CNS Corporate Actions Important Notices

NSCC communicates to its Members via Important Notices about changes to its membership, operational requirements, Rule filings and approvals, and notification of NSCC's decision to cease to act on behalf of a Member or its intention to continue to act on behalf of a Member that is winding down its activity with NSCC. Important Notices relevant to CNS Corporate Actions appear below, and may also be found on the DTCC website under the Legal and Regulatory tab. In addition, this information may be sent through an NSCC e-mail distribution and can also be received via Really Simple Syndication (RSS) feed with a subscription to that service.

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Implementation of Corporate Action Processing on SMART/Track for CNS Corporate Actions (07/31/2014) Popular #

Members are reminded that on August 8, 2014, NSCC will be implementing enhancements to its CNS corporate action processing which will include a new product, SMART/Track for CNS Corporate Actions.


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Implementation of Corporate Action Processing on SMART/Track for CNS Corporate Actions (06/24/2014) Popular #

In Important Notice A# 7403, P&S# 7833 dated May 5, 2014 the National Securities Clearing Corporation (“NSCC”) announced that the rule changes for the enhancements to corporate action processing through its Continuous Net Settlement (“CNS”) system have been approved by the Securities and Exchange Commission (SEC).


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Implementation of Optional Dividends on SMART/Track for CNS Corporate Actions (05/08/2014) Popular #

In Important Notice A# 7403, P&S# 7833 dated May 5, 2014 the National Securities Clearing Corporation (“NSCC”) announced that the rule changes for the enhancements to corporate action processing through its Continuous Net Settlement (“CNS”) system have been approved by the Securities and Exchange Commission (SEC).


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Enhancements to CNS Corporate Action Database - Registration for SMART/Track for CNS Corporate Actions (03/27/2014) Popular #

As previously announced in Important Notice A#7806, P&S# 7376 dated March 24, 2014, the National Securities Clearing Corporation (“NSCC”) outlined the registration process for SMART/Track for CNS Corporate Actions (Product “CNR”) which will become available on the Customer Registration system on Friday, April 11, 2014.


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Implementation and Registration for SMART/Track for CNS Corporate Actions (03/24/2014) Popular #

In Important Notice A#7671, P&S# 7341 dated January 28, 2014 the National Securities Clearing Corporation (“NSCC”) outlined proposed enhancements to corporate action processing through its Continuous Net Settlement (“CNS”) system. Subject to regulatory approval of a proposed rule change, NSCC is planning to implement these changes in a phased approach.


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Training on SMART/Track for CNS Corporate Actions - Proposed Enhancements to CNS Corporate Action Database (02/13/2014) Popular #

In Important Notice A#7671, P&S#7341, dated January 28, 2014, the National Securities Clearing Corporation (NSCC) described proposed enhancements to corporate action processing through NSCC’s Continuous Net Settlement (CNS) system.


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Enhancements to CNS Corporate Action Database (01/28/2014) Popular #

Subject to approval from the Securities and Exchange Commission (“SEC”) of a proposed rule change, National Securities Clearing Corporation (“NSCC”) is proposing to make the following enhancements to corporate action processing through its Continuous Net Settlement (“CNS”) system.