Use the following general and market-specific best practice documents to learn more about how to optimize your use of the CTM service.
|1||Supplying Other Reporting Data: Best Practices|
Describes how to supply and retrive other reporting data in conformance with MiFID II regulations.
|Sep 06, 2017|
|2||Research Commissions: Best Practices|
This document describes the process of applying research amounts on all, some, or none of investment manager's allocations and broker/dealer's confirmations for the CTM, OASYS, and TradeSuite ID services.
|Dec 20, 2017|
|3||Equity Trade Commissions: Best Practices|
Describes how the CTM service handles equity trade commissions.
|Mar 23, 2017|
|4||Settlement Location: Best Practices and Recommendations|
Recommends how to use the CTM service to reduce settlement exceptions based on settlement location.
|Mar 23, 2017|
|1||Fees and Taxes: Best Practices New!|
Describes marketplace fees and taxes and how to use them in the CTM service.
|May 22, 2018|
|2||Trading China Stock Connect Equities: Best Practices|
Describes best practices for trading China-A equity shares through both the Shanghai and Shenzhen-Hong Kong Stock Connect program to achieve same-day affirmation.
|Apr 06, 2018|
|3||USDI Domestic Trade Processing: Reference and Best Practices New!|
Describes best practices and serves as a reference for clients who use the CTM service for DTC-settled trades.
|May 03, 2018|