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DTC's Director of Compliance will notify you that the Honest Broker procedure will be made available. DTC will provide access to the Honest Broker function using your designated Participant account. Access to this function allows you to

  • Browse the Honest Broker DOs input by the pledgor and
  • Deliver previously demanded pledged securities to the HB Account for use in completing the Honest Broker DOs.


On settlement date, you will be able to review the details of the Honest Broker DOs via the Honest Broker function.

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