GTR CFTC/Canada/SEC (NoA): Message Responses

This topic outlines the message responses and formats.

Response Format

The message response provides NACKs by Jurisdiction/Province for DTCC XML and FpML for Canada. This response type is required because Action Type sequence checks are per Jurisdiction/Province. NACK reporting has separate <reason></reason> blocks for each Jurisdiction or Canadian Province.

NACK responses for CSV submissions are already provided per the Canadian province.

Sample files illustrate the layouts of CSV, XML and FpML responses. For CSV submissions, these files are Batch Download Reports.

Response Format/Channel

This table summarizes the current functionality:

Submission Channel	Submission Format	Response Format	Response	Receiver
MQ	DTCC XML	DTCC XML	MQ message	Data Submitter
MQ	FpML	FpML	MQ message	Data Submitter
Web Upload	CSV	CSV	Portal CSV Report	Data Submitter
SFTP	FpML, XML, or CSV	CSV	Portal CSV Report	Data Submitter