The following is a listing of descriptions of the reason codes referred to in the “Memo Segregation” section above.

  • 10 (Stock Loan)
  • 11 (Stock Loan Reclaim-DK)
  • 12 (Stock Loan Reclaim-Wrong Quantity)
  • 13 (Stock Loan Reclaim-Wrong Security)
  • 14 (Stock Loan Reclaim-Wrong Money)
  • 15 (Stock Loan Reclaim-Partial)
  • 16 (Stock Loan Reclaim-Needs Account Information)
  • 17 (Stock Loan Reclaim-Needs Due Bill)
  • 18 (Stock Loan Partial Reclaim/Partial Return)
  • 19 (Stock Loan Recall)
  • 20 (Stock Loan Return)
  • 21 (Stock Loan Reclaim-DK)
  • 22 (Stock Loan Return Reclaim-DK)
  • 23 (Stock Loan Return Reclaim-Wrong Security)
  • 24 (Stock Loan Return Reclaim-Wrong Money)
  • 25 (Stock Loan Return Reclaim-Partial)
  • 26 (Stock Loan Return Reclaim-Needs Account Information)
  • 27 (Stock Loan Return Reclaim-Needs Due Bill)
  • 28 (Stock Loan Return Partial Reclaim-Partial Return)
  • 29 (Stock Loan Recall Reclaim)
  • 30 (Delivery Versus Payment)
  • 40 (Transfer of Customer Document)
  • 41 (Transfer Customer Account Reclaim-DK)
  • 42 (Transfer Customer Account Reclaim-Wrong Quantity)
  • 43 (Transfer Customer Account Reclaim-Wrong Security)
  • 44 (Transfer Customer Account Reclaim-Wrong Money)
  • 45 (Transfer Customer Account Reclaim-Partial)
  • 46 (Transfer Customer Account Reclaim-Needs Account Information)
  • 47 (Transfer Customer Account Reclaim-Due Bill)
  • 48 (Transfer Customer Account-Partial Reclaim/Partial Return)
  • 90 (ADR Stock Loan Return-Untracked)
  • 95 (ACATS Value With Memo Seg)
  • 97 (Delivery Versus Payment With Memo Seg)
  • 98 (Transfer of Account Without Memo Seg)
  • 99 (Bulk Transfer of Account)
  • 100 (Account Transfer Without Memo Seg Reclaim)
  • 197 (Account Transfer With Memo Seg Reclaim)
  • 220 (Repo Tracking)
  • 260 (OCC Stock Loan)
  • 261 (OCC Stock Loan Reclaim-DK)
  • 262 (OCC Stock Loan Reclaim-Wrong Quantity)
  • 263 (OCC Stock Loan Reclaim-Wrong Security)
  • 264 (OCC Stock Loan Reclaim-Wrong Money)
  • 265 (OCC Stock Loan Reclaim -Partial)
  • 266 (OCC Stock Loan Reclaim-Needs Account Information)
  • 267 (OCC Stock Loan Return-Untracked)
  • 268 (OCC Stock Loan- Partial Reclaim/Partial Return)
  • 270 (OCC Stock Loan Return)
  • 271 (OCC Stock Loan Return Reclaim-DK)
  • 272 (OCC Stock Loan Return Reclaim-Wrong Quantity)
  • 273 (OCC Stock Loan Return Reclaim-Wrong Security)
  • 274 (OCC Stock Loan Return Reclaim-Wrong Money)
  • 275 (OCC Stock Loan Return Reclaim-Partial)
  • 276 (OCC Stock Loan Return Reclaim-Missing Account Information)
  • 277 (OCC Stock Loan Return-Untracked)
  • 278 (OCC Stock Loan Return-Partial Reclaim/Partial Return)
  • 280 (ADR Stock Loan-Untracked)
  • 281 (ADR Stock Loan Reclaim-DK)
  • 282 (ADR Stock Loan Reclaim-Wrong Quantity)
  • 283 (ADR Stock Loan Reclaim-Wrong Security)
  • 284 (ADR Stock Loan Reclaim-Wrong Money)
  • 285 (ADR Stock Loan Reclaim-Partial)
  • 286 (ADR Stock Loan Reclaim-Needs Account Information)
  • 287 (ADR Stock Loan Reclaim (Needs Due Bill)
  • 288 (ADR Stock Loan Partial Reclaim/Partial Return)
  • 290 (ADR Stock Loan Return-Untracked)
  • 291 (ADR Stock Loan Return Reclaim-DK)
  • 330 (Direct Rollover to IRA)
  • 331 (Direct Rollover to IRA Reclaim-DK)
  • 332 (Direct Rollover to IRA Reclaim-Wrong Quantity)
  • 333 (Direct Rollover to IRA Reclaim-Wrong Security)
  • 334 (Direct Rollover to IRA Reclaim-Wrong Money)
  • 335 (Direct Rollover to IRA Reclaim-Partial)
  • 336 (Direct Rollover to IRA Reclaim-Needs Account Information)
  • 337 (Direct Rollover to IRA Reclaim-Needs Due Bill)
  • 338 (Direct Rollover to IRA Partial Reclaim/Partial Return)
  • 340 (Direct Rollover to Qualified Plan)
  • 341 (Direct Rollover to Qualified Plan Reclaim-DK)
  • 342 (Direct Rollover to Qualified Plan Reclaim-Wrong Quantity)
  • 343 (Direct Rollover to Qualified Plan Reclaim-Wrong Security)
  • 344 (Direct Rollover to Qualified Plan Reclaim-Wrong Money)
  • 345 (Direct Rollover to Qualified Plan Reclaim-Partial)
  • 346 (Direct Rollover to Qualified Plan Reclaim-Needs Account Information)
  • 347 (Direct Rollover to Qualified Plan Reclaim-Needs Due Bill)
  • 348 (Direct Roller to Qualified Plan Partial Reclaim/Partial Return)
  • 390 (Direct Registration Transfer)
  • 391 (Direct Registration Reversal)
  • 396 (Direct Registration Reclaim DK-Without Memo Seg)
  • 600 (Collateral DO Return)
  • 601 (Collateral DO Reclaim-DK)
  • 602 (Collateral DO Reclaim-Wrong Quantity)
  • 603 (Collateral DO Reclaim-Wrong Security)
  • 605 (Collateral DO Reclaim-Partial)
  • 606 (Collateral DO Reclaim-Needs Account Information)
  • 607 (Collateral DO Reclaim-Needs Due Bill)
  • 608 (Collateral DO-Partial Reclaim/Partial Return)
  • 609 (Collateral DO Recall)
  • 610 (Collateral DO Return)
  • 611 (Collateral DO Return Reclaim-DK)
  • 612 (Collateral DO Return Reclaim-Wrong Quantity)
  • 613 (Collateral DO Return Reclaim-Wrong Security)
  • 615 (Collateral DO Return Reclaim-Partial)
  • 616 (Collateral DO Return Reclaim-Needs Account Information)
  • 617 (Collateral DO Return Reclaim-Needs Due Bill)
  • 618 (Collateral DO Return-Partial/Reclaim-Partial Return)
  • 619 (Collateral DO Recall Reclaim)
  • 630 (Repo With Memo Decrease)
  • 631 (Repo Reclaim With Memo Decrease)
  • 640 (Repo Return With Memo Decrease)
  • 641 (Repo Return Reclaim With Memo Decrease)
  • 704 (OCC Stock Loan-Untracked)
  • 705 (OCC Stock Loan Reclaim-Untracked)
  • 706 (OCC Stock Loan Return-Untracked)
  • 707 (OCC Stock Loan Return RCL-Untracked)
  • 708 (EuroCCP Net Obligation)