RDSP - Updating and Deleting Open Items

Use this procedure to update and delete information pertaining to your items that have not yet been processed (open items) by DTC.

1. On the Securities menu, under the Deposits section, select Restricted Deposit Service - Participant.
   If prompted, type your user ID and password and click Submit.
   The Main Menu page appears.
2. Type 2 in the Option field.
   Optional. To display a specific deposit, type the deposit ID number in the Deposit ID field. Click Submit.
   One of the following screens appears:
   • Update/Delete Deposit List if you did not enter a deposit ID.
   • Update/Delete Deposit if you entered a deposit ID. Skip to step 4.
3. Type S to the left of the deposit you want to update on the Update/Delete Deposit List and click Submit.
   The Update/Delete Deposit screen appears.

4. To update the deposit, tab to the applicable fields and enter the new information.

   Note

   The OFAC Certified field is mandatory for all U.S. participants. In order to successfully create a deposit , you must select Y in the OFAC Certified field. This indicates that your firm has screened the names of the registered owner on each certificate contained in the deposit (or the most recent assignee, if applicable) against the OFAC list and that no valid matches were indentified by such comparison.

5. Click Update.
   To delete the deposit, click Delete.
   The deposit is updated or deleted accordingly.

   Note

   Optional. You can update or delete specific information for the deposit by pressing the appropriate function key: Click Cert Info to display the Update/Delete Certification Info screen where you can update or delete the certification information. Click Documents to display the Update/Delete Documents screen where you can update or delete the list of attached documents. Click Transfer Instr to display the Update/Delete Transfer Instruction screen where you can update or delete transfer instructions.