PTOP - Submitting an Instruction

1. On the Welcome to Corporate Action Services homepage, place your cursor on Voluntary Tenders and Exchanges. Under Submit Transaction, click Instruction.

   The Tender Submit Instruction (Search Criteria) page appears.

2. On the Tender Submit Instruction (Search Criteria) page, type a contra–CUSIP in the Contra CUSIP field or click the Security Finder icon to identify the CUSIP number you want. Click Search.

   The Tender Submit Instruction (Information Entry) page appears.

3. Type all required information and click Submit.

   One of the following pages appears:

   • The Conditions Acknowledgement page appears if conditions exist for the tender.
   • The Tender Submit Instruction (Instruction Confirmation) page appears if no conditions exist for the tender.
4. Optional: Click Submit from the Conditions Acknowledgement page.

   The Tender Submit Instruction page appears.

5. Click Submit.