Welcome to the Record Formats and Messages section for DTC Settlement. Here you will find technical specification documents outlining the the data format required in order to send and receive data.
Once you have set up up your batch files and messages you are ready to send your transactions for DTC Settlement. Status messages will arrive as output files or messages from DTC. You may also check the status of transactions sent via file or message in the Settlement Web.
Clients may submit their transactions to DTC via ISO 15022 Messaging and Batch Files. Batch files utilize a CCF (Computer to Computer File Transmission, a proprietary format) and MQ Series format. For more information, navigate to the DTCC Client Center and select your product or service .
Below are often used record formats and messages.
Click Below to access CCF, MQ, and ISO Settlement CCF Technical Specification files.
CCF and MQ
- pdf Pledge Release Function (CF2PLR) via CCF-II Function User’s Guide (551 KB)
- pdf Payment Orders (CF2POC) via CCF-II Function User’s Guide (608 KB)
- pdf Collateral Loan Closing Balances (COLOAN) via CCF-II User’s Guide (274 KB)
- pdf Deliver Orders (DAYDOS/CF2NDO) via CCF-II User’s Guide (436 KB)
- pdf Deliver Orders (DOI1/5) Function User’s Guide (526 KB)
- pdf DOX1/5_NDO1/5 Deliver Orders/Night Deliver Orders (425 KB)
- pdf DTF/SEGPART DTC Segregation Account Return Transactions (334 KB)
- pdf Memo Segregation Balances (DTFMEM) Function User’s Guide (251 KB)
- pdf Settlement Participant Activity (DTFPART) Function User’s Guide (518 KB)
- pdf Disaster Recovery Settlement Participant Activity (5.11-DR) (466 KB)
- pdf Fed Funds Settlement/Settling Bank Balances (FFSBST) (263 KB)
- pdf Fed Funds Settlement/FICC GSD Settling Bank Balances (FFSFIT) Function User’s Guide (245 KB)
- pdf Customer Level Detail File (IPOCLD) Function User’s Guide (304 KB)
- pdf Lead Underwriter/Syndicate Member Flipping Activity File (IPOLUW/IPOSYN) via CCF-II Function User’s Guide (401 KB)
- pdf Initial Public Offering Tracking System ICM Input Processing (IPA/R/T/J/L1&5) – via CCF-II Function User’s Guide (448 KB)
- pdf Investors Voluntary Redemption and Sales (IVORS) Transaction Pricing (IVREPA) Function User’s Guide (251 KB)
- pdf LOF1/5 PEX Letters of Free Funds (433 KB)
- pdf MDH User Guide for Seg and MemoSeg (Output) (611 KB)
- pdf Memo Segregation Activity (MEMOSG) Function User’s Guide (256 KB)
- pdf Memo Segregation (MEMSEG) Function User’s Guide (364 KB)
- pdf MN/NA Day Transfer Position (MNA1/MNA5, 16.9) ICM Input Processing via CCF-II and MDH Function User’s Guide (295 KB)
- pdf Money Market Instruments Issuance Transaction Input Function User’s Guide (760 KB)
- pdf MQ DO Deliver Order Output (Both Day and Night Activity) (330 KB)
- pdf MQ Drop Notification Output (For Deliver Order and Pledge Activity) (328 KB)
- pdf MQ ID Net Deliver Order (303 KB)
- pdf MQ MMI Proprietary Funding (258 KB)
- pdf MQ MMI Acronym Status Output (238 KB)
- pdf MQ Payment Order Output (333 KB)
- pdf MQ PRELIM – MDH User Guide for Preliminary Settlement Statement Records, Version 2 (494 KB)
- pdf MQ Pledge Release Request and Pledge Return Guide (723 KB)
- pdf MQ Seg and Memo Seg (611 KB)
- pdf MQ RAD Output Function User’s Guide (262 KB)
- pdf OCC 1/5 Options Clearing Corp./Collateral Loan Services Function User’s Guide (393 KB)
- pdf DTC Participant Account Return (PARTPO) Payment Order (323 KB)
- pdf PCL1 Pend Action (270 KB)
- pdf PEX1/5 SMART/Track for Buy-Ins Instructions – version 2 (464 KB)
- pdf PLG1 and PLG5 Collateral Loans Services (505 KB)
- pdf POL 1/5 Payment Orders Instructions (431 KB)
- pdf RAD1 Function User’s Guide (260 KB)
- pdf RLSERQ Pledge Release Request Data Transmission (341 KB)
- pdf Security Segregation (SECSEG) Function User’s Guide (328 KB)
- pdf Segregation/Memo Segregation/Investment ID Input File (SEG1/SEG5) Function User’s Guide (313 KB)
- pdf SLRADJ Function User’s Guide (272 KB)
- pdf SLRBLC Function User’s Guide (259 KB)
- pdf DTF/SLRBLD Function User’s Guide (261 KB)
ISO
- pdf ID Net Deliver Order Output Messages (630 KB)
- pdf Deposit Withdrawal at Custodian (DWAC): ISO 15022 Message Layouts (1.44 MB)
- pdf ISO 15022 Message Layouts – MT530 Transaction Command Processing (335 KB)
- pdf ISO 15022 Message Layouts – Segregation/Seg Release/Memo Segregation/Investment ID/Investment ID Release Input (309 KB)
- pdf ISO 15022 Message Layouts – Pledge/Release Transactions (597 KB)
- pdf ISO 15022 Message Layouts – MA/NA Position Transfer (232 KB)
- pdf ISO 15022 Message Layouts – Deliver Orders Input Messages (728 KB)
- pdf ISO 15022 Message Layouts – Payment Orders (325 KB)
- pdf MT548 – Long Version Participant Status (376 KB)
- pdf MT548 - Long Version Accounting Participant Status (349 KB)
- pdf MT548 – Short Version Participant Status (338 KB)
- pdf MT548 – IPA Participant Confirmation (Output to MT530 Transaction Command) (322 KB)
- pdf Acronym Status Proprietary Message (Output) (328 KB)
Click Below to access Money Market Instruments CCF Technical Specification files.
- pdf DMXPIM PIM Record Layout (527 KB)
- pdf EODMMI End-of-Day MMI Balances for Paying Agents (357 KB)
- pdf MMB1/5 Money Market Instruments - Bankers’ Acceptance Issuance Transaction (818 KB)
- pdf MMF1 Money Market Instruments – Full Call Notifications (316 KB)
- pdf MMIC/MMIM Money Market Instruments Issuance Transaction Input – version 1 (932 KB)
- pdf MMIC/MMIM Money Market Instruments Issuance Transaction Input – version 2 (933 KB)
- pdf MMIECM/MMIECU Money Market Instruments Eligible CUSIP Master File (598 KB)
- pdf MMIEDS Paying Agent’s Report (288 KB)
- pdf MMU1/5 Money Market Instruments – Bankers’ Acceptance Update Transaction (546 KB)
- pdf MTNEID Medium Term Note Issuance, Cancellation, and Withdrawal Activity (324 KB)
- pdf POR1/5 PORS MMI Balance Confirmation (264 KB)
- pdf POR1/POR Output PORS Activity (647 KB)
- pdf RFCMMI Redemption Foreign Currency (280 KB)