The DTCC Limit Monitoring tool is a web-based, near real-time, post-trade equity risk monitoring tool. It provides member firms with an updated snapshot of their own business units' and of their correspondents' and clients’ trading activities. Leveraging NSCC's role as the central counterparty for the U.S. equities market, Limit Monitoring provides member firms with near real-time trade information in a centralized and standard method.

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DTCC Limit Monitoring User Guide

Learn about DTCC Limit Monitoring, a web-based, near real-time, post-trade equity risk monitoring tool that provides member firms with a snapshot of...
Modified 13 April 2020

DTCC Limit Monitoring Frequently Asked Questions

View answers to general Limit Monitoring questions.
Modified 28 June 2018

DTCC Limit Monitoring Access Coordinator (AC) Provisioning Guide

This guide describes how to use the Customer Registration System (CRS) as a super access coordinator (SAC) or access coordinator (AC) to provision...
Modified 29 June 2018

DTCC Limit Monitoring Risk Entity Set Up Guide

Learn about how the DTCC Limit Monitoring tool can facilitate different risk entity setups, including executing-broker risk entity, risk entity with a...
Modified 28 June 2018

Limit Monitoring Online Help

Learn how to use the Limit Monitoring web-based, near real-time, post-trade equity risk monitoring tool. The tool offers access to the largest...
Modified 15 April 2020

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