OW Important Notices

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Year 2018 Obligation Warehouse RECAPS Schedule (April 2, 2018 - A#8538)  Published Popular #

The 2018 schedule for the National Securities Clearing Corporation (NSCC)’s Obligation Warehouse (OW) process known as the Reconfirmation and Pricing Service (RECAPS) was announced in the pdf Important Notice A#8461, dated October 2, 2017 . The remaining 2018 dates for OW RECAPS are set forth in the table available in this important notice.


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Year 2018 Obligation Warehouse RECAPS Schedule (March 1, 2018 - A#8522)  Published Popular #

The 2018 schedule for the National Securities Clearing Corporation (NSCC)’s Obligation Warehouse (OW) process known as the Reconfirmation and Pricing Service (RECAPS) was announced in the Important Notice A# 8461, dated October 2, 2017. The remaining 2018 dates for OW RECAPS are set forth in the table available in this important notice.


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Year 2018 Obligation Warehouse RECAPS Schedule (February 6, 2018 - A#8513)  Published Popular #

The 2018 schedule for the National Securities Clearing Corporation (NSCC)’s Obligation Warehouse (OW) process known as the Reconfirmation and Pricing Service (RECAPS) was announced in the Important Notice A# 8461, dated October 2, 2017. The remaining 2018 dates for OW RECAPS are set forth in the table available in this important notice.


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Year 2018 Obligation Warehouse RECAPS Schedule (January 2, 2018 - A#8500)  Published Popular #

The 2018 schedule for the National Securities Clearing Corporation (NSCC)’s Obligation Warehouse (OW) process known as the Reconfirmation and Pricing Service (RECAPS) was announced in the Important Notice A# 8461, dated October 2, 2017. The remaining 2018 dates for OW RECAPS are set forth in the table outlined in this important notice.


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Year 2017 Obligation Warehouse RECAPS Schedule (December 1, 2017 - A#8484)  Published Popular #

The 2017 schedule for the National Securities Clearing Corporation (NSCC)’s Obligation Warehouse (OW) process known as the Reconfirmation and Pricing Service (RECAPS) was announced in the Important Notice A#8245, dated August 18, 2016. The remaining 2017 dates for OW RECAPS are set forth in the table below.


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Obligation Warehouse RECAPS Schedule November 2017 (November 1, 2017 – #A8471)  Published Popular #

The 2017 schedule for the National Securities Clearing Corporation (NSCC)’s Obligation Warehouse (OW) process known as the Reconfirmation and Pricing Service (RECAPS) was announced in the Important Notice A#8245, dated August 18, 2016. The remaining 2017 dates for OW RECAPS are available in this important notice.


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Obligation Warehouse RECAPS Schedule October 2017 (October 2, 2017 – #A8460)  Published Popular #

The 2017 schedule for the National Securities Clearing Corporation (NSCC)’s Obligation Warehouse (OW) process known as the Reconfirmation and Pricing Service (RECAPS) was announced in the Important Notice A#8245, dated August 18, 2016. The remaining 2017 dates for the Obligation Warehouse OW RECAPS are available in this important notice.


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Year 2017 Obligation Warehouse RECAPS Schedule (October 2, 2017 - A#8461)  Published Popular #

The dates for NSCC’s monthly Reconfirmation and Re-pricing Service (RECAPS) have been scheduled for 2018. Equities, Municipals, Corporates and UITs that are two business days or older are eligible for NSCC for comparison and re-pricing.


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Year 2017 Obligation Warehouse RECAPS Schedule (September 1, 2017 - A#8450)  Published Popular #

The 2017 schedule for the National Securities Clearing Corporation (NSCC)’s Obligation Warehouse (OW) process known as the Reconfirmation and Pricing Service (RECAPS) was announced in the Important Notice A#8245, dated August 18, 2016. The remaining 2017 dates for OW RECAPS are set forth in the table available in this important notice.


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Year 2017 Obligation Warehouse RECAPS Schedule (August 1, 2017 - A#8436)  Published Popular #

The 2017 schedule for the National Securities Clearing Corporation (NSCC)’s Obligation Warehouse (OW) process known as the Reconfirmation and Pricing Service (RECAPS) was announced in the Important Notice A# 8245, dated August 18, 2016. The remaining 2017 dates for OW RECAPS are set forth in the table available in this important notice.


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Participant Services Environment (PSE) Web Portals for Equities Clearing Change URL (Feb 12, 2016 - A8166)  Published Popular #

The Depository Trust and Clearing Corporation (DTCC) will be updating the Participant Services Environment (PSE) web portal applications. To enforce security best practices the PSE portal URL is https://portalu.dtcc.com.


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Rule Filing - SR-NSCC-2015-009 - Obligation Warehouse Fees (Dec 29, 2015)  Published Popular #

Modify Addendum A (Fee Schedule) to adjust fees related to NSCCs ACATS, OW, FundSERV, Insurance and Retirement Processing, and AIP services.


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Testing Available for Obligation Warehouse Web (Aug 17, 2015 - #A8068)  Published Popular #

The National Securities Clearing Corporation (NSCC) is migrating to Microsoft Internet Explorer version 11for all internet based web portals. The Obligation Warehouse (OW) will be upgrading to the Internet Explorer version 11 on September 10, 2015.


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Year 2016 Obligation Warehouse RECAPS Schedule (Aug 11, 2015 - A8065)  Published Popular #

The dates for NSCC’s monthly Reconfirmation and Re-pricing Service (RECAPS) have been scheduled for 2016. Equities, Municipals, Corporates and UITs that are two business days or older are eligible for NSCC for comparison and re-pricing.


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Obligation Warehouse Enhancement to Communication with DTC's IMS Processing (June 4, 2014 - A#7852/P&S#7422)  Published Popular #

National Securities Clearing Corporation (NSCC)’s Obligation Warehouse (OW) will enhance its communication with DTC’s Inventory Management System (IMS) to further streamline processing of transactions. The changes described in this notice are expected to be effective in the fourth quarter of 2014.


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Obligation Warehouse Pair Off Function Production Launch on March 7, 2014 (Feb 13, 2014 - #A7681)  Published Popular #

As previously announced in Important Notice A#7665, dated January 9, 2014, the National Securities Clearing Corporation (NSCC) will add a new service to its Obligation Warehouse (“OW”) which would pair off and close eligible open obligations, reducing the number of open obligations in OW (“Pair Off”). This new service will be implemented in production on March 7, 2014.


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NSCC Rule Filing (SR-NSCC-2014-01) Fee Changes for OW Pair Off Function (Feb 12, 2014 - #A7680)  Published Popular #

On February 12, 2014, National Securities Clearing Corporation (“NSCC”) filed a proposed rule change (SR-NSCC-2014-01) (the “Rule Filing”) with the Securities and Exchange Commission (“SEC”) pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934, as amended. The proposed rule change will revise NSCC’s fee schedule (as listed in Addendum A of the Rules) in order to implement a fee for the new OW Pair Off service being added to NSCC’s Obligation Warehouse (“OW”).1 The proposed rules change will be implemented on the effective date of the OW Pair Off service, which will announced by a subsequent NSCC Important Notice.


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Testing the Obligation Warehouse's Pair Off Function (Jan 27, 2014 - #A7669)  Published Popular #

The 2014 dates for National Securities Clearing Corporation (NSCC)’s monthly Reconfirmation and Re-pricing Service (RECAPS) in the Obligation Warehouse (OW) have been scheduled and are set forth in the table below. All compared obligations (in the OPEN status) that have failed settlement for two business days or more will be processed through the RECAPS cycle.


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Approval of Rule Filing (SR-NSCC-2013-11) - OW Pair Off Function (January 9, 2014 - #A7665)  Published Popular #

On January 7, 2014, the Securities and Exchange Commission (“SEC”) approved the rule filing file no. SR-NSCC-2013-11 (“Filing”), which was filed with the SEC by National Securities Clearing Corporation (“NSCC”) on November 14, 2013 pursuant to Section 19(b)(2) of the Securities Exchange Act of 1934, as amended.


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Reminder: Testing the Obligation Warehouse Proposed Pair Off Function (January 7, 2014- #A7664)  Published Popular #

As previously announced in Important Notice, #7739, P&S# 7309, dated November 22, 2013, testing for NSCC’s proposed Obligation Warehouse Pair Off function is in progress. The proposed Pair Off function is more fully described in the proposed rule change filed with the Securities and Exchange Commission on November 14, 2013.1