Settlement Events

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Settlement, a consolidated end-of-day process and the final step of a securities trade, completes the transfer between trading parties of securities ownership and cash. DTC, the central securities depository subsidiary of DTCC, provides settlement services for virtually all broker-to-broker equity and listed corporate and municipal debt securities transactions in the U.S., as well as institutional trades, money market instruments and other financial obligations.

 

 

Category: Settlement Services
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Category: Settlement Web
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The Settlement Web Profiles webcast will provide a walkthrough on how to add and delete profiles.

Category: Settlement Web
Views: 13

This Settlement Web webcast will cover: 1. Inputting a Pledge2. Requesting a Pledge Release

Category: Settlement Web
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Category: Settlement Web
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Learn about the option to route Settlement Web-entered transactions to a queue for approval or cancellation prior to...

Category: Settlement Web
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Common questions about settlement transaction file uploads for submission to DTC. Learn about the new types of...

Category: Settlement Web
Views: 18

This Settlement Web webcast will cover Inputting a Pledge and Requesting a Pledge Release.

Category: Settlement Web
Views: 10

This webcast reviews the responsibilities of participants and settling banks in end of day settlement and describes...

Category: Settlement Services
Views: 46

This webcast reviews entitlement parameters, critical dates and reason codes associated with stock loan/repurchase...

Category: Settlement Services
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This webcast provides an overview of recycle transactions and how to take action on a recycle in Settlement Web.

Category: Settlement Services
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This webcast provides an overview of the Receiver Authorized Delivery (RAD) system in Settlement Web.

Category: Settlement Services
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This webcast provides an overview of the Inventory Management System (IMS) and Account Transaction Processor (ATP).

Category: Settlement Services
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This webcast provides details and steps to reclaim an item, as well as demonstrates the Activity Inquiry tool on...

Category: Settlement Services
Views: 20

This webcast defines and provides a review of a Deliver Order, Payment Order and Collateral loans on Settlement Web.

Category: Settlement Services
Views: 21

This webcast provides an overview of the DTC risk management Collateral Monitor, Net Debit Cap and Largest Provisional...

Category: Settlement Services
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This webcast provides an overview of the risk management collateralization process, describes the participant fund,...

Category: Settlement Services
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Overview of DTC Settlement Processing which will list the requirement, how transactions are recorded and how...

Category: Settlement Services
Views: 46

NSCC Envelope Settlement 101

NSCC's Envelope Settlement Service enables participants to settle transactions for securities that are not depository eligible. These services are available through DTC’s Settlement Web application. In this course, you will be introduced to the basics of the service as well as procedural information regarding the processing of physical deliveries.

Stock Loans and REPOs 101: Introduction to Stock Loans and REPOs

DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will be introduced to the basics of processing stock loans and REPOs via DTC.

Stock Loans and REPOs 102: Processing Stock Loans and REPOs

DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will learn how to accurately process stock loans and REPOs through DTC systems

Stock Loans and REPOs 103: Tracking and Adjustments

DTC enables participants to process stock loans and REPOs through its system. As part of this service, DTC maintains accurate positional information, ensuring that the appropriate income distributions are made. These services are available through DTC’s Settlement Web application. In this course, you will learn how DTC handles income tracking within the context of stock loans and REPOs, how to make ad-hoc adjustments, and how to track stock loan and REPO deliveries.

DTC Settlement 101: Introduction to Settlement

This course will provide an overview of the role of DTC in the settlement process, describe the main aspects of risk management at DTC, and key characteristics of DTC settlement systems.

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