Nonstandard Transfer Types

Initiated by the deliverer. Allows the original deliverer to reverse monies associated with an outstanding fail from the original receiver. ACATS credits cash amount to the original deliverer that submitted the FRV, and debits the original receiver. Used only for broker-to-broker transfer.

Allows a deliverer to clean up mutual fund assets that were included in an earlier ACATS transfer but were registered again outside ACATS. The cleanup action reverses the settlement incentive money charged to the deliverer, and credited to the receiver, when the original transfer was prepared for settlement. The deliverer must submit the receiver’s new fund customer account number, that the deliverer received from the fund, to verify that the deliverer registered the mutual fund asset into the receiver’s account at the fund. This transaction is similar to a fail reversal, but specific to mutual fund transfers.

Partial transfer initiated by the deliverer.

Partial transfer initiated by the receiver.

Deliverer initiates the return of a transferred asset from the receiver.

Initiated by the deliverer. Allows the original deliverer to transfer any residual credit balances remaining in the account to the original receiver.