CFTC/Canada/SEC Trade Reporting
Single-sided regulatory reporting of your OTC trade data is mandatory for all three regulatory agencies in the North America jurisdiction (CFTC, Canada, and SEC).
GTR Service Help
Open the CFTC/Canada/SEC service help for end-to-end resources, including:
- Explicit Permissioning and User Access provides information about the prerequisite setup actions needed to successfully submit your trade data into the Trade Repository. The information available includes topics such as Explicit Permissioning, UAT Testing, and how users are granted access to the service by their Super Access Coordinators (SAC).
- Connectivity describes how to connect to GTR in order to submit messages and receive reports.
- Production and Testing Environments describes the Production environment, as well as the UAT environment and the Global Industry Tools Simulator component for testing submissions. It details Best Practices and Submission Limits for each environment or tool.
- Data Submission explains essential concepts about how to create a trade submission message to report your OTC trade data. The information available includes topics such as choosing a template, submitting a trade, and the key/mandatory fields you need to populate.
- Message Validation and Troubleshooting describes the validation stages and explains how to manage any Exceptions your submissions generate (NACKs).
- Reports & Reconciliation covers the fundamentals of Portfolio Reconciliation. The information available includes topics such as how to access GTR-generated reports and how to report descriptions.
- Portal provides instructions on use of functional components of the GTR NoA Portal to search your trade data and download your GTR End of Day Reports.
- Billing provides and overview and processes related to billing for Global Trade Repository ("GTR") services and Trade Repositories.