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  • Equities Clearing Learning Center

    DTCC clears and settles virtually all broker-to-broker equity, listed corporate and municipal bond and unit investment trust (UIT) transactions in the U.S. equities markets, advancing new initiatives and driving development of products and services that mitigate risk, reduce costs and enhance processing efficiencies for market participants.  Automated Customer Account Transfer Service...
  • OW SWIFT Messaging Specifications

    Obligation Warehouse (OW) SWIFT MT509 MT509 Specifications MT509 General Format MT509 Analysis Obligation Warehouse (OW) SWIFT MT515 MT515 Specifications MT515 General Format MT515 Analysis Obligation Warehouse (OW) SWIFT MT518 MT518 Specifications MT518 General Format MT518 Analysis Obligation Warehouse (OW) SWIFT MT598 MT598 Specifications MT598 General Format Obligation...
  • OW Input/Output Message Layouts

    ISO DO Input Message Layouts NY Input Layouts ISO DO Output Message Layouts
  • OW MRO File Details and Sample Report

    Intraday and End of Day Position MRO (AutoRoute Product ID: Production # 02050703, PSE Test # 02980703) OW Pair Off Activity MRO (AutoRoute Product ID: Production # 02051967, PSE Test # 02981967) Cash Adjustments for Mandatory Reorg. File (AutoRoute Product ID: Production # 02051658) Obligation Warehouse End of Day Report - Sample
  • ETF Documentation

    This section is dedicated to Exchange Traded Funds (ETF) NSCC file formats, user guides, historical MRO file specifications, important notices, and sample reports. Login to view this content. NSCC File Formats for ETF ETF Guides ETF Historical MRO File Specifications ETF Important Notices ETF Sample Reports
  • CBRS Documentation

    This section is dedicated to CBRS important notices and fee schedule, user guides, record layouts and other technical documentation. Login to view this content. CBRS Important Notices & Fee Schedule CBRS User Guides CBRS Record Layouts and Technical Files Download additional CBRS record layouts available...
  • Using CBRS

    The learning content in this section includes the 7-part CBRS Overview webcast series and other procedural and function-focused training resources designed to help you use the Cost Basis Reporting Service (CBRS). Use the CBRS Overview and CBRS Procedures menu items at left to learn more.
  • CBRS Overview

    View this seven part CBRS Overview webcast series to learn about the important features and functionality of the CBRS application. If you are unable to see the webcasts below, log in to the Learning Center.
  • UTC Documentation

    This section is dedicated to UTC Guides & Notices, UTC MRO File Specifications and UTC Input/Output Message Formats. You may need to login to view this content. UTC User Guides & Notices UTC MRO File Specifications UTC Input/Output Message Formats
  • ETF Overview 2015 - Inside Your ETFs (Video)

    This 19-minute video provides an overview of the DTCC ETF Portfolio Composition File and ETF Historical data products.
  • Trading Relationship Management

    About TRM The Trading Relationship Management (TRM) web-based application allows eligible NSCC Members to manage both their Qualified Special Representative (QSR) and Correspondent Clearing relationships online. How The UTC Trade Editing Process Uses QSR And Correspondent Clearing Relationships The Universal Trade Capture system uses the relationship between clearing members and their...
  • NSCC Equity Trade Capture Fee Descriptions

    Units (fee ID 2481) Units is a tiered fee that decreases as unit volume increases. Rate Tier (items) $0.021593 0 to 35,000 $0.001197 35,001 to 42,000,000 $0.000628 More than 42,000,001 Units is the gross number of transactions for which a broker is buyer or seller. Before passing the amounts to billing UTC deducts non-DTCC settling trades (“Z” trades),...

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