Use the following general and market-specific best practice documents to learn more about how to optimize your use of the CTM service.

General

General

#NameDescriptionAdded On
1Supplying Other Reporting Data: Best PracticesSupplying Other Reporting Data: Best Practices

Describes how to supply and retrive other reporting data in conformance with MiFID II regulations.

Sep 06, 2017
2Research Commissions: Best PracticesResearch Commissions: Best Practices

This document describes the process of applying research amounts on all, some, or none of investment manager's allocations and broker/dealer's confirmations for the CTM, OASYS, and TradeSuite ID services.

Dec 20, 2017
3Equity Trade Commissions: Best PracticesEquity Trade Commissions: Best Practices

Describes how the CTM service handles equity trade commissions.

Mar 23, 2017
4Settlement Location: Best Practices and RecommendationsSettlement Location: Best Practices and Recommendations

Recommends how to use the CTM service to reduce settlement exceptions based on settlement location.

Mar 23, 2017

Market-Specific

Market-Specific

#NameDescriptionAdded On
1Fees and Taxes: Best PracticesFees and Taxes: Best Practices New!

Describes marketplace fees and taxes and how to use them in the CTM service.

May 22, 2018
2Trading China Stock Connect Equities: Best PracticesTrading China Stock Connect Equities: Best Practices

Describes best practices for trading China-A equity shares through both the Shanghai and Shenzhen-Hong Kong Stock Connect program to achieve same-day affirmation.

Apr 06, 2018
3USDI Domestic Trade Processing: Reference and Best PracticesUSDI Domestic Trade Processing: Reference and Best Practices New!

Describes best practices and serves as a reference for clients who use the CTM service for DTC-settled trades.

May 03, 2018

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