Pledgor Eligibility: All DTC bank Participants that are members of the Federal Reserve are automatically eligible to pledge securities to FRBs that are DTC pledgee banks using the Participant/non-participant pledge facility.
Non-Participant Eligibility: DTC allows non-participants to pledge collateral to FRBs through DTC bank Participants. Bank Participants and non-participants must provide their American Banking Association (ABA) number and the purpose of the loan.
As the pledgor, DTC's Director of Compliance will notify you that the Hones...
Pledgors can monitor all pledges, releases (Participant and non-participant...
Eligible Participants are permitted to submit OCC collateralization request...
You can deposit U. S. government securities at DTC to be pledged by book-en...
DTC-eligible securities are generally good for all services provided by DTC...
The Options Clearing Corporation Disbursement (OCCD) function has been deve...
The Collateral Loan Program allows you to pledge securities from your gener...
If you elect to participate in the Honest Broker processing, you must notif...
Pledgees should be aware that pledge returns of valued pledges from OCC con...
Shared control accounts are available as an alternative to “agreement to ...
A pledgor may request that DTC perform as an honest broker for the pledgor'...
OCC automatically releases securities deposited with it to cover margin req...
You can remove securities from the pledgor's account by using the Demand of...
DTC's Director of Compliance will notify you that the Honest Broker procedu...
Repo accounts enable Participants to distinguish repurchase transactions or...
Any securities you pledge to the FRB through the Collateral Loan Program ar...
The FRB may not permit the pledging of certain securities that might be DT...
The following procedures are an addition to DTC’s Procedures for Pledgees...
A Participant writing an option on any options exchange may fully collater...
Honest Broker is a procedure to facilitate the liquidation of security posi...
Once the Honest Broker procedure has been made available to the pledgor, as...
After an option contract has expired, the option writer may rollover or co...