IVRS - Entering Settlement Details

Use the following procedure to enter settlement details or change the settlement date of a transaction.

1. On the Corporate Action Services menu, under the Investors Voluntary Redemption and Sales Service section, select IVORS for Sponsors.

   If prompted, type your user ID and password and click Submit.

   The Main Menu page appears.

2. Type information in the following fields and click Submit.

   • Screen#: Type 1
   • CUSIP Number: Type a CUSIP number to begin the list with a specific security (optional)

   The Enter Your Settlement Details/Override Date page appears.

3. Type information in the following fields and click Submit.

   • Redemption or Purchase Price Per Unit
   • Accrued Divid Per Unit
   • Stlmnt Date (optional)
   • Purchase Price (rollover transactions only)
   • Concession Fee (rollover transactions only)

   If errors occur, an applicable message appears. Correct the error and click Submit again until the message 'Records validated' appears.

4. Click Update.

   The message 'Transaction database updated' appears