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  • A Tour of IFT Access

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    IFT Access allows Distributors to submit brokerage identification number (BIN) or representative of record (REP) changes. Click the image to launch this video tour. Watch from start to finish or use navigation tabs to select topic.
  • A Tour of LNA Access

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    LNA Access enables distributors to submit licensing and appointment requests and producer information transactions. Watch from start to finish or use navigation tabs to select a topic. Click the image to launch the presentation.
  • Requesting Information from Profile

    • Mutual Fund Services
    • Broker/Dealer
    • Transfer Agent
    • Mutual Fund Profile Service
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  • Record Types

    • Mutual Fund Services
    • Broker/Dealer
    • Transfer Agent
    • Mutual Fund Profile Service
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  • Distribution Declaration Database Process Flow Example

    • Mutual Fund Services
    • Broker/Dealer
    • Transfer Agent
    • Mutual Fund Profile Service
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  • About Matrix Level Controls

    • Mutual Fund Services
    • Broker/Dealer
    • Transfer Agent
    • Networking
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  • Firm or Trust Company Capabilities - Account Maintenance

    • Mutual Fund Services
    • Broker/Dealer
    • Transfer Agent
    • Networking
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  • Dividend Privileges

    • Mutual Fund Services
    • Broker/Dealer
    • Transfer Agent
    • Networking
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  • Shareholder Privileges

    • Mutual Fund Services
    • Broker/Dealer
    • Transfer Agent
    • Networking
    0.00 ( 0 votes )
  • Participant Database

    • Mutual Fund Services
    • Broker/Dealer
    • Transfer Agent
    • Mutual Fund Profile Service
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  • Record Types

    • Mutual Fund Services
    • Broker/Dealer
    • Transfer Agent
    • Mutual Fund Profile Service
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  • Participant Database Process Flow Example

    • Mutual Fund Services
    • Broker/Dealer
    • Transfer Agent
    • Mutual Fund Profile Service
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  • How will price corrections be reflected for batch clients when multiple corrections are submitted for the same Security Issue ID in different cycles?

    • Mutual Fund Services
    • Broker/Dealer
    • Transfer Agent
    • Mutual Fund Profile Service
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  • How will price corrections be reflected for batch clients when multiple corrections are submitted for the same Security Issue ID within the same cycle (with the exception of Cycle 98 – the final cycle)?

    • Mutual Fund Services
    • Broker/Dealer
    • Transfer Agent
    • Mutual Fund Profile Service
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  • How will price corrections be handled for MQ data recipients?

    • Mutual Fund Services
    • Broker/Dealer
    • Transfer Agent
    • Mutual Fund Profile Service
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  • How will price corrections be reflected for batch clients when multiple corrections are submitted for the same Security Issue ID within the Cycle 98 (the final cycle)?

    • Mutual Fund Services
    • Broker/Dealer
    • Transfer Agent
    • Mutual Fund Profile Service
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  • Will the 98 Cycle (the final cycle) of the multi-batch contain everything that has been submitted?

    • Mutual Fund Services
    • Broker/Dealer
    • Transfer Agent
    • Mutual Fund Profile Service
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  • Will the 98 Cycle of the single batch contain everything that has been submitted?

    • Mutual Fund Services
    • Broker/Dealer
    • Transfer Agent
    • Mutual Fund Profile Service
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  • What are ISO and SWIFT?

    • Mutual Fund Services
    • Broker/Dealer
    • Transfer Agent
    • Mutual Fund Profile Service
    0.00 ( 0 votes )
  • Canceling RAD Transactions

    • Settlement
    • Broker/Dealer
    • Bank
    • Settlement Web
    • DTC Settlement Risk Management Controls
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Onboarding Guide for CTM MTI with ALERT: Broker/Dealers

Describes the onboarding tasks and timeframes to implement the CTM service using MTI (Message Transl ...
In CTM Onboarding Guides - Brokers Downloads: 910
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Inventory Management System

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CTM: XML DTDs (Repos)

A zip file of XML Data Type Descriptors (DTDs) in Client Test and Production. ...
In Repurchase Agreements (Repos) Downloads: 317
pdf
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DTCC Exception Manager: Exception Data Processing: Reference and Message Specification

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CTM: Fees and Taxes: Best Practices

Describes marketplace fees and taxes and how to use them in the CTM service. ...
In Market-Specific Downloads: 8532
pdf
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CTM: CREST Settlement Messages: Implementation Guide

This document describes how to supply Place of Trade information for CREST-settling trades. ...
In Market-Specific Downloads: 4067
pdf
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CTM: DCIGate for .NET User Guide

Describes the DCIGate implementation for the .NET framework to run CTM. ...
In .NET Framework Downloads: 4783
pdf
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CTM Product Release Information for Off-Release FIX Protocol Updates

Describes new and updated optional functionality for debt and equity asset class clients using the c ...
In 2019 CTM Releases Downloads: 715
pdf
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CTM Product Release Information: Release 1

Describes new and updated functionality for debt and equity asset class clients. ...
In 2019 CTM Releases Downloads: 1272
pdf
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CTM: Error Code Data Reference

Contains a cumulative listing of client-facing error codes including synchronous, asynchronous, noti ...
In Data Reference Downloads: 10855
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CTM: Best Practices

Describes best practices for clients who trade in the debt and equity asset classes. ...
In General Downloads: 7661
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CTM: Fixed Income: Best Practices

Describes best practices, with examples, for fixed income trades in the CTM service. ...
In General Downloads: 8012
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CTM: Automatic Confirmation Creation with Proration: Best Practices

Describes how the CTM service can automatically create, prorate, and truncate confirmations for brok ...
In General Downloads: 3274
pdf
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CTM: Equity Trade Commissions: Best Practices

Describes how the CTM service handles equity trade commissions. ...
In General Downloads: 5519
pdf
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CTM: Supplying Other Reporting Data: Best Practices

Describes how to supply and retrive other reporting data in conformance with MiFID II regulations. ...
In General Downloads: 3590
pdf
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CTM: Matching Time Deposits: Best Practices

Describes best practices for matching time deposits in the CTM service even when there is no registe ...
In General Downloads: 3537
pdf
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CTM: Auto-Affirmation: Implementation Guide

Describes how auto-affirmation works with US domestic trades in CTM. ...
In US-Specific Best Practices Downloads: 3049
pdf
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CTM: FAQs: What is Block Splitting?

In US-Specific Best Practices Downloads: 511
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Webinar Q&A: Processing US Fixed Income Trades via CTM

Provides the Q&A content related to the webinar held on 22 October 2019. ...
In US-Specific Best Practices Downloads: 508
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CTM: Equity Options: Implementation Guide

Describes how the CTM service processes equity options. ...
In US-Specific Best Practices Downloads: 1430

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