Use the following general and market-specific best practices and implementation guides to learn more about how to optimize specific areas of your CTM service.

General

General

#NameDescriptionAdded On
1Supplying Other Reporting Data: Best PracticesSupplying Other Reporting Data: Best Practices New!

Describes how to supply and retrive other reporting data in conformance with MiFID II regulations.

Aug 13, 2018
2Research Commissions: Best PracticesResearch Commissions: Best Practices

This document describes the process of applying research amounts on all, some, or none of investment manager's allocations and broker/dealer's confirmations for the CTM, OASYS, and TradeSuite ID services.

Dec 20, 2017
3Matching Time Deposits: Best PracticesMatching Time Deposits: Best Practices

Describes best practices for matching time deposits in the CTM service even when there is no registered ISIN and no secondary market.

Jun 25, 2018
4CTM: Best PracticesCTM: Best Practices

Describes best practices for clients who trade in the debt and equity asset classes.

May 30, 2018
5Automatic Confirmation Creation with Proration: Best PracticesAutomatic Confirmation Creation with Proration: Best Practices New!

Describes how the CTM service can automatically create, prorate, and truncate confirmations for broker/dealers.

Aug 06, 2018
6Equity Trade Commissions: Best PracticesEquity Trade Commissions: Best Practices New!

Describes how the CTM service handles equity trade commissions.

Jul 31, 2018
7Fixed Income: Best PracticesFixed Income: Best Practices New!

Describes best practices, with examples, for fixed income trades in the CTM service.

Aug 09, 2018
8Settlement Location: Best Practices and RecommendationsSettlement Location: Best Practices and Recommendations

Recommends how to use the CTM service to reduce settlement exceptions based on settlement location.

Mar 23, 2017
9View Only Broker Implementation Guide and ProceduresView Only Broker Implementation Guide and Procedures

This guide is for investment managers and broker/dealers. It describes how to use the view only broker feature in the CTM service.

Jun 04, 2018

Market-Specific

Market-Specific

#NameDescriptionAdded On
1Fees and Taxes: Best PracticesFees and Taxes: Best Practices New!

Describes marketplace fees and taxes and how to use them in the CTM service.

Aug 08, 2018
2Trading China Stock Connect Equities: Best PracticesTrading China Stock Connect Equities: Best Practices

Describes best practices for trading China-A equity shares through both the Shanghai and Shenzhen-Hong Kong Stock Connect program to achieve same-day affirmation.

Apr 06, 2018
3Singapore Exchange Identification of On- and Off-Exchange Trades: Best PracticesSingapore Exchange Identification of On- and Off-Exchange Trades: Best Practices New!

Describes best practices for clients to comply with Singapore Exchange (SGX) requirements.

Aug 16, 2018
4USDI Domestic Trade Processing: Reference and Best PracticesUSDI Domestic Trade Processing: Reference and Best Practices New!

Describes best practices and serves as a reference for clients who use the CTM service for DTC-settled trades.

Jul 24, 2018

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