This website sets cookies on your device. By continuing to use our site, you consent to our use of cookies in accordance with our Privacy Policy.
Menu Learning Center
0.00 ( 0 votes )

Use the following general and market-specific best practices and implementation guides to learn more about how to optimize specific areas of your CTM service.

General

# Name Description Added On
1 CTM: Best Practices CTM: Best Practices

Describes best practices for clients who trade in the debt and equity asset classes.

30 May 2018
2 CTM: Automatic Confirmation Creation with Proration: Best Practices CTM: Automatic Confirmation Creation with Proration: Best Practices

Describes how the CTM service can automatically create, prorate, and truncate confirmations for broker/dealers.

21 January 2020
3 CTM: Fixed Income: Best Practices CTM: Fixed Income: Best Practices

Describes best practices, with examples, for fixed income trades in the CTM service.

07 April 2020
4 CTM: Equity Trade Commissions: Best Practices CTM: Equity Trade Commissions: Best Practices

Describes how the CTM service handles equity trade commissions.

08 February 2019
5 CTM: Matching Time Deposits: Best Practices CTM: Matching Time Deposits: Best Practices

Describes best practices for matching time deposits in the CTM service even when there is no registered ISIN and no secondary market.

25 June 2018
6 ITP Cross-Product: Research Commissions: Best Practices ITP Cross-Product: Research Commissions: Best Practices

This document describes the process of applying research amounts on all, some, or none of investment manager's allocations and broker/dealer's confirmations for the CTM, OASYS, and TradeSuite ID services.

12 March 2020
7 CTM: Supplying Other Reporting Data: Best Practices CTM: Supplying Other Reporting Data: Best Practices

Describes how to supply and retrive other reporting data in conformance with MiFID II regulations.

13 August 2018
8 CTM: View Only Broker: Implementation Guide and Procedures CTM: View Only Broker: Implementation Guide and Procedures

This guide is for investment managers and broker/dealers. It describes how to use the view only broker feature in the CTM service.

15 December 2020
9 CTM: Omnibus Block Settlement: Best Practices CTM: Omnibus Block Settlement: Best Practices

Describes the best practices for clients using omnibus block settlement.

31 October 2019
10 CTM: Match Advisor: Overview and Implementation Guide CTM: Match Advisor: Overview and Implementation Guide

Describes CTM Match Advisor, which addresses block shaping issues encountered by investment managers who are migrating from the OASYS service to CTM.

01 December 2020

Market-Specific

# Name Description Added On
1 CTM: Settlement Location: Best Practices and Recommendations CTM: Settlement Location: Best Practices and Recommendations

Recommends how to use the CTM service to reduce settlement exceptions based on settlement location.

07 November 2018
2 CTM: Singapore Exchange Identification of On- and Off-Exchange Trades: Best Practices CTM: Singapore Exchange Identification of On- and Off-Exchange Trades: Best Practices

Describes best practices for clients to comply with Singapore Exchange (SGX) requirements.

16 August 2018
3 CTM: Fees and Taxes: Best Practices CTM: Fees and Taxes: Best Practices

Describes marketplace fees and taxes and how to use them in the CTM service.

04 January 2021
4 CTM: Trading China Stock Connect Equities: Best Practices CTM: Trading China Stock Connect Equities: Best Practices

Describes best practices for trading China-A equity shares through both the Shanghai and Shenzhen-Hong Kong Stock Connect program to achieve same-day affirmation.

14 June 2019
5 CTM: Trading Southbound Stock Connect Equities into Hong Kong: Best Practices CTM: Trading Southbound Stock Connect Equities into Hong Kong: Best Practices

This document highlights best practices for Wholly Foreign Owned Enterprises (WFOE) that trade through the
Southbound China-Hong Kong Stock Connect program,

05 March 2019
6 CTM: CREST Settlement Messages: Implementation Guide CTM: CREST Settlement Messages: Implementation Guide

This document describes how to supply Place of Trade information for CREST-settling trades.

24 June 2020

Recommended for You