Pledgor Eligibility: All DTC bank Participants that are members of the Federal Reserve are automatically eligible to pledge securities to FRBs that are DTC pledgee banks using the Participant/non-participant pledge facility.
Non-Participant Eligibility: DTC allows non-participants to pledge collateral to FRBs through DTC bank Participants. Bank Participants and non-participants must provide their American Banking Association (ABA) number and the purpose of the loan.
DTC-eligible securities are generally good for all services provided by DTC...
You can deposit securities at DTC between 8:30 a.m. and 1:00 p.m. eastern t...
The Options Clearing Corporation Disbursement (OCCD) function has been deve...
You can remove securities from the pledgor's account by using the Demand of...
A demand of collateral takes securities that you pledged to a pledgee and p...
You can deposit U. S. government securities at DTC to be pledged by book-en...
Pledgees should be aware that pledge returns of valued pledges from OCC con...
Via the Honest Broker function, you must specify which CUSIP numbers affect...
After an option contract has expired, the option writer may rollover or co...
Repo accounts enable Participants to distinguish repurchase transactions or...
DTC's Director of Compliance will notify you that the Honest Broker procedu...
Shared control accounts are available as an alternative to “agreement to ...
Eligible Participants are permitted to submit OCC collateralization request...
If you elect to participate in the Honest Broker processing, you must notif...
At the end of the processing day, if you have delivered pledged securities ...
A pledgor may request that DTC perform as an honest broker for the pledgor'...
Any securities you pledge to the FRB through the Collateral Loan Program ar...
OCC automatically releases securities deposited with it to cover margin req...
The Collateral Loan Program allows you to pledge securities from your gener...
A Participant writing an option on any options exchange may fully collater...
The FRB may not permit the pledging of certain securities that might be DT...