Use the following general and market-specific best practices and implementation guides to learn more about how to optimize specific areas of your CTM service.
|1||Equity Options: Implementation Guide New!|
Describes how the CTM service processes equity options.
|Apr 30, 2019|
|2||Stepouts: Implementation Guide New!|
Describes how the CTM service processes stepouts.
|May 02, 2019|
|3||Supplying Other Reporting Data: Best Practices|
Describes how to supply and retrive other reporting data in conformance with MiFID II regulations.
|Aug 13, 2018|
|4||Research Commissions: Best Practices|
This document describes the process of applying research amounts on all, some, or none of investment manager's allocations and broker/dealer's confirmations for the CTM, OASYS, and TradeSuite ID services.
|Dec 20, 2017|
|5||Matching Time Deposits: Best Practices|
Describes best practices for matching time deposits in the CTM service even when there is no registered ISIN and no secondary market.
|Jun 25, 2018|
|6||CTM: Best Practices|
Describes best practices for clients who trade in the debt and equity asset classes.
|May 30, 2018|
|7||Automatic Confirmation Creation with Proration: Best Practices|
Describes how the CTM service can automatically create, prorate, and truncate confirmations for broker/dealers.
|Aug 06, 2018|
|8||Equity Trade Commissions: Best Practices|
Describes how the CTM service handles equity trade commissions.
|Feb 08, 2019|
|9||Fixed Income: Best Practices|
Describes best practices, with examples, for fixed income trades in the CTM service.
|Aug 09, 2018|
|10||View Only Broker Implementation Guide and Procedures|
This guide is for investment managers and broker/dealers. It describes how to use the view only broker feature in the CTM service.
|Jun 04, 2018|
|1||Trade Match for CTM New!|
Describes how the CTM service works with Trade Match for US domestic trades.
|May 06, 2019|
|2||US Domestic Trade Processing: Reference and Best Practices|
Describes best practices and serves as a reference for clients who use the CTM service for trades that settle in the US.
|Apr 23, 2019|
|3||Trading Southbound Stock Connect Equities into Hong Kong: Best Practices|
This document highlights best practices for Wholly Foreign Owned Enterprises (WFOE) that trade through the
|Mar 05, 2019|
|4||Settlement Location: Best Practices and Recommendations|
Recommends how to use the CTM service to reduce settlement exceptions based on settlement location.
|Nov 07, 2018|
|5||Fees and Taxes: Best Practices|
Describes marketplace fees and taxes and how to use them in the CTM service.
|Feb 12, 2019|
|6||Trading China Stock Connect Equities: Best Practices|
Describes best practices for trading China-A equity shares through both the Shanghai and Shenzhen-Hong Kong Stock Connect program to achieve same-day affirmation.
|Apr 06, 2018|
|7||Singapore Exchange Identification of On- and Off-Exchange Trades: Best Practices|
Describes best practices for clients to comply with Singapore Exchange (SGX) requirements.
|Aug 16, 2018|