sequence number.
Receiver Account Number	Receiver's customer account number.
Deliverer Account Number	Deliverer's account number for the customer.
Transfer Type	Code identifying the type of transfer. Including: FRV – Fail Reversal FUL – Full transfer PTD – Partial Transfer (Deliverer) PTF – Position Transfer Fund PTR – Partial Transfer (Receiver) RCL – Reclaim RCR – Residual Credit MFC – Mutual Fund Cleanup
Receiver	Four-digit NSCC account number of the participant that is to receive the transfer of assets.
Deliverer	Four-digit NSCC account number of the participant who is the original deliverer of the assets.
Current Transfer Status	Current transfer status number. For a list of status numbers, see the ACATS statuses section in the ACATS User Guide available in the DTCC Learning Center.
Days in Status	Actual business day in a specific status. Unless a subsequent action or input changes the status again, a transfer remains in that status until the end of the business day.
Settlement Date	Date the asset transfer settles. This field is located in the ACATS Transfer Position, ACATS Settlement, and Interface Organization Reject files, or the day the asset attempted to settle in the Interface Organization Reject file.

The following table shows the field definitions available from the Transaction Information section of the Transfer Transaction Detail page.

Transfer Transaction Detail: Transaction Information Field Definitions
Field	Description
Source	Source of the transaction.
Process Date	Date ACATS sets the transfer status for this transaction.
Cycle	Multi-batch cycle number in which the input transactions were input. For a list of input and output times associated with each cycle, see the ACATS User Guide available in the DTCC Learning Center.
System Action	Displays the code for the system action as: ACC – Accepted the transfer. ACC WITH ERR – Accepted with errors. Applies only to full transfers with a 220–Review Error status. MOD – Modified the transfer. REJ – Rejected the transfer.
System Reject Reason	Code that identifies the reason the system rejected the transfer. 01 – Invalid field. 02 – Missed cutoff. 03 – Associated record not present or invalid. 04 – Physical records out of sequence. 05 – Invalid physical sequence number. 06 – Logical records out of sequence. 07 – Invalid logical sequence number. 08 – Invalid length of record. 09 – Invalid record contents. 10 – Invalid Add transaction – record does not exist. 11 – Invalid Chg transaction – record does not exist. 12 – Invalid Del transaction – record does not exist. 13 – Requested action invalid due to transfer status. 14 – Transaction invalid for contra participant. 15 – Transaction invalid for submitting participant. 16 – Invalid participant. 17 – Invalid nonstandard transaction – invalid physical sequence. 18 – Invalid nonstandard transaction – restricted asset type or settlement location. 19 – Invalid transaction – Fund Registration already sent to Fund/SERV.
Transaction Transfer Status	Status of the transaction transfer. 100–Request 110–Request Adjust 120–Request Adjust Past 130–Request Past 140–Request Reject 200–Review 210–Review Adjust Deliverer 220–Review Error 230–Review Accelerate 240–Review Adjust Receiver Accelerate 300–Settle Prep 310–Settle Close 400–Close Purge 500–Request (PTR) 510–Memo Purge (PTR) 600–Reject 900–System Purge
Transaction Transfer Status	Status of the transaction transfer. 100–Request 110–Request Adjust 120–Request Adjust Past 130–Request Past 140–Request Reject 200–Review 210–Review Adjust Deliverer 220–Review Error 230–Review Accelerate 240–Review Adjust Receiver Accelerate 300–Settle Prep 310–Settle Close 400–Close Purge 500–Request (PTR) 510–Memo Purge (PTR) 600–Reject 900–System Purge
Record Type	AT–Asset transfer input FR–Fund registration input IR–Insurance registration input TI–Transfer input
Record Length	Option – 0497 Mutual Fund – 0550 Insurance – 1700 All others – 0431
Physical Sequence Number	Always 01
Logical Sequence Number	Always 01
Transaction Type	Code that identifies the transaction type. A–Add C–Change R–Reject X–Accelerate
ACATS Control Number	Valid 14-digit ACATS control number. Required when the Transaction Type is C, R, or X. Must be spaces when the Transaction Type is A.
Transfer Type	Code identifying the type of transfer. Including: FRV – Fail Reversal FUL – Full transfer PTD – Partial Transfer (Deliverer) PTF – Position Transfer Fund PTR – Partial Transfer (Receiver) RCL – Reclaim RCR – Residual Credit MFC – Mutual Fund Cleanup
Submitting Participant Number	Four-digit number for the participant submitting the transfer.
Original Receiver Number	Four-digit number for the original receiver of the transfer.
Original Deliverer Number	Four-digit number for the original deliverer of the transfer.
Original Receiver Customer Account Number	Customer account number for the original receiver of the transfer.
Original Receiver Customer Account Name	Customer account name for the original receiver of the transfer.
Original Receiver Customer SS Number/Tax ID Primary	Nine-digit social security number or primary tax ID of the original receiver customer.
Original Receiver Customer SS Number/Tax ID Secondary	Nine-digit social security number or secondary tax ID of the original receiver customer
Original Receiver Customer Account Type	Indicates the customer account type of the original receiver. 4K = 401K AG = Agency BC = Bank Custody CO = Corporate CT = Co-Trustee CU = Custodian (UGMA) DR = Direct Rollover EI = Educational IRA ES = Estate IR = IRA JT = Joint MS = Medical Savings Account OT = Other QP = Qualified/Profit Sharing/Pension RI = Roth IRA SI = Simple IRA SN = Single TR = Trust
Gift/Donation Indicator	Indicates whether the transfer was a gift or donation. Valid values are: 0–No, transfer is not a gift/donation. 1–Yes, transfer is a gift/donation.
Original Receiver OCC Broker Number	Five-character receiver options clearing corporation (OCC) broker number.
Original Receiver Correspondent	Symbol and number for the original receiver correspondents, such as the OTC executing broker symbol of the correspondent firm for which the original receiver is taking in the account.
Original Deliverer Customer Account Number	Customer account number for the original deliverer of the transfer. Required if Transaction Type is A.
Transfer Type Reject	Code identifying the type of transfer. Original deliverers can use the following reject codes: 01 = Social security number/tax ID mismatch. 02 = Account title mismatch. 03 = Documentation needed. 04 = Account flat. 05 = Invalid account number. 06 = Duplicate 07 = Account in distribution or transfer. 08 = Client rescinded. 09 = Missing authorization signature. Original receivers can use the following reject codes: 21 = Account violates credit policy of receiving firm. Reject of a full transfer or partial transfer receiver (PTR) because the account violates the credit policy of the receiving firm. 22 = Unrecognized for residual credit (RCR) balance. 23 = Partial transfer (deliverer initiated) reject. Reject of a partial transfer (PTD) initiated by the deliverer. 24 = Fail reversal (FRV) reject. 25 = Reclaim (RCL) reject. 27 = Mutual fund cleanup (MFC) reject.
Associated ACATS Transfer Control Number	Valid 14-digit ACATS control number of the prior associated transfer. You can find this number on reports produced by the ACATS system. The ACATS control number CCYYDDDNNNNNNN format breaks down as follows: CC–Millennium and century of the transfer submission. YY–Year of the transfer submission. DDD–Julian date of the transfer submission. NNNNNNN–System-assigned sequence number.
Associated Settlement Date	Settlement date for the prior associated transfer, in MM-DD-CCYY format.
Transaction Reference ID	Transaction reference identifier.
Comments	Optional comments with a maximum of 120 characters.