The DTCC Limit Monitoring tool is a web-based, near real-time, post-trade equity risk monitoring tool. It provides member firms with an updated snapshot of their own business units' and of their correspondents' and clients’ trading activities. Leveraging NSCC's role as the central counterparty for the U.S. equities market, Limit Monitoring provides member firms with near real-time trade information in a centralized and standard method.
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Limit Monitoring Online Help
Learn how to use the Limit Monitoring web-based, near real-time, post-trade equity risk monitoring tool. The tool offers access to the largest...
April 15, 2020
DTCC Limit Monitoring User Guide
Learn about DTCC Limit Monitoring, a web-based, near real-time, post-trade equity risk monitoring tool that provides member firms with a snapshot of...
April 13, 2020
DTCC Limit Monitoring Access Coordinator (AC) Provisioning Guide
This guide describes how to use the Customer Registration System (CRS) as a super access coordinator (SAC) or access coordinator (AC) to provision...
June 29, 2018
DTCC Limit Monitoring Risk Entity Set Up Guide
Learn about how the DTCC Limit Monitoring tool can facilitate different risk entity setups, including executing-broker risk entity, risk entity with a...
June 28, 2018
DTCC Limit Monitoring Frequently Asked Questions
View answers to general Limit Monitoring questions.
June 28, 2018