Information on PTS Migration and Upcoming Transition Plans

As part of our ongoing efforts to modernize technologies and enhance client experience, DTCC plans to gradually phase out legacy PTS. DTCC services available in Participant Terminal Services (“PTS”), also known as TN3270 Terminal. Services currently available via PTS can be accessed via the DTCC Mainframe Portal or MyDTCC.

This transition will be executed in phases to facilitate a smooth and gradual shift for firms that currently rely on PTS services.

Client Administrators (Super Access Coordinators / Access Coordinators) should make certain that all user identities accessing PTS are defined in the Customer Registration System (CRS).

The following table outlines the functions and where to access their equivalents.

 

PTS Function

Description

 Location
ACTD - ATP Activity Code Information The ATP Activity Information System ( ACTD) function allows you to view information about the Account Transaction Processor (ATP) activity codes, ATP originating source codes, settlement activity codes, and the relationships between these codes. Settlement Web –> Cash and Balances –> Participant Account Statement
ADJI - Adjustment Inquiry The Adjustment Inquiry (ADJI) function allows you to view pending adjustments or adjustment history Adjustment Inquiries—Cash Adjustments Adjustment Inquiries—Stock Adjustments Fail Adjustments. MyDTCC –> CA Web
APUT - Agent Put Bond Instruction The Agent Put Bond function allows you to review and respond to put bond instructions submitted by DTC Participants.

PBS Homepage –> Corporate Actions Services –> Agent Functions –> Agent Put Bond Instructions Processing

or

PBS Homepage –> Corporate Trust Services –> Corporate Actions –> Agent Put Bond Instructions Processing
ART - Activity Research Tool The Activity Research Tool allows you to view detailed information about your transactions that have been processed by DTC. Settlement Web –> Activity –> Activity Inquiry
ASOP - Automated Subscription Offer Program The Automated Subscription Offer Program allows DTC Participants and Agents the ability to process acceptances of rights offers and subscription payments in exchange for new underlying securities within a fully automated book-entry environment. PBS Homepage –> Corporate Action Services  –> Agent Functions –> Agent Subscription Offer Instructions
ATOP - Automated Tender Offer Program The Automated Tender Offer Program allows participants to accept tender and exchange offers within a fully automated book-entry environment. DTC Transmits Agents' Messages to the Agent after having received instructions from Participants to accept an offer. PBS Homepage –> Corporate Action Services –> Agent Functions –> Agent Tender Instructions 
or
PBS Homepage –> Corporate Trust Services –> Corporate Actions –> Agent Tender Instructions
AWTI - Automated Withdrawal-by-Transfer Inquiry The Automated Withdrawal-by-Transfer Inquiry (AWTI) function allows participants to inquire about dropped, pending, or updated withdrawal-by-transfer (WT) transactions for a specific date or for a specific date and CUSIP number. PBS Homepage –> Corporate Trust Services –> Corporate Trust Utilities –> AWT Transaction Report
or 
PBS Homepage –> Securities Processing –> Withdrawals  –> AWT Transaction Report 
BDSI - Branch Deposit Inquiry  The Branch Deposit Online Inquiry (BDSI) function allows you to inquire about the status of your branch deposits. Branches send their customers' physical deposits directly to DTC. Deposit details are captured by your internal systems and passed to DTC.
Use BDSI when you want to inquire about the status of your branch deposits. 		PBS Homepage –> Securities Processing  Deposits –> Branch Deposit Inquiry 
CERR - CD Early Redemption The CD Early Redemption process allows you to enter certificate of deposit (CD) early redemption instructions and view payout information. PBS Homepage –> Corporate Actions Services –> Securities Processing –> CD Early Redemption Requests
CMOP – Change Mode of Payment The Change Mode of Payment Instructions application allows you to change the frequency ("mode") of future dividend or interest payments on certain DTC-eligible securities, such as Unit Investment Trust (UIT) and Variable Mode Preferred (VMP) stock issues, by book-entry. PBS Homepage –> Corporate Action Services –> Change Mode of Payment Instructions
CMPI - Change Mode of Payment Inquiry The Change Mode of Payment Inquiry function allows you to inquire about Unit Investment Trust (UIT) or Variable Mode Preferred (VMP) issues that qualify for DTC's Change Mode of Payment service. PBS Homepage –> Corporate Actions Services –> Income Tracking/Adjustments –> Change Mode of Payment Inquiry
COLL - Collateral Loan Service The Collateral Loan Service Menu allows DTC participants to pledge securities as collateral for a loan or for other purposes, as well as to request the release of pledged securities. Settlement Web –> Transaction Submission –> Collateral Loans –> select the Pledgor-Pledgee option that applies
CONI - CUSIP Inquiry by DTC Participants The CUSIP Inquiry by DTC Participants function allows you to look up securities using a variety of search criteria. To learn more, refer to the GWIZ - Security Finder topics. PBS Homepage –> Utilities –> Security Detail
CSDI - Central Securities Depository Inquiry The CSDI (Central Securities Depository Inquiry) function lets you inquire about the eligibility status of a security or CSD Participant for cross-border trading between a central securities depository (CSD) and DTCC. PBS Homepage –> Settlement Services –> CSD Processing
CTAS - CMO Trade Adjustments The Collateralized Mortgage Obligation (CMO) Trade Adjustments System (CTAS) function automates principal and interest adjustments for trades in certain CMO and other Asset-Backed Securities (ABS) that settled at DTC in the period between the accrual end date (commonly known as the beneficiary date) and the corresponding payment date. MyDTCC –> CA Web
CUSM - Custody Services Special Processing The Custody Services Special Processing function allows you to inquire about your security deposits, document deposits, and transfer of certificates. PBS –> Securities Processing –> Custody Services –> Customized Inquiry
CUST - Participant Custody System  The Participant Custody System (CUST) function allows you to inquire about and to update custody security deposits and document deposits, to transfer custody certificates, to make location movements, and to perform withdrawals and physical settlements of custody item PBS Home page –> Corporate Actions Services –> Securities Processing Services –> Custody Services
DAMP - Deposit Automation Deposit Automation allows you to enter deposits into the Deposit Automated Management (DAM) system and create the DAM deposit tickets to attach and accompany the shipment of securities to DTC. MyDTCC –> Securities Processing Application (SPA)
DCL - About Demand of Collateral The Demand of Collateral (DCL) function allows you, as the pledgee, to demand collateral pledged to you. You can demand collateral based upon the prior day's closing position or the current day's position. You can demand all securities or a portion of the securities. PBS –> Settlement –> Collateral Loan Services –> Demand of Collateral
DIVA - Dividend and Income Announcement Inquiry The Dividend Announcements Inquiry allows you to inquire about announcements for a given CUSIP number. It provides detailed information regarding the event, including relevant dates, rate information and general information such as interim accounting period, dividend status, etc. You can also view four years of announcement history. MyDTCC –> CA Web.
DIVD - Dividend Main Menu Dividend Selection Menu PBS Homepage –> Corporate Action Services
DO - Deliver Order The Settlement Web allows you input the following types of deliver orders to deliver securities from your account to another DTC participant:
  • Day and Future Dated Deliver Orders
  • Regular
  • ADR
  • Federal Reserve Deliver Orders
 Settlement Web –> Transaction Submission –> Select the deliver order type to input
DORI - Deliver Order Reason Code Inquiry The Deliver Order Reason Codes Inquiry (DORI) allows you to view a list of (DO) reason codes, and to obtain detailed information about a specific reason code. Settlement Web –> Transaction Submission –> Day Deliver Orders
or
Settlement Web –> Activity –> Activity Inquiry
DPAL - Dividend Position and Allocation The Dividend Position and Allocation option allows you to view your position and allocation history and allows you to adjust your stock loan debits or credits for a given corporate action payment. MyDTCC –> CA Web
DRS - Direct Registration (Agent) Transfer Agents use this function to transfer DRS shares from the transfer agent's account to a Broker's account at DTCC. MyDTCC –> Securities Processing Application (SPA)
DRSP - Direct Registration System Profile Modification The Direct Registration System (DRS) is available (in PSE) in the Securities Processing Application (SPA) system as an online facility via the DTCC Portal or through Automated Programming Interface (API). MyDTCC –> Securities Processing Application (SPA)

DRST - Direct Registration System Profile Modification ( Withdrawal by Transfer to Agent)

The DRST - Direct Registration System Profile Modification (Withdrawal by Transfer to Agent) application allows you to request the transfer agent of a Direct Registration System eligible issue to have the customer's shares that the DTC Participant is holding transferred to the agent.

MyDTCC –> Securities Processing Application (SPA)
ECSP - Envelope Control System for Participants The ECSP function allows NSCC members eligible for envelope settlement services to:
  • Enter envelope delivery instructions and create a credit list for delivery.
  • Update delivery instructions that have not been received by NSCC.
  • View information related to the delivery and receipt of your envelope shipments.
 PBS Homepage –> Securities Processing –> Other –> Envelope Control System for Participants
EDS - Elective Dividends The Elective Dividend Service (EDS) offers an automated election instruction process accessible through Participant Browser Service (PBS) for the following:
  • Cash-in Lieu/Round Up
  • Dividend Reinvestment Program
  • Foreign Currency Payments
  • Optional Dividend Distribution
  • TaxRelief
  • Direct Payment
 MyDTCC –> CA Web
FBCS - Fast Balance Confirmation System The FAST Balance Confirmation System (FBCS) system enables DTCC internal users and Transfer agents (TA) to view DTC's FAST balances maintained by the TA. MyDTCC –> Securities Processing Application (SPA)
FRAC - Fast SCL Confirmation The FAST SCL Confirmation application allows the FAST transfer agent to confirm or reject an entire SCL or to do a partial reject of one or more Participant line items on an SCL. The system also allows the transfer agent to inquire about pending FAST deposit rejects and SCLs. PBS Homepage –> Corporate Trust Services –> Securities Processing –>FAST SCL Confirmation
FRIM - Fractional Security Information and Processing The Fractional Security Information and Processing application allows you to inquire about primary and contra-CUSIP numbers, move fractional UIT shares to a plan's sponsor, move whole shares or dollars back and forth between a primary and contra-CUSIP, and truncate unwanted cent positions held under contra-CUSIP numbers. PBS Homepage –> Securities Processing –> Other –> Fractional Securities Information and Processing
GWIZ Security Finder allows you to look up securities using a variety of search criteria. PBS Homepage –> Utilities –> Securities Details
ICSM - Invitation to Cover Short Positions Menu The Invitation To Cover Short Positions function allows the Participant to extend to other Participants an invitation to offer securities for purchase that will cover a short position (a "short CUSIP") in the inviting Participant's DTC account. PBS Homepage –> Corporate Actions Services –> Instructions and Inquiries –> Invitation to Cover Short Positions Menu
IDAA - Interactive TradeSuite Affirmations The IDAA function enables an institution or agent named in on the ID confirmation to affirm trades. PBS Home Page –> Omgeo Services –> Affirmations –> Interactive TradeSuite Affirmations
IDCS - TradeSuite Trade Cancellations The IDCS function enables broker-dealers to cancel trades. PBS Home Page –> Omgeo Services –> Trade Input –> TradeSuite Trade Cancellation
IDEM - TradeSuite Confirm Correct/Cancel The IDEM function enables parties to the trade to send Advice of Cancel/Correct messages. AOCC is a message sent among parties to indicate the need for a confirm correction cancellation or Reverse-Affirm a previously affirmed trade). PBS Home Page –> Omgeo Services –> Trade Input –> TradeSuite Confirm Correct/Cancel
IDIQ - TradeSuite Global Inquiry ID GLOBAL INQUIRY - This function provides various inquiry options across Tradesuite products. PBS Home Page –> Omgeo Services –>Trade Inquiry –> TradeSuite Global Inquiry (IDIQ)
IDMQ - TradeSuite Master File Inquiry The IDMQ function allows internal and external inquiry to the Tradesuite ID Master File. PBS Home Page –> Omgeo Services –> ID Master File Directory –> TradeSuite Master File Inquiry (IDMQ)
IDPB - TradeSuite Broker Reversal CNS to PDQ The IDPB function allows Reversal of Affirmation Status for CNS. PBS Home Page –> Omgeo Services –> Trade Inquiry –> TradeSuite Broker Reversal (IDPB)
IDTI - Institutional Delivery Trade Input The IDTI function enables brokers to enter trade confirmation details. PBS Home Page –> Omgeo Services –> Trade Input TradeSuite Trade I/P (IDTI)
IMS - Inventory Management System IMS allows you to inquire about, authorize, or exempt securities eligible for settlement during the 6 business days beginning with S-1 (the day before settlement), and ending with S+5 (5 days after settlement). To learn more about the Inventory Management System refer to the PDF at this link: https://dtcclearning.com/documents/settlement-1/inventory-management-system/3243-inventory-management-system.html
IVDB - IVORS Settlement Details for Agents & Sponsors Use IVORS Settlement Details for Agents & Sponsors to:
  • Add or modify information in the IVORS Settlement Details for Agents & Sponsors
  • Deactivate or reactivate an issue
  • Inquire about a request
 PBS Homepage –> Corporate Actions Services –> Investors Voluntary Redemption and Sales Service –> IVORS Settlement Details for Agents & Sponsors
IVIQ - IVORS Inquiry The IVORS Inquiries application allows you to check the status of requests in the IVORS system according to CUSIP number, starting transaction date and/or settlement date. PBS Homepage –> Corporate Actions Services –> Investors Voluntary Redemption and Sales Service –> IVORS Inquiries
IVORS - IVORS Instruction Submissions Use IVORS Instruction Submissions to enter, save, accept, cancel and inquire about requests to surrender units for cash value or for rollovers. PBS Homepage –> Corporate Actions Services –> Investors Voluntary Redemption and Sales Service –> IVORS Instruction Submissions
IVRS - IVORs for Sponsors The IVORS for Sponsors application allows the sponsor to:
  • Enter settlement details and override settlement dates
  • Modify previously entered settlement details
  • Cancel a transaction
  • Inquire about transactions for those UITs for which it is responsible
 PBS Homepage –> Corporate Actions Services –> Investors Voluntary Redemption and Sales Service –> IVORS for Sponsors
IVRT –> IVORS for Transfer Agents The IVORS for Transfer Agents application allows transfer agents (TAs) to:
  • Enter settlement details and override settlement dates
  • Modify previously entered settlement details
  • Cancel a transaction
  • Inquire about transactions for those UITs for which it is responsible
 PBS Homepage –> Corporate Actions Services –> Investors Voluntary Redemption and Sales Service –> IVORS For Transfer Agents
MFNI - Master File Name Inquiry The Master File Name Inquiry application allows a DTC Participant to view Contact information belonging to its own Entity. The MFN system includes all names and addresses maintained by DTC internal users for their particular Entities. PBS Homepage –> Utilities –> Master File Name Inquiry
MMEX - Money Market Instruments Withdrawals The Money Market Instruments Withdrawals (MMEX) function lets you enter an MMI position withdrawal. PBS Homepage –> Settlement Services –> MMI Withdrawals
MMII - MMI Issuance Processing Money Market Issuance Instruction function for IPAs. Allows submission of MMI instructions, cancellations, withdrawals, and various inquiries. PBS Homepage –> Settlement Services menu –> MMI Issuance Processing
MMUW - MMI Underwriting Notice Inquiry Money Market Underwriting Notice Inquiry function (MMUW) allows you to:
  • Inquire about all information that is available for a current underwriting notice.
  • Obtain a CUSIP number by entering an acronym, issuer number or generic issuer name and optionally, dated date, maturity date, income rate and MMI type.
  • Inquire about control information established by DTC on behalf of the MMI issuing and paying agents.
 PBS Homepage –> Settlement Services menu –> MMI Underwriting Inquiry
NIVR - Night IVORS Instruction Submissions The Night Investors' Voluntary Redemptions (NIVR) function allows you to perform the following activities for transactions you want to process on the next business day:
  • Enter request (s) to surrender units for cash value.
  • Enter requests to surrender units for rollovers.
  • Save a request (without sending it to DTC) to work on later.
  • Accept, and have DTC begin processing, a request that was previously saved.
  • Cancel a request that was previously saved.
 PBS Homepage –> Corporate Actions Services –> Investors Voluntary Redemption and Sales Service –> Night IVORS Instruction Submissions
NWT1 – Auto Night Withdrawal by Transfer The Rush Withdrawal by Transfer (RWT1) function allows you to enter Rush Withdrawal Transfer transactions (RWTs) during the day. You can also change or delete previously entered transactions. Successful transactions update your position the same business day. PBS Homepage –> Securities Processing –> Withdrawals –> Auto Night Withdrawal by Transfer
PAMM and PAMU– Paying Agent Money Market Information The Paying Agent Money Market Function allows the paying agent to view, input, or change the rate of income to be paid and the amount to be paid (per $1,000 face value or per share) for variable rate and periodic principal paying and foreign currency denominated MMIs. PBS Homepage –> Corporate Actions Services –> Agent Functions –> Paying Agent Money Market Information
or
PBS Homepage –> Corporate Trust Services –> Securities Processing –> Paying Agent Money Market Information
PANS - Proxy Announcements The Participant Inquiry for Proxy Announcements function allows you to make inquiries and receive immediate responses concerning all proxy announcements. PBS Homepage –> Corporate Actions Services –> Proxy Announcements –> Proxy Announcements
PEXR - Participant Exchange Service Inquiry/Reply The Participant Exchange Service Inquiry/Reply allows you to view, respond to, and track settlement related notices exchanged between DTCC participants. PEXR functionality is supported through the following alternative services:
  • SmartTrack for Buy Ins
  • Corporate Action Liability Notifications (CALN)
  • SmartTrack for Stock Loan Recall Messages
PORS - Paying Agent Reporting Information The Paying Agent Reporting Information (PORS) function Allows Paying Agents to Inquire and confirm their MMI balances for various MMI instruments. PBS Homepage –> Corporate Actions Services –> Agent Functions –> Paying Agent Reporting Information
POS - Security Position Inquiry The Security Position Inquiry (POS) function allows you to obtain the current balance, or the balance from a past date up to two years, for any DTC-eligible security in your account.

Settlement Web –> Position –> Position Inquiry
PREM - Position Removal The Position Removal (PREM) function allows you to request that securities be moved from your account into DTC's house account (account#8899). PBS Home page –> Securities Processing –> Withdrawals –> Worthless Securities Movement
PSOP Rights Subscriptions  The Rights Subscriptions application allows you to transmit subscription instructions to DTC to:
    • Accept an offer by surrendering rights and making the required subscription payment.
    • Accept an offer by means of a Notice of Guaranteed Delivery (also referred to as a "protect") and subscription payment.
    • Surrender rights after having accepted an offer by means of a Notice of Guaranteed Delivery, submitted via the Rights Subscriptions application or delivered directly to the Agent (also referred to as a "cover of protect").
    • Surrender rights for the purpose of selling them through the Agent.
    • The Rights Subscriptions application also allows you to exercise any step-up or oversubscription privileges when submitting instructions to accept a rights offer. Use the information in the Rights Subscriptions application in conjunction with the corresponding Reorganization Inquiry For Participants (RIPS) envelopes (identified by activity code 59 and the rights CUSIP number) to perform your subscription activities.
 PBS Home page –> Corporate Actions Services –> Instructions and Inquiries–> Rights Subscriptions
PSWD - Participant PIN/Password The Participant PIN/Password (PSWD) function allows you to add, update or view your name, address, telephone number, email address, and pin/password information. PBS Homepage –> Utilities –> PART PIN/Password system (PSWD)
PTOP - Submit Transaction Instruction The Participant Tenders Over PTS (PTOP) function allows you to:
  • Tender securities to the Tender Agent as an original Voluntary Offering Instruction (VOI).
  • Complete a delivery previously the subject of a Notice of Guaranteed Delivery (cover a protect).
  • Allow protect submissions and cover protect submissions to be submitted to the Tender Agent via DTC.
 PBS Homepage –> Corporate Actions Services –> Voluntary Tenders and Exchanges –> Submit Transaction—Instruction
PUTS - Put Option Bonds The Puts Instructions (PUTS) function allows you to:
  • Submit Put Voluntary Offering Instructions (VOIs) for mortgage-backed puts, repayments, relinquishments and retainments
  • Submit withdrawal requests for previously submitted unpaid put VOIs
  • Submit requests to swing previously submitted unpaid put VOIs to another Participant (in accordance with a customer account transfer)
  • Inquire about active put offers and the status of VOIs
  • Notify DTC about unscheduled puts
  • Update open items
  • Inquire about Money Market Instruments (MMI) put options
  • View the status of your put payment requests.
 PBS Homepage –> Corporate Actions Services –> Instructions and Inquiries –> Put Option Bonds
RANA - Risk Analysis RANA provides a list of all eligible voluntary reorganization CUSIPs expiring on the day of your inquiry or within ten business days. PBS Homepage –> Corporate Actions Services –> Reorg Risk Analysis
RCIP - Participant/Reorg Conversions The Conversion Inquiry Service allows you to view DTC-eligible conversions and conversion instructions you submitted for the current day. You can use the Conversion Inquiry Service to:
  • View all priority securities that are eligible for conversion. A priority CUSIP is one where the underlying record date and/or last conversion date is a future date.
  • View conversion information and instructions for a specific convertible security.
  • View convertible securities for which instructions were submitted.
  • Custody users only. View conversion information and instructions for a specific Custody security.
  • Custody users only. View custody securities for which instructions were submitted
 PBS Homepage –> Corporate Actions Services –> Instructions and Inquiries –> Participant/Reorg Conversions
RCNV - Reorg Conversion Online Instruction The Reorg Conversion Online Instruction (RCNV) function allows you to enter conversion instructions via PTS.
Once it receives your conversion instructions, DTC deducts the convertible securities from your account and adds the underlying securities to it, usually on the same day. The underlying securities are immediately eligible for all of DTC's services, including book-entry delivery and pledges for collateral loans 		PBS Homepage –> Corporate Actions Services –> Instructions and Inquiries –> Reorg Conversions
RDSP - Restricted Deposit Service - Participant The Restricted Deposit Service (RDSP) function allows you to enter, update and obtain information from the Restricted Deposit Service (RDS). PBS Homepage –> Securities Processing –> Restricted Deposit Service - Participant
REJI - Billable Reject Inquiry The Billable Reject Inquiry application allows you to inquire about your Billable Reject items- deposits, withdrawals-by-transfer (WT) and certificates on demand (COD). You can view the information by date and/or CUSIP number, or you can view all items for the current or previous month. PBS Homepage –> Securities Processing –> Other Securities Processing Functions –> Billable Reject Inquiry
REOG - REORG Main Menu REORG Main Menu PBS Homepage –> Corporate Action Services
RIPS - Reorg Inquiry for Participants The Reorg Inquiry for Participants (RIPS) function allows you to view information regarding the processing of securities undergoing redemption, maturity, or reorganization activity. MyDTCC –> CA Web
RTOP - Release Reorg Transactions The Release Reorg Transactions (RTOP) application allows you to release the following pending transactions: 
  • Put repayment, retainment, relinquishment, and mortgage backed put VOIs
  • Mortgage backed put VOI withdrawal requests and put swing requests
  • Warrant exercise and reversal instructions
  • Conversion instructions and cancellation instructions
 PBS Homepage –> Corporate Actions Services –> Instructions and Inquiries –> Release Reorg Transactions
RWT1 – Rush Withdrawal by Transfer The Rush Withdrawal by Transfer (RWT1) function allows you to enter Rush Withdrawal Transfer transactions (RWTs) during the day. You can also change or delete previously entered transactions. Successful transactions update your position the same business day. PBS Homepage –> Securities Processing –> Withdrawals –> Rush Withdrawal by Transfer

SDAR - Same Day Allocation Reporting

The Same Day Allocation Reporting (SDAR) function allows you to view your dividend, redemptions and corporate reorganization totals for allocated and unallocated items. You can view information about money market instruments (MMI) proceeds allocated to your settlement account, and information relating to stock allocations as well.

MyDTCC –> CA Web
SEEK - Securities Extract Engine Key Securities Search engine. Allows the user to search the DTC Security master files for a particular Security based on specific searching criteria such as: Security type, Full or partial Issuer name, Partial CUSIP number and other attributes. PBS –> Utilities –> security Detail
SETP - Participant Account Statement The Settlement Statement pages allow you to see your end-of-day balances in one place, across your participant account, collateral group, and legal entity. Settlement Web –> Cash and Balances –> Participant Account Statement
SLRM - Stock Loan/Repo Adjustments The Stock Loan/Repo Adjustment application allows you to input a stock loan or REPO adjustment and allows the contra-Participant to approve or cancel the transaction before it is processed. Settlement Web –> Transaction Submission –> Stock Loan/Repo Adjustments
STDI - Deposit Inquiry The Deposit Inquiry (STDI) application allows you to inquire about deposits that have not been transferred by the Transfer Agent (TA).  PBS Homepage –> Securities Processing –> Deposits –> Deposit Inquiry
STSE - Securities Transfer Inquiry The Securities Transfer Inquiry (STSE) application allows you to inquire about your withdrawal-by-transfer (WT) activity. PBS Homepage –> Securities Processing –> Other –>  Securities Transfer Inquiry
TAXI - Tax Information- TaxInfo TaxInfo provides Foreign Tax Withholding Information that contains country specific statutory tax rates, beneficial owner definitions, documentation requirements, and tax relief procedures for EDS eligible securities. MyDTCC –> CA Web –> Instructions –> TaxInfo
WARI - Warrant Instruction Inquiry The Warrants Inquiry (WARI) function allows individual participants and group users to inquire about warrants and associated transactions.
Use WARI for inquiries only; to enter, cancel, or update exercise or reversal instructions, use WARR. 		PBS Homepage –> Corporate Actions Services –> Instructions and Inquiries –> Warrant Instruction Inquiry
WARR – Warrant Subscription The Warrants Subscriptions application allows individual participants and group users to exercise and reverse warrant transactions.
This application also allows you to access the Warrant Instruction Inquiry function for inquiries on both the warrant CUSIP level and the transaction level.		 PBS Homepage –> Corporate Actions Services –> Instructions and Inquiries –> Warrant Subscriptions
WTS - Withdrawals Menu Various types of withdrawal by transfers are available at DTC. You can access these by navigating to the PBS Securities Processing Homepage. Once there, select the option listed under the Withdrawals sub-heading. PBS Homepage –>Securities Processing Services