Pledgor Eligibility: All DTC bank Participants that are members of the Federal Reserve are automatically eligible to pledge securities to FRBs that are DTC pledgee banks using the Participant/non-participant pledge facility.
Non-Participant Eligibility: DTC allows non-participants to pledge collateral to FRBs through DTC bank Participants. Bank Participants and non-participants must provide their American Banking Association (ABA) number and the purpose of the loan.
Under this program, a Participant may use securities pledged at The Deposi...
Any securities you pledge to the FRB through the Collateral Loan Program ar...
You can deposit securities at DTC between 8:30 a.m. and 1:00 p.m. eastern t...
Shared control accounts are available as an alternative to “agreement to ...
Via the Honest Broker function, you must specify which CUSIP numbers affect...
Pledgors can monitor all pledges, releases (Participant and non-participant...
Eligible Participants are permitted to submit OCC collateralization request...
If you elect to participate in the Honest Broker processing, you must notif...
DTC's Director of Compliance will notify you that the Honest Broker procedu...
The Options Clearing Corporation Disbursement (OCCD) function has been deve...
The following procedures are an addition to DTC’s Procedures for Pledgees...
You can deposit U. S. government securities at DTC to be pledged by book-en...
As the pledgor, DTC's Director of Compliance will notify you that the Hones...
A pledgor may request that DTC perform as an honest broker for the pledgor'...
A Participant writing an option on any options exchange may fully collater...
The FRB may not permit the pledging of certain securities that might be DT...
The Collateral Loan Program allows you to pledge securities from your gener...
At the end of the processing day, if you have delivered pledged securities ...
Once the Honest Broker procedure has been made available to the pledgor, as...
You can remove securities from the pledgor's account by using the Demand of...
Repo accounts enable Participants to distinguish repurchase transactions or...
DTC-eligible securities are generally good for all services provided by DTC...