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Use the following general and market-specific best practices and implementation guides to learn more about how to optimize specific areas of your CTM service.

General

General

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Supplying Other Reporting Data: Best PracticesSupplying Other Reporting Data: Best Practices

Describes how to supply and retrive other reporting data in conformance with MiFID II regulations.

Aug 13, 2018
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Research Commissions: Best PracticesResearch Commissions: Best Practices

This document describes the process of applying research amounts on all, some, or none of investment manager's allocations and broker/dealer's confirmations for the CTM, OASYS, and TradeSuite ID services.

Dec 20, 2017
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Matching Time Deposits: Best PracticesMatching Time Deposits: Best Practices

Describes best practices for matching time deposits in the CTM service even when there is no registered ISIN and no secondary market.

Jun 25, 2018
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CTM: Best PracticesCTM: Best Practices

Describes best practices for clients who trade in the debt and equity asset classes.

May 30, 2018
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Automatic Confirmation Creation with Proration: Best PracticesAutomatic Confirmation Creation with Proration: Best Practices

Describes how the CTM service can automatically create, prorate, and truncate confirmations for broker/dealers.

Aug 06, 2018
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Equity Trade Commissions: Best PracticesEquity Trade Commissions: Best Practices

Describes how the CTM service handles equity trade commissions.

Feb 08, 2019
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Fixed Income: Best PracticesFixed Income: Best Practices

Describes best practices, with examples, for fixed income trades in the CTM service.

Aug 09, 2018
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View Only Broker Implementation Guide and ProceduresView Only Broker Implementation Guide and Procedures

This guide is for investment managers and broker/dealers. It describes how to use the view only broker feature in the CTM service.

Jun 04, 2018

Market-Specific

Market-Specific

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US Domestic Trade Processing: Reference and Best PracticesUS Domestic Trade Processing: Reference and Best Practices New!

Describes best practices and serves as a reference for clients who use the CTM service for trades that settle in the US.

Mar 19, 2019
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Trading Southbound Stock Connect Equities into Hong Kong: Best PracticesTrading Southbound Stock Connect Equities into Hong Kong: Best Practices New!

This document highlights best practices for Wholly Foreign Owned Enterprises (WFOE) that trade through the
Southbound China-Hong Kong Stock Connect program,

Mar 05, 2019
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Settlement Location: Best Practices and RecommendationsSettlement Location: Best Practices and Recommendations

Recommends how to use the CTM service to reduce settlement exceptions based on settlement location.

Nov 07, 2018
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Fees and Taxes: Best PracticesFees and Taxes: Best Practices

Describes marketplace fees and taxes and how to use them in the CTM service.

Feb 12, 2019
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Trading China Stock Connect Equities: Best PracticesTrading China Stock Connect Equities: Best Practices

Describes best practices for trading China-A equity shares through both the Shanghai and Shenzhen-Hong Kong Stock Connect program to achieve same-day affirmation.

Apr 06, 2018
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Singapore Exchange Identification of On- and Off-Exchange Trades: Best PracticesSingapore Exchange Identification of On- and Off-Exchange Trades: Best Practices

Describes best practices for clients to comply with Singapore Exchange (SGX) requirements.

Aug 16, 2018

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