DTCC clears and settles virtually all broker-to-broker equity, listed corporate and municipal bond and unit investment trust (UIT) transactions in the U.S. equities markets, advancing new initiatives and driving development of products and services that mitigate risk, reduce costs and enhance processing efficiencies for market participants.
Automated Customer Account Transfer Service...
Obligation Warehouse (OW) SWIFT MT509
MT509 General Format
Obligation Warehouse (OW) SWIFT MT515
MT515 General Format
Obligation Warehouse (OW) SWIFT MT518
MT518 General Format
Obligation Warehouse (OW) SWIFT MT598
MT598 General Format
Intraday and End of Day Position MRO (AutoRoute Product ID: Production # 02050703, PSE Test # 02980703)
OW Pair Off Activity MRO (AutoRoute Product ID: Production # 02051967, PSE Test # 02981967)
Cash Adjustments for Mandatory Reorg. File (AutoRoute Product ID: Production # 02051658)
Obligation Warehouse End of Day Report - Sample
This section is dedicated to Exchange Traded Funds (ETF) NSCC file formats, user guides, historical MRO file specifications, important notices, and sample reports. Login to view this content.
NSCC File Formats for ETF
ETF Historical MRO File Specifications
ETF Important Notices
ETF Sample Reports
This section is dedicated to CBRS important notices and fee schedule, user guides, record layouts and other technical documentation. Login to view this content.
CBRS Important Notices & Fee Schedule
CBRS User Guides
CBRS Record Layouts and Technical Files
Download additional CBRS record layouts available...
The learning content in this section includes the 7-part CBRS Overview webcast series and other procedural and function-focused training resources designed to help you use the Cost Basis Reporting Service (CBRS). Use the CBRS Overview and CBRS Procedures menu items at left to learn more.
View this seven part CBRS Overview webcast series to learn about the important features and functionality of the CBRS application. If you are unable to see the webcasts below, log in to the Learning Center.
This section is dedicated to UTC Guides & Notices, UTC MRO File Specifications and UTC Input/Output Message Formats. You may need to login to view this content.
UTC User Guides & Notices
UTC MRO File Specifications
UTC Input/Output Message Formats
The Trading Relationship Management (TRM) web-based application allows eligible NSCC Members to manage both their Qualified Special Representative (QSR) and Correspondent Clearing relationships online.
How The UTC Trade Editing Process Uses QSR And Correspondent Clearing Relationships
The Universal Trade Capture system uses the relationship between clearing members and their...
Units (fee ID 2481)
Units is a tiered fee that decreases as unit volume increases.
0 to 35,000
35,001 to 42,000,000
More than 42,000,001
Units is the gross number of transactions for which a broker is buyer or seller. Before passing the amounts to billing UTC deducts non-DTCC settling trades (“Z” trades),...